• Senior Regulatory Officer- Vice President

    Morgan Stanley (Alpharetta, GA)
    … Technology Division. We are responsible for creating innovative technology solutions for the Private Banking Group (PBG), one of the strategic growth areas of ... through three principal business segments. Institutional Securities, Wealth Management ( WM ), and Investment Management. The Firm's employees serve clients worldwide… more
    Morgan Stanley (03/28/24)
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  • Assistant Vice President Field Operational Risk…

    Morgan Stanley (Geneva, IL)
    …audit * Strong understanding of operational risk within the Financial Services industry (eg Private Banking , Retail Banking , Investment Banking and/or ... education and training of the operational and compliance risks related to the banking and lending activities of Private Bankers and Financial Advisors within… more
    Morgan Stanley (03/20/24)
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  • Risk Management - Wealth Management - Business…

    JPMorgan Chase (Columbus, OH)
    …This role is based in Columbus, OH and reports to the WM & Global Private Bank (GBP) Risk Business Manager Vice President. As part of Risk Management, you ... striving to be best-in-class. Job summary: As a Business Manager in Asset Wealth Management (AWM) Risk team, you...Manage critical risk priorities, activities and deadlines for the WM Risk team + Partner across the team to… more
    JPMorgan Chase (02/04/24)
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  • Restricted Securities Generalist

    Morgan Stanley (New York, NY)
    …global financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. The Firm's employees ... Advisors and their client's, Issuer's counsels, Legal, Compliance, Risk, Structured Products, Private Bank, Stock Plan services and Senior MS Management. You will… more
    Morgan Stanley (04/02/24)
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