- JPMorgan Chase (New York, NY)
- …institution, government agency, regulator and/or self-regulatory organization with demonstrated financial services experience. + Experience in broker-dealer ... contributor, driving product development and providing valuable regulatory insight. As the Wealth Management, Financial Products and Regulatory Attorney - Vice… more
- Morgan Stanley (Alpharetta, GA)
- … reporting, brokerage , licensing, consulting, confidentiality, and other financial services business agreements Work collaboratively with colleagues in ... part of a team Preferred: - Representation of or in-house experience with a financial services company or SAAS technology offerings - Experience with legal… more
- Bank of America (Los Angeles, CA)
- …that provides advice and guidance related to the company's record-keeping, trust, custody, brokerage and wealth management services provided to retirement ... are guided by a common purpose to help make financial lives better through the power of every connection....Draft, maintain and negotiate legal agreements such as record-keeping services agreements, trust agreements, fund services agreements,… more