- Wells Fargo (St. Louis, MO)
- …a combination of the following of the following industries: Wealth Management, Brokerage or Financial Services + Demonstrated experience in marketing ... **About this role:** Wealth and Investment Management (WIM) Marketing plays a... Advisors or other client facing teams in the financial services industries + Experience interacting and… more
- Truist (Atlanta, GA)
- …2. 12 years of banking or relevant experience 3. 12 years of financial services compliance, risk or supervisory experience 4. Regulatory credentials: FINRA ... equivalent education and related training 2. Twelve years of experience in a financial institution with emphasis on risk management or equivalent work experience and… more
- Citizens (Johnston, RI)
- …1,100 branches in 14 states and the District of Columbia. The role of Wealth Management - Brokerage Client Service Specialist provides candidates with ... Description Citizens Financial Group, Inc. is one of the nation's...integrated experience that includes mobile and online banking, a full- service customer contact center and the convenience of approximately… more
- Truist (Norfolk, VA)
- …processes and activities. Develop plans and processes in conjunction with Wealth Brokerage sales leaders to ensure the service provided by Client Service ... various administrative and operational projects between clients, Financial Advisors, Financial Consultants, and Client Service Associates, such as incoming… more
- Tradeweb (Jersey City, NJ)
- …years of experience in securities accounting and/or broker dealer operations within the financial services industry + Strong analytical and accounting skills + ... Tradeweb is seeking a Senior Accountant\Securities Brokerage to join our growing Finance & Accounting department. The ideal candidate will have extensive knowledge… more
- Manulife (Boston, MA)
- We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our ... Manulife Financial Corporation is a leading international financial services group that helps people make...as John Hancock in the United States. We provide financial advice, insurance, and wealth and asset… more
- Insight Global (New York, NY)
- Job Description A large financial client is looking for a Brokerage Account Operations analyst to join the team. The role is responsible for opening accounts for ... all Brokerage , FX, and RIA accounts. The person will be...documentation from internal business partners, Ensuring adequate source of wealth is documented for each client, Satisfy the Bank's… more
- Truist (Raleigh, NC)
- …JOB SUMMARY Provide consultative, sales and technical support to one or more Financial Advisors, working closely with the Financial Advisors to meet the ... clients and actively sourcing prospective clients. Provides leadership to the Financial Advisor team, contributing to the short and long-term strategic planning… more
- JPMorgan Chase (New York, NY)
- …institution, government agency, regulator and/or self-regulatory organization with demonstrated financial services experience. + Experience in broker-dealer ... contributor, driving product development and providing valuable regulatory insight. As a Wealth Management, Financial Products and Regulatory Attorney - Vice… more
- Wells Fargo (Maple Grove, MN)
- **About this role:** Wells Fargo is seeking a Next Gen Financial Advisor - Wealth Brokerage Services , as part of Wealth and Investment Management. ... training program for meeting personal, professional, and organizational client service and financial goals within the ...Series 7 and 66 (or FINRA recognized equivalents) + Financial services experience + Client services… more
- HSBC (New York, NY)
- …and banking and brokerage products + Experience working in the financial services industry + Ability to build relationships and identify opportunities ... service and support activities for both banking and wealth products, as well as in the day to...role: + Strong understanding of the brokerage and banking industry, trading opportunities… more
- Zions Bancorporation (Salt Lake City, UT)
- …plus + 4-6+ years of experience leading service or operational teams at a wealth management or brokerage firm + Required licensing, FINRA Series 7 & 66 ... Zions Bancorporation is one of the nation's premier financial services companies operating as a...Manager will oversee and ensure the delivery of top-quality service to Wealth Advisors and their high-net-worth… more
- Charles Schwab (New York, NY)
- …they can help themselves, and our clients, create a better future. Schwab Private Wealth Services (SPWS) is a complimentary branded program for ultra-high net ... times, and a dedicated Senior Banker. The Schwab Private Wealth Services team is seeking a highly...The successful candidate will build trusting relationships with SPWS Wealth Consultants and local Financial Consultants, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …you will consult with financial advisors and their clients regarding overall wealth management products and services ; and lead large projects with a ... approachable person to join the team to provide indispensable service to our Financial Advisors and clients.... financial advisors and provide consultative education of wealth management services and products to support… more
- Morgan Stanley (San Francisco, CA)
- …is often the first point of contact with clients on a broad array of services related to account servicing, financial plans and investment portfolios. Under the ... direction of the Financial Advisor / Private Wealth Advisor, this...streamline and enhance a client experience that emphasizes value, service and attention to detail * Thoroughly understands and… more
- Morgan Stanley (Pasadena, CA)
- …is often the first point of contact with clients on a broad array of services related to account servicing, financial plans and investment portfolios. Under the ... direction of the Financial Advisor / Private Wealth Advisor, this...streamline and enhance a client experience that emphasizes value, service and attention to detail * Thoroughly understands and… more
- Guardian Life (Bethlehem, PA)
- …be highly engaged and looking for an opportunity to build a career with our financial services and wealth management team! **You will** + Accurately answer ... Service Specialists are responsible for providing support to financial professionals and Clients via inbound calls to our...realize their dreams through a range of insurance and financial products and services . Our Purpose, to… more
- Citigroup (New York, NY)
- …a financial advisory capacity . Experience in a proactive, successful sales and service role in the financial services industry . Strong analytical and ... Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and...experience **Job Family Group:** Private Client Coverage **Job Family:** Financial Planning Services **Time Type:** Full time… more
- Morgan Stanley (Plano, TX)
- …clients by understanding their investment objectives and working in partnership with the Financial Advisor / Private Wealth Advisor to deliver solutions. *DUTIES ... guidance and input from senior team members * Assists Financial Advisors / Private Wealth Advisors in...Works with clients on the execution of orders in Brokerage and Advisory accounts * Assists clients with market… more
- Citigroup (New York, NY)
- …, including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services , and wealth management. Our core ... a trusted partner to our clients by responsibly providing financial services that enable growth and economic...effective risk coverage.** **Review and assess new products and services in Wealth for inherent AML risk… more