- Morgan Stanley (Purchase, NY)
- …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Compliance * **Title:** * Wealth Management Compliance Data Analyst* ... makers and the regulatory and self-regulatory agencies that govern the firm's businesses. Wealth Management Compliance Monitoring functions to conduct trade… more
- US Bank (New York, NY)
- …Manager - Wealth , Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit ... partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker...The Senior Audit Manager also has strong knowledge of Compliance Management Systems. Global Corporate Compliance… more
- Citigroup (New York, NY)
- …business growth, enhance client experience, and optimize operational efficiency within our Wealth Management function. **Responsibilities:** + Data Strategy ... strategic asset to drive innovation and competitive advantage in Wealth Management . + Data Analytics...Collaborate closely with cross-functional teams, including Wealth Management , IT, Risk Management , and Compliance… more
- Citigroup (New York, NY)
- …of consumer credit risk and related data + Deep understanding of risk management framework and practices applicable to wealth management - including ... Risk CAO organization provides a global focus for risk management strategy/execution oversight for compliance with Citi...& client/risk aggregation needs unique to private banking and wealth management , and with a proven track… more
- Morgan Stanley (New York, NY)
- *POSITION SUMMARY* The Wealth Management Associate is often the first point of contact with clients on a broad array of services related to account servicing, ... quickly and accurately to client questions and concerns. The Wealth Management Associate is an integral member...Wealth Advisors * Prepares performance reports and other data for clients that may involve evaluating account performance,… more
- Scotiabank (New York, NY)
- …in alignment with business goals, drivers and the GWM Brand Promise of "Total Wealth Advice" for International Wealth Management . Primary Technology partner ... for the SVP, International Wealth Management , the VP will be responsible for transforming the...which will drive informed decision making + Lead for Wealth Data transformation stream. Represents a direct… more
- Bank of America (New York, NY)
- Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Charlotte, North Carolina; Jacksonville, ... the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance , policy, operational/fraud risk management requirements. The Global Financial… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees ... perspectives and needs is an important part of our culture. The Morgan Stanley Wealth Management Global Investment Office (GIO) is seeking an ambitious research… more
- Citizens (Tarrytown, NY)
- Description Citizens Private Bank has accelerated its strategy to build out Wealth Management , scale Business Banking, grow deposits, and expand in key growth ... expertise and research, while intimately focusing on each client's unique circumstances. The Wealth Portfolio Management Group is responsible for the day-to-day … more
- US Bank (Greenwich, CT)
- …a service and support representative functioning as the primary, daily contact between Wealth Management Trust, Banking, or Investment customers and US Bank. ... and problem resolution, escalating items beyond specified authority to the assigned Wealth Management Advisor or respective specialist. Works proactively to… more
- HUB International (New York, NY)
- …Problem Solver **Preferred Qualifications** + Financial Service Knowledge, specifically 401(k) & Wealth Management + Understand compliance and regulatory ... property, casualty, risk management , life and health, employee benefits, investment and wealth management products and services. Becoming a part of HUB means… more
- US Bank (New York, NY)
- …activities by integrating other internal audit subject matter teams (Anti-Money Laundering, Compliance , Risk Management , Data , Operations, etc.) to ensure ... to the fiduciary products and services within US Bank's Wealth Management and Investment Services businesses. This...for areas of higher risk. + Drive automation and data analytics opportunities within their portfolio both as part… more
- Tradeweb (New York, NY)
- …matter expert for the data governance platform. + Collaborate with risk management , cyber security, and compliance teams to establish and maintain data ... collaborating with risk management , cyber security, and compliance teams to establish and enforce data ...fertility, egg freezing, adoption and surrogacy expenses. + **Building Wealth - 401(k) Savings Plan** : Employees are immediately… more
- Deloitte (New York, NY)
- …Retail Banking, Commercial Banking, Transaction Banking, Wholesale Banking, Cards & Payments, Wealth Management , Investment Management , Real Estate, Private ... Retail Banking, Commercial Banking, Transaction Banking, Wholesale Banking, Cards & Payments, Wealth Management , Investment Management , Real Estate, Private… more
- S&P Global (New York, NY)
- …and validation of insider lists in relation to regulatory requests + Draft Compliance management information reports for various business and senior ... Lists when required. You will be involved in analyzing data generated by Control Room's monitoring activities and derive...team's and compliance department's effort. Exposure to compliance risk and controls management and regulatory… more
- JPMorgan Chase (Jersey City, NJ)
- …pricing decisions for JPMC home lending lines of business (LOBs) - Asset Wealth Management ; Branch and Specialty Sales; Correspondent, etc., including Servicing ... your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the...of Fair Lending partner teams, LOBs, Legal, Model governance; Compliance Conduct and Operation Risk (CCOR) Chief Data… more
- S&P Global (New York, NY)
- …the Board of Directors on the operation and progress of Global Financial Crimes Compliance risk management efforts. + Maintain a current awareness of the ... reports to global sanctions authorities and specific license applications. + Support management of Global Financial Crimes Compliance governance bodies and… more
- Deloitte (New York, NY)
- …Retail Banking, Commercial Banking, Transaction Banking, Wholesale Banking, Cards & Payments, Wealth Management , Investment Management , Real Estate, Private ... Demonstrate understanding of business processes, regulatory requirements, internal control risk management , process, data and technology controls and related… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees ... Background on the Team The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... and drafting of responses to regulatory inquiries by obtaining requested trading data , analyzing any potential compliance issues identified, and preparing a… more