- US Bank (New York, NY)
- …Manager - Wealth , Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit ... partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker...The Senior Audit Manager also has strong knowledge of Compliance Management Systems. Global Corporate Compliance… more
- Morgan Stanley (New York, NY)
- *POSITION SUMMARY:* The Wealth Management Associate is often the first point of contact with clients on a broad array of services related to account servicing, ... quickly and accurately to client questions and concerns. The Wealth Management Associate is an integral member...Wealth Advisors * Prepares performance reports and other data for clients that may involve evaluating account performance,… more
- HSBC (New York, NY)
- …our people, our investors, our communities and the planet we all share. The Wealth Relationship Officer works closely with the Wealth Relationship Manager and ... provide an outstanding customer experience to valuable banking and wealth clients. The goal of this role is to...staff by preparing and completing sales documents and managing data input and report generation, generating and analyzing specialized… more
- JPMorgan Chase (New York, NY)
- The Product Manager on the JP Morgan Wealth Management Servicing team will focus on development of platform experience, digital servicing communications, ... personalized data driven insights, and client engagement capabilities for JPMorgan Chase Wealth Management clients. You will develop and refine the… more
- HUB International (New York, NY)
- …Problem Solver **Preferred Qualifications** + Financial Service Knowledge, specifically 401(k) & Wealth Management + Understand compliance and regulatory ... property, casualty, risk management , life and health, employee benefits, investment and wealth management products and services. Becoming a part of HUB means… more
- US Bank (New York, NY)
- …activities by integrating other internal audit subject matter teams (Anti-Money Laundering, Compliance , Risk Management , Data , Operations, etc.) to ensure ... to the fiduciary products and services within US Bank's Wealth Management and Investment Services businesses. This...for areas of higher risk. + Drive automation and data analytics opportunities within their portfolio both as part… more
- Deloitte (Stamford, CT)
- …core banking platforms, compliance monitoring, regulatory reporting, risk or case management , or data management + Direct working experience related ... management and compliance programs, and technology platforms. Our wealth management clients provide direct-to-consumer investment advice and management… more
- ManpowerGroup (New York, NY)
- …Data Testing * Data Architecture * Data Quality Strategy * Risk Management Skills **Set 2** * Consumer or Wealth Management Credit Risk ... preferred. **Technical Skills (Highlighted are "must-haves")** **Set 1** * Data Governance * Data Quality Management...Management * Consumer or Wealth Management Risk Analytics & Reporting *… more
- S&P Global (New York, NY)
- …and validation of insider lists in relation to regulatory requests + Draft Compliance management information reports for various business and senior ... Lists when required. You will be involved in analyzing data generated by Control Room's monitoring activities and derive...team's and compliance department's effort. Exposure to compliance risk and controls management and regulatory… more
- S&P Global (New York, NY)
- …the Board of Directors on the operation and progress of Global Financial Crimes Compliance risk management efforts. + Maintain a current awareness of the ... reports to global sanctions authorities and specific license applications. + Support management of Global Financial Crimes Compliance governance bodies and… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... and drafting of responses to regulatory inquiries by obtaining requested trading data , analyzing any potential compliance issues identified, and preparing a… more
- Citigroup (New York, NY)
- …a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing internal ... required standards; Directing technology solutions that enable effective and efficient compliance risk management solutions. + Supporting investigations and… more
- Bank of America (New York, NY)
- … Strategy and Roadmap Development + Data Architecture & Modelling + Data Management + Regulatory Compliance **QUALIFICATIONS:** + Bachelors or Masters ... compliance . This role will collaborate with the GRM Data Stewards, Data Users, Data ...following areas - Trading, Consumer Banking, Wealth Management , Transaction Banking + Big Data Architecture,… more
- Deloitte (Stamford, CT)
- …trading, operations, lending, compliance monitoring, regulatory reporting, risk or case management , or data management + Experience with process design, ... management and compliance programs, and technology platforms. Our wealth management clients provide direct-to-consumer investment advice and management… more
- Bank of America (Stamford, CT)
- …leading the overall service delivery model to include the bank's digital offerings and wealth management banking strategy in the market while working with the ... with the market leadership team, Market Executives, Resident Directors, Financial Advisors, Wealth Management Client Associates, and Wealth Management… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... to the businesses. + Communicate with sales and trading management and US Compliance personnel on relevant...and respond to regulatory inquiries by obtaining requested trading data , analyzing any potential compliance issues identified,… more
- Deloitte (Stamford, CT)
- …Retail Banking, Commercial Banking, Transaction Banking, Wholesale Banking, Cards & Payments, Wealth Management , Investment Management , Real Estate, Private ... Demonstrate understanding of business processes, regulatory requirements, internal control risk management , process, data and technology controls and related… more
- Deloitte (Stamford, CT)
- …Retail Banking, Commercial Banking, Transaction Banking, Wholesale Banking, Cards & Payments, Wealth Management , Investment Management , Real Estate, Private ... Risk Management and other related Treasury functions, including associated data , models, processes and controls + Familiarity with liquidity regulatory reporting… more
- Scotiabank (New York, NY)
- …+ Understand business requirements and aligns them to the objectives of the data management program. + Design and document business requirements and functional ... producers. + Support data stewards in managing data governance and data management ...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and… more
- S&P Global (New York, NY)
- …you will be + Responsible for analysis, design, development, and support of enterprise data management systems. + A people leader managing and supporting global ... service-oriented architectures, SOAP and RESTful APIs. + Experience with Data Management , Data Security, ...for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn… more