- US Bank (Minneapolis, MN)
- …Senior Audit Manager - Wealth , Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director/ ... Audit Director, in providing the Audit Committee and senior management with independent assurance and advisory...partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker… more
- Capco, a Wipro Company (New York, NY)
- …emerge as industry leaders. **About the Job:** As a Senior Consultant in the Wealth & Asset Management practice, you will work in a fast-paced team setting ... with You** + 5+ years of professional experience in wealth management + Management consulting...to ensure the completion of project deliverables with requisite quality and in a timely manner + Advanced MS… more
- Charles Schwab (Phoenix, AZ)
- …client facing phone teams. The Wealth Strategies Consulting Group addresses complex wealth management needs of clients through our Planning and Wealth ... **Your opportunity** Investor Advice Solutions consists of Schwab Wealth Advisory, Centralized Service & Operations and ...income generation, risk mitigation, and liquidity needs. As a ** Senior Regional Manager** you will coach and counsel a… more
- Fifth Third Bank, NA (Charlotte, NC)
- …in sales and/or marketing. + Resourcefulness in finding creative solutions. #LI-ML1 Senior Wealth Strategist/ Planner LOCATION -- Charlotte, North Carolina 28202 ... banking at Fifth Third Bank. Serves as the primary Wealth Planning expert and resource for high net worth...proven track record of successfully collaborating with and influencing management and peers to support growth and financial results.… more
- Citigroup (New York, NY)
- …and Investment Services Products Senior Audit Manager is a senior level management position within the Audit Wealth Team. The Senior Audit Manager of ... objective of this role is to execute a robust Wealth and Investment Services Product Audit Plan and direct...Internal Audit. **Responsibilities:** + Document audit procedures in a quality manner and in compliance with the IIA Standards… more
- US Bank (New York, NY)
- …Investment Services businesses. This role supports the Audit Director for Wealth Management and Investment Services, the Senior Audit Director and the Chief ... Audit Executive, in providing the Audit Committee and senior management with independent assurance and advisory...team in the completion of engagements, ensuring the highest quality work delivered timely and appropriately focusing on legal… more
- Citigroup (New York, NY)
- …leadership The Director of the Wealth Risk Reporting team is a senior management level position responsible for managing all aspects of reporting department ... monitoring of quantity and quality of risk management of private bank/ wealth management ...reporting digitization. + Design, coordinate and prepare executive materials Wealth CRO and management team's senior… more
- Truist (Atlanta, GA)
- …Audit Committee and Executive Management . Through well-developed relationships with Senior Management and ongoing business monitoring activities, the ... dynamic audit plan for Brokerage and Trust within Truist Wealth . Senior Directors may lead other Audit...Proactively develop and maintain mutually beneficial working relationships with senior management of assigned BUs. 4. Oversee… more
- Citigroup (Irving, TX)
- The Internal Audit Wealth team is responsible for providing independent assurance over the key risks and processes associated with Citi's Wealth line of ... (CAATTs). Also participates in the development, support and delivery of high- quality reporting related to control testing, corrective action validation, regulatory… more
- Citigroup (Irving, TX)
- The Senior Audit Manager is a senior level position responsible for developing and executing a robust Audit Plan, in coordination with the Audit team. The ... role is to support Operation & Technology Audit Plan relating Global Wealth business. **Responsibilities:** + Deliver audit reports, Internal Audit and Regulatory… more
- JPMorgan Chase (Denver, CO)
- …years of experience, JP Morgan Private Bank is a global wealth management leader that delivers the highest quality advice, service, capabilities and products ... It operates across four business segments including Asset & Wealth Management , Corporate and Investment Banking, Commercial...need to succeed - from training and mentorship from senior leaders to projects that engage all your skills.… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination ... similar) preferred + Demonstrated successful experience in business, functional and people management + Proven ability to execute concurrently on a portfolio of high… more
- Vanguard (Malvern, PA)
- …Information + Work on a Product Ownership team alongside the Personal Advisor Wealth Management business as well as the senior architect and other senior ... The Wealth Management business line strives to...mentoring to the IT team Ideal technical background + Senior level experience with Java, JavaScript, Python + Methodologies… more
- Bank of America (Dallas, TX)
- …development, wealth planning, investment management , or relationship management . Key responsibilities include providing quality client service, and ... Wealth Management Specialist - NR Dallas,...position may be filled at a Trainee, Specialist or Senior level depending on experience of the candidate and… more
- Manulife (Boston, MA)
- …desired:** + Domain Knowledge of Business Capabilities: Retirement, Retail, Institutional Investment Management + Asset and Wealth management operations ... for an experienced and highly motivated Enterprise Architect to join Manulife's Global Wealth and Asset Management Enterprise Architecture team. Our purpose in… more
- Charles Schwab (Westlake, TX)
- …as the client facing phone teams. The Tax, Trust, and Estate Group addresses complex wealth management needs of clients through our Planning and Wealth ... and values your contributions, consider a career as a Senior Manager, Schwab Wealth Advisor. **_Senior Manager,...enable you to leverage a vast array of holistic wealth management products as you help clients… more
- JPMorgan Chase (Columbus, OH)
- …This role is within the JPMorgan Private Bank, a global wealth management leader that delivers the highest quality advice, service, capabilities and products ... The Wealth Management (WM) Credit Risk team...to operate independently with confidence, to interact credibly with senior business stakeholders and build strong partnerships + Team… more
- Citigroup (Irving, TX)
- …and internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is a change ... the control culture of Citigroup worldwide and thereby support senior management decision making around the globe....teams responsible for Markets, Services, US Personal Banking and Wealth Management globally, and supporting the global… more
- Truist (Charlotte, NC)
- …firm place in the community in order to provide confident and comprehensive wealth management advice and solutions. Utilize objective and sound personal ... and regulatory framework in order to ensure a high quality , compliant portfolio of relationships. * Using sound judgment...* 8 or more years of sales and client management experience in Wealth Management … more
- JPMorgan Chase (Columbus, OH)
- …role in ensuring JPMorgan Chase's robustness and resilience. You'll be part of the Wealth Management Risk team, managing credit risk for all products within the ... Wealth Management business channels. This role offers...Operations to liquidate positions when necessary. + Perform monthly Quality Assurance (QA) review of new SBL loans and… more