- Neuberger Berman (New York, NY)
- …Order Management Systems (eg, Aladdin, Perform, Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with ... We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms… more
- ITG Brands (Greensboro, NC)
- …complete, accurate understanding of performance, Assurance, risk management: manage compliance , controls over investment expenditure, Stakeholder engagement: ... of project outcomes, timings to support IT asset capitalisation process upon investment completion, ensuring compliance with Group Accounting Policy. Leverage… more
- Neuberger Berman (New York, NY)
- The Associate/Senior Associate role will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the firm's ... and Multi-Asset Class strategies. This role is integral to the Private Wealth Investment Risk team, focusing on risk measurement, attribution, and analysis for a… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're looking for an Investment Accountant to join our Principal Real Estate Investors team. In this role, our accounting team supports a diverse ... portfolio of commercial real estate investments nationwide. We're seeking an Investment Accountant who is eager to learn and grow within our Real Estate … more
- Principal Financial Group (Chicago, IL)
- **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for shaping and driving a forward-looking global technology ... investment management strategy that champions engineering excellence, agility, and...highly valued. + Experience working with regulatory officials and compliance professionals + Proven ability to operate effectively in… more
- HSBC (Miami, FL)
- Investment Counselor Analyst Brand: HSBC Area of Interest: Private Banking Location: Miami, FL, US, 33131 Work style: Hybrid Worker Date: 20 Oct 2025 In ... compliance with applicable laws, HSBC is committed to employing...communities and the planet we all share. In the Investment Counselor Analyst role, you'll be partnering with … more
- Neuberger Berman (New York, NY)
- The Quantitative Analyst/Associate will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the firm's ... and Multi-Asset Class strategies. This role is integral to the Multi-Asset Class Investment Risk team, focusing on risk measurement, attribution, and analysis for a… more
- Neuberger Berman (New York, NY)
- Neuberger Berman's Investment Technology team is seeking a technically strong, self-directed Technical Product Manager to build and scale products that serve ... portfolio managers and research analysts. You will translate investment workflows into robust, data-driven solutions, partnering closely with engineers, data teams,… more
- SBB Research Group (Northbrook, IL)
- … team; support the firm's core hedge-fund business (including corporate and investment fund matters); support the firm's compliance function; and provide ... Summary The Chief Compliance Officer will be a member of SBB...of experience either at a law firm and/or an investment management firm. Solid understanding of the asset management… more
- SMBC (New York, NY)
- …the investment management business. Collaborate closely with legal and compliance colleagues across SMBC Group. + Draft, review, and negotiate transaction ... with a focus on institutional asset management. + Deep expertise in SEC compliance , fiduciary standards, Investment Advisers Act, and other asset management… more
- BWL (Lansing, MI)
- …decisions, a Financial Analyst performs supporting duties centered around cash & investment management, bond issuance & compliance , financial planning & analysis ... engaged in two or more areas below. Cash & Investment Management Bond Issuance & Compliance Financial Planning & Analysis (FP&A) Revenue Forecasting Rate Making… more
- CBRE Government and Defense Services (Santa Rita, GU)
- …submit required documentation, including maintenance logs, safety reports, and compliance records. + Facilitate communication between technicians, management, and ... other stakeholders. + Evaluate and recommend procuring tools, equipment, and materials necessary for maintenance operations. + Ensures adherence to legal and company policies and procedures. + Provide necessary training to staff and maintains necessary reports… more
- Kennedy Capital Management (St. Louis, MO)
- …analysis. Compliance Management: Collaborate with Portfolio Managers and Compliance to resolve investment guidelines and restrictions. Support internal ... Kennedy Capital Management LLC (KCM) is a St. Louis-based boutique investment firm that has focused on a goal of generating superior returns in the small and mid-cap… more
- Revelyst (Irvine, CA)
- …enhance treasury efficiency and reporting. + Support capital structure planning, debt compliance , and investment strategies. + Prepare and present treasury ... reports and dashboards for senior leadership and stakeholders. + Ensure compliance with internal controls, policies, and regulatory requirements. **You have:** + 5-6… more
- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our...business to implement appropriate systems and implement controls in compliance with global and divisional procedures to prevent financial… more
- Jobleads-US (New York, NY)
- …opportunity stand out Innovative client base - Advise leading venture capital and investment firms on employment and compliance matters tailored to fast-growing ... is an exciting opportunity to advise clients in the venture capital and investment space on cutting-edge employment issues shaping the future of work. What makes… more
- HSBC (New York, NY)
- Director of Wealth, Private Banking and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work ... style: Hybrid Worker Date: 21 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US. Applicants… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're seeking a strategic, compliance -minded leader to join our team as an **Director - HR Compliance ** . This role will play a critical part ... and focus on partnering with the **Service Center Business Units** to strengthen our compliance framework. **What You'll Do** + Partner with the Chief Compliance … more
- BankPlus (Jackson, MS)
- …Position Requirements: Bachelor's Degree required. Minimum of 3 years of Trust Compliance and Trust Administration experience; desire Trust Investment experience ... to post for a position. General Position Scope: The Wealth & Fiduciary Compliance Manager is responsible for writing new policies and procedures, as necessary. This… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
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