- Wells Fargo (St. Louis, MO)
- …this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Alternative Investment Product team within Wealth and ... Investment Management Operations . The Alternative Investment Operations ...planning and deliverables; identify opportunities for process improvements within Securities Operations + Review and analyze moderately… more
- Truist (Atlanta, GA)
- …role on-site 4 days a week* This position performs assigned duties within Securities Operations unit for the bank Wealth Management business. This position ... Participate in various processing functions for Wealth accounts, including securities and investment related transactions. 2. Lead...expertise. 6. Act as Subject Matter Expert (SME) for Securities Operations for processes assigned. 7. Stay… more
- Truist (Wilson, NC)
- …2713 Forest Hills Road, Wilson, NC. This position performs assigned duties within Securities Operations unit for the Wealth Management business. This position ... 2. Two or more years of Wealth Management experience. 3. Knowledge of securities operations . 4. Good verbal and written communication skills to interact… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Contact Center Securities Operations Specialist within the Workforce Management team to lead scheduling for a ... dynamic and fast paced Contact Center environment. **In this role, you will:** The Securities Operations Specialist will own the End to End of scheduling… more
- Commerce Bank (Kansas City, MO)
- …estimate of the compensation range for some roles. This compensation range is for the Securities Specialist - Wealth Operations or Senior level job and ... resources to grow into the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come easy. And after 160… more
- City National Bank (Los Angeles, CA)
- * INVESTMENT OPERATIONS SPECIALIST LEAD* WHAT IS THE OPPORTUNITY? The Investment Ops Specialist Lead will support responsibilities assigned to the ... 8 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and… more
- TD Bank (New York, NY)
- …in a highly focused boutique-type operation, while being part of a major global investment dealer. Confidence in our US operations stems from the recognition of ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is...of the full suite of services we offer under Investment Banking. Our Investment Banking professionals provide… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to work on the Security Master/Product Data team, which is ... our Reference Data systems. **Required Qualifications:** + 5+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or… more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo seeks an **Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in **Corporate ... need to support our businesses and partners. The **Institutional Investment Operations Specialist will** work...Qualifications:** + Candidates should have an understanding of loan, securities , and finance terms and be able to explain… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist to join the Tax Operations team within Corporate & ... issues and achieve goals **Required Qualifications:** + 2+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a… more
- Wells Fargo (Charlotte, NC)
- …role:** Wells Fargo is seeking a highly skilled and motivated Senior Market Risk Specialist to join the Corporate and Investment Banking, Chief Risk Officer ... matter expert. **_Stakeholder Engagement:_** + Collaborate with Risk, Technology, Operations , and Front Office teams to remediate systemic issues contributing… more
- Robert Half Finance & Accounting (Philadelphia, PA)
- Description Robert Half is looking for a Senior Operations Specialist to join our client's team in the Philadelphia area. This Senior Operations ... and resolve reconciliation issues in real time. Requirements The ideal Senior Operations Specialist candidate should have a Bachelor's degree or equivalent… more
- Guardian Life (Holmdel, NJ)
- The Operations Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as ... Account Proposals as well as our Digital strategy. The Operations Specialist will intimately understand how our...as point of contact for customer inquiries from our Investment Advisers, 3rd Party sponsors, and other internal Guardian… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist **Reports to:** Director, Financial Crime Risk Oversight, TD ... Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- US Bank (Milwaukee, WI)
- …from Day One. **Job Description** The Memo Processing team is hiring a Custody Operations Specialist 3 responsible for the operational support and processing of ... sizes established by clients for various purposes. Accountable for setting up securities , general account and asset level maintenance with some level of supervision.… more
- Raymond James Financial, Inc. (Birmingham, MI)
- …delivery. *Transmits and receives messages with home office. *Processes securities transactions, including transmitting orders, cancellation and correction of orders ... *General office practices, procedures, and methods. *Financial services industry investment concepts, practices and procedures **Ability To** *Operate standard… more
- Raymond James Financial, Inc. (Timonium, MD)
- …* Transmits and receives messages with home office. * Processes securities transactions, including transmitting orders, cancellation and correction of orders and, ... General office practices, procedures, and methods. * Financial services industry investment concepts, practices and procedures. * Operating standard office equipment… more
- Bank of America (Iselin, NJ)
- Wealth Management Specialist Iselin, New Jersey **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Iselin/Wealth-Management- Specialist \_25028889) **Job Description:** Merrill Wealth Management is a leading… more
- System One (Pittsburgh, PA)
- Position Title: Security Specialist Position Location: Pittsburgh, PA/Dallas, TX/Cleveland, OH/Birmingham, AL/Pheonix, AZ Ability to work remote: Hybrid - 3 days in ... data management issues. Job Responsibilities: * Set up, update and maintain securities in all asset classes (fixed income products, equities, options, OTC… more
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