- City National Bank (Newark, DE)
- *INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR* WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned ... and experience, using procedures, practices and regulations governing trust- securities operations . * Computer systems experience preferred. * Lead position… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Wells Fargo (Salt Lake City, UT)
- …role:** Wells Fargo is seeking a Contact Center Securities Operations Specialist within the Workforce Management team to lead scheduling for a dynamic ... Contact Center environment. **In this role, you will:** The Securities Operations Specialist will own...and off phone times on a weekly basis and lead Bi-weekly Resource Performance meetings with Line of Business… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within the DTC Settlement Operations team as a part of ... Corporate Investment Banking Operations . Learn more about the career areas and business...and current status for the DTC Settlements Manager, and lead day-to-day operational activities + Assist with daily DTC… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist to work on the Shared Services Output Management team as part of ... Corporate and Investment Banking (CIB) Operations . This team supports the output of customer account trade confirmations and statements. **In this role, you will:**… more
- MUFG (New York, NY)
- …system support specialist to serve as the technical bridge between operations and the technology that powers our broker-dealer settlement engine. This role ... the ability to translate complex technical concepts into actionable guidance for operations staff. This specialist will ensure settlement processes run… more
- TD Bank (White Plains, NY)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and ... firm requirements + Acts as the regulatory change management lead , assessing and implementing required changes to processes, systems,...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- TD Bank (New York, NY)
- …with Microsoft Word, Excel and PowerPoint. The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized ... for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Global Markets **Reports to:** Director, Financial Crime Risk Oversight,… more
- City National Bank (Los Angeles, CA)
- …City National Bank. *The Opportunity* Under minimal supervision, the New Account Specialist II applies comprehensive knowledge of client and account opening and ... maintenance policies, procedures and workflows to lead others and aid in the improvement of departmental...materials, and other relevant job aides. * Consults with Operations Documentation and Education Team to ensure appropriate training… more
- New York State Civil Service (Albany, NY)
- …Department of Title Senior Manager, Data Architecture (Financial Services Specialist 4 (Risk), SG-27) Occupational Category Financial, Accounting, Auditing Salary ... and preserving the stability of the global financial system.The Financial Services Specialist 4 (Risk) will be responsible for developing and implementing strategies… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- MUFG (Jersey City, NJ)
- …on researching potential cybersecurity threats to various systems, technologies, operations , and programs throughout multiple environments. You will perform analysis ... and procedures + Strong time management skills to balance multiple activities and lead junior analysts as needed + Understanding of offensive security to include… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $215,000 USD TD is committed to providing fair ... and infrastructure capabilities that support the Payments and Deposit Services of TD Securities . Our mission is 'To Deliver World Class Service' to all internal and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Skill in:** + ... As the team lead , you will leverage extensive knowledge and skills..., you will leverage extensive knowledge and skills in securities , the banking industry, and/or compliance-gained through experience, specialized… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …documentation. + System analysis and business process modeling. + Principles of securities industry operations . + Business planning and analysis. **Preferred:** ... stakeholders to evaluate progress and agree on change. + Lead a small project team; communicate the necessary outcomes...training, coaching, and mentoring. + Contribute to reviewing existing operations in own area of work, and generate new… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $135,000 - $170,000 USD TD is committed to providing fair ... VP, US Finance, US wholesale corporate accounting **Business Unit:** TD Securities **Division/Region:** TD Securities USA (New York) **Report Location:**… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $215,000 USD TD is committed to providing fair ... and infrastructure capabilities that support the Payments and Deposit Services of TD Securities . Our mission is 'To Deliver World Class Service' to all internal and… more
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