• Senior Manager , Product Control…

    TD Bank (New York, NY)
    …**Job Posting Title:** Senior Manager , Product Control - Securities Financing/Prime Services/Prime Brokerage The **Wholesale Banking Finance Group** ... partners and the TDS front office. As a **Senior Manager ** covering **the Securities Financing and Prime...accounting, mathematics, or equivalent quantitative disciplines The Director - Finance , Group Manager , TDS oversees a team… more
    TD Bank (06/07/25)
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  • Securities & Derivatives Sr Manager

    Citigroup (Jersey City, NJ)
    The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or ... solutions and cost saving opportunities + Manage daily performance related to securities and derivatives post-settlement activities of operations processes +… more
    Citigroup (05/22/25)
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  • Securities & Derivatives Group…

    Citigroup (Jersey City, NJ)
    …Overview:** Markets Operations represents the evolution and transformation of Operations in the Finance Industry which creates a uniqueness about ... perspectives, maintaining a balanced and fresh viewpoint. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
    Citigroup (04/02/25)
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  • Federal Reserve Settlements Securities

    Citigroup (Getzville, NY)
    Fed Settlement Analyst is a role within Market Operations supporting Cash Securities and facilitating timely settlement of trades. The overall objective of this ... streamline processes and drive strategy across our industry. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
    Citigroup (05/08/25)
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  • Vice President / Director, Global Electronic…

    TD Bank (New York, NY)
    …of Electronic trading with the accountability to enable smooth day-to-day business operations as well as partner in supporting the execution of business strategy. ... to grow our business. **What you'll do ** + Manage day-to-day business operations , working closely with all relevant stakeholders to ensure projects, initiatives and… more
    TD Bank (06/07/25)
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  • Manager , Corporate Governance…

    Chewy (Boston, MA)
    **Our Opportunity:** Chewy is seeking a Manager , Corporate Governance & Securities Paralegal to join our Legal Department in Boston, MA! This role will support ... fast-paced legal environment. You will work cross-functionally with teams across Legal, Finance , Accounting, Internal Audit, HR, Treasury, and Tax and play a… more
    Chewy (06/03/25)
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  • Vice President, Regulatory Exam Management, TD…

    TD Bank (New York, NY)
    …Manage regulatory examinations covering wholesale businesses, functions and topics, including operations , finance , regulatory reporting, and sales and trading, ... experience required. + JD desirable but not required. + Knowledge of operations , finance , regulatory reporting, sales and trading, and applicable rules and… more
    TD Bank (04/03/25)
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  • Director, Asset-Backed Securities (ABS)…

    Fifth Third Bank, NA (New York, NY)
    …GENERAL FUNCTION: Responsible for developing and maintaining profitable distribution of ABS securities to an assigned investor base t hrough sales of primary and ... Capital Markets and the ABS DCM Group. + Provide manager with monthly recap of activity and developmental needs....building. + Develop understanding of middle office and back-office operations that support sales effort, and establish a working… more
    Fifth Third Bank, NA (04/10/25)
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  • Director, Compliance - Registrations, Licensing,…

    TD Bank (New York, NY)
    … compliance or related securities experience preferred. + Knowledge of operations , finance , regulatory reporting, sales and trading, and applicable rules and ... essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (06/14/25)
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  • Principal Auditor (Experienced Senior Auditor),…

    Capital One (New York, NY)
    …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
    Capital One (06/01/25)
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  • Vice President, Compliance - Monitoring & Testing,…

    TD Bank (New York, NY)
    …global financial organization. + JD desirable but not required + Knowledge of operations , finance , regulatory reporting, sales and trading, at a global financial ... institution. + Firm understanding of securities and derivatives rules and regulations, and the ability...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (03/25/25)
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  • Director, Compliance - Testing Team Lead, TD…

    TD Bank (New York, NY)
    …dealer or regulator. + JD desirable but not required. + Knowledge of operations , finance , regulatory reporting, sales and trading, and applicable rules and ... essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (05/23/25)
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  • Senior Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …+ **Preferred Qualifications:** + JD desirable but not required + Knowledge of operations , finance , regulatory reporting, sales and trading, and applicable rules ... essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (03/21/25)
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  • Sr. Specialized Finance Analyst, TDS (US)

    TD Bank (New York, NY)
    …- 5:00 TD Securities US Finance is a part of the wider TD Securities Finance group, as one of the three regional finance groups for the Wholesale ... more specific details for this role. **Job Description:** **Position Title:** Finance (L9) (full-time) **Business Unit:** TD Securities **Division/Region:** TD… more
    TD Bank (06/14/25)
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  • Associate, Operations & Risk- Public…

    Raymond James Financial, Inc. (Chicago, IL)
    …internal underwriting deal-flow process from start to finish under the direction of the Senior Manager of Operations & Risk. + Assists in the review of in-bound ... identify missing components, linkages, and trends; apply findings to reports to the Senior Manager of Operations & Risk. + Attention to detail while maintaining… more
    Raymond James Financial, Inc. (04/03/25)
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  • VP, Specialized Finance Manager

    TD Bank (New York, NY)
    …more specific details for this role. **Job Description:** The VP, Specialized Finance Manager , TDS provides seasoned specialized knowledge, advice and/or ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $180,000 USD TD is...to various stakeholders and team members in a specialized finance function or discipline. **Depth & Scope:** + Highly… more
    TD Bank (06/12/25)
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  • Director, US Finance , US Wholesale…

    TD Bank (New York, NY)
    …US Finance , US wholesale corporate accounting **Business Unit:** TD Securities **Division/Region:** TD Securities USA (New York) **Report Location:** New ... United States of America **Hours:** 40 **Line of Business:** Finance **Pay Detail:** $150,000 - $220,000 USD TD is...York Office TD Securities is looking for a highly skilled and technology… more
    TD Bank (06/07/25)
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  • Back Office Operations : Standby L/C…

    MUFG (Tampa, FL)
    …applicable internal policies and procedures including HO as related to Trade Finance products and operations **Special projects:** Handle Special investigations, ... of any duration. Responsibilities: + **Workflow Management** : Monitor the daily operations of the Standby L/C Section and workflow supervision. Ensure output… more
    MUFG (04/03/25)
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  • Associate Director, Finance Systems…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …+ Information technology support and technical documentation. + Principles of banking and finance and securities industry operations . + Business planning and ... St. Petersburg, FL Corporate Office location. **Job Summary:** We are seeking a seasoned Finance Technology Professional with Finance ERP and EPM as well as… more
    Raymond James Financial, Inc. (05/25/25)
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  • Deputy Assistant Director and Specialist…

    Library of Congress (Washington, DC)
    …appropriations, public finance and taxation. Responsibilities CRS seeks a senior manager to serve as Deputy Assistant Director and Specialist in the Government ... Summary CRS seeks a senior manager to serve as Deputy Assistant Director and...fiscal and monetary policy, banking, financial regulation, insurance and securities , fintech, the macroeconomy, taxation, public finance ,… more
    Library of Congress (06/01/25)
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