- TD Bank (New York, NY)
- …details for this role. **Job Description:** The VP Compliance, TD Securities oversees/leads a team(s) of specialists/professionals providing advice, guidance and ... external/internal auditors, dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory reviews including… more
- TD Bank (New York, NY)
- …and/or performs tasks from end to end + Focuses on short to mid -term issues (eg monthly-quarterly) **Education & Experience:** + Bachelors degree or progressive work ... sales and trading markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to...statements are intended to describe the general nature and level of work being performed by people assigned to… more
- TD Bank (New York, NY)
- …and/or performs tasks from end to end + Focuses on short to mid -term issues (eg monthly-quarterly) **Education & Experience:** + Bachelors degree or progressive work ... statements are intended to describe the general nature and level of work being performed by people assigned to...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …and/or performs tasks from end to end + Focuses on short to mid -term issues (eg monthly-quarterly) **Education & Experience:** + Bachelors degree or progressive work ... statements are intended to describe the general nature and level of work being performed by people assigned to...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- Robert Half Legal (Scottsdale, AZ)
- Description We are looking for a talented 4+ year Mid - Level Corporate Law / M& A Associate Attorney to join our mid -sized law firm client's team in South ... to work on high-profile mergers and acquisitions, as well as corporate transactions involving national and international clients. The ideal candidate will… more
- Polaris Industries (Medina, MN)
- …to THINK OUTSIDE.** **JOB SUMMARY:** Polaris is seeking a talented and experienced corporate governance and securities law specialist to be responsible for ... take on challenging assignments and roles with an elevated level of responsibility in our agile working environment. Our...requires 8+ years of experience with a focus on corporate governance, securities law disclosure (Section 16… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Executive Director- level Portfolio Manager for Wells Fargo Corporate & Investment Banking Renewables team. The ... Power and be responsible for the direct management of mid - and junior- level resources, as well as...oversight on a portfolio of private and public companies. Corporate & Investment Banking ("CIB") delivers a comprehensive suite… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …and/or other entities. The result of such initiatives may include creating corporate - level policies, guidance documents (ie standing legal risk analyses), and ... as legal advisor for at least one key and/or a combination of Global Corporate Functions (examples listed below but may include others) that encompasses all areas of… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** **Preferred Qualifications:** **TD SECURITIES :** TD Securities is a leading investment banking franchise… more
- Wells Fargo (New York, NY)
- …on relevant industry trends + Collaborate and consult with peers, colleagues and mid - level to more experienced managers to resolve issues and achieve goals ... offering. This role will align the objectives of the Corporate & Investment Bank (CIB) with financial resource capacity...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Truist (Jacksonville, FL)
- …Financial Insights, the Leadership Institute and partner closely with Truist Securities (Leverage/Syndicated Finance, M&A and FRM), Corporate Finance team, ... the Leadership Institute. 5. Maintain proficiency and a high level of expertise in most aspects of finance; manage...(10) or more years of experience in Middle Market, Mid - Corporate , or Dealer Banking * Prior experience… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist ... Surveillance Compliance professionals engages with key stakeholders across TD Securities , including Markets sales and trading leaders, Technology, Advisory… more
- Citigroup (New York, NY)
- …to multinational corporations, financial institutions, public sector organizations and increasingly mid -sized corporate clients. Securities Services provides ... global network. Citi Services includes Treasury & Trade Solutions (TTS) and Securities Services. TTS provides an integrated suite of Liquidity, Payments and… more
- Wells Fargo (Chicago, IL)
- …Investment Trust (REITs), sponsors, and other commercial real estate owners. This involves corporate level lending, capital structure advisory and to a smaller ... Estate Investment Trust) Finance Group as part of the Corporate & Investment Banking Team. The Lead CIB Portfolio...support + Collaborate and consult with peers, colleagues, and mid - level to more experienced managers to resolve… more
- Wells Fargo (Charlotte, NC)
- …Investment Trust (REITs), sponsors, and other commercial real estate owners. This involves corporate level lending, capital structure advisory and to a smaller ... Estate Investment Trust) Finance Group as part of the Corporate & Investment Banking Team. The CIB Portfolio manager...extent, asset- level lending. This role will be primarily focused on… more
- Comerica (Dallas, TX)
- …and other corporate transactions. + Assists with matters involving general corporate law, corporate governance, and securities reporting/compliance. + ... lines of business and departments throughout the organization on matters involving corporate law, including capital markets and M&A. The attorney will work at… more
- SMBC (Jersey City, NJ)
- …addressing the flow of data that drives Compliance processing. This is a mid - level role in the Compliance Department Americas Division (CPAD) Data Governance ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (Jersey City, NJ)
- …ensuring data's sustainable used by Compliance functions. This is a junior to mid - level role in the Compliance Department Americas Division (CPAD) Data ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- MUFG (New York, NY)
- …credit officers, relationship managers and portfolio managers in wholesale banking. + Mid -to-senior level work experience in credit and/or portfolio management ... include credit officers, relationship managers and portfolio managers across all corporate titles (analyst to MD). **Key Responsibilities:** + In conjunction with… more
- The Salvation Army (Cleveland, OH)
- …with key external constituencies. These include Advisory Board members, Major and Mid - Level donors, prospective donors, and business leaders. This requires the ... sending introductory cards, and writing personal notes to donors, assessing if they are Mid - Level or Major donor prospects. Review donors with DRD/DRS monthly. +… more