- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate to join the securities master quality control team in our Security Master ... Pricing department under our Wealth and Investment Management Operations division . The Security Master Pricing Department...that are not updated by automated vendor feeds. The Securities Operations Associate will work across all… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialists in Account Opening & Maintenance in Business Operations as part of ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Packing Corp of America (Lake Forest, IL)
- …People * Customers * Trust The Assistant General Counsel assigned to the Securities section will serve as the company's securities law expert. This ... management and administration of the Legal department. Principle Accountabilities: + The Securities lawyer ensures compliance with the Securities Exchange Act of… more
- Tradeweb (Jersey City, NJ)
- …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- Citizens (Tarrytown, NY)
- …trading activities + Collaborate with other business lines including Compliance, Operations , and Sales teams + Confirm clients' understanding of transaction ... potential operational, regulatory, and compliance risks within the wealth management division . + Responsible for compliance and regulatory oversight, control testing… more
- Library of Congress (Washington, DC)
- …who heads the division , on all aspects of the administration and operations of the division ; monitors research, administration and operations of ... as Deputy Assistant Director and Specialist in the Government and Finance Division . The Deputy Assistant Director supports the Assistant Director in managing the… more
- S&P Global (Dallas, TX)
- …action data for nearly three million equities, fixed income and structured securities , across more than 170 countries and territories. As financial firms face ... team provides our clients with complete, accurate, and timely events on their securities of interest to ensure proper calculations and processing to their beneficial… more
- JPMorgan Chase (Tampa, FL)
- …that support the needs of our clients. This includes a number of cross-business Operations platforms such as Securities Operations which provides settlement ... around the world. The Digital and Platform Services (D&PS) division of the CIB is an organization of over...an organization of over 30,000 staff providing Technology and Operations support for the CIB's businesses, and is focused… more
- Citigroup (New York, NY)
- **Agency Securities Lending Trader - Securities Finance - New York** Securities Finance encompasses the Agency Securities Lending (ASL), Directed Agent ... Investment Services (DAIS), and Collateral products within the Execution Services division of Investor Services. The business partners with institutional investors… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …risk, issue and change management. + Basic principles of banking, finance and securities industry operations . + Basic principles of procurement, contract and ... include legal, errors and omissions, contract review, marketing, conference planning, operations & technology. + Provides leadership, best practices and execution… more
- …originated through a variety of channels including the Community Bank, Wealth Division , Premier, Team Mate Banking and Electronic Delivery Channels in a centralized ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- TD Bank (New York, NY)
- …role. **Job Description:** **Position Title:** Finance (L9) (full-time) **Business Unit:** TD Securities ** Division /Region:** TD Securities USA (New York) ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $115,000 - $135,000 USD TD is...the month close and consolidation for the US Wholesale division . Specific responsibilities will include, but are not limited… more
- MyFlorida (West Palm Beach, FL)
- …Compensation Estimator Tool (https://compcalculator.myflorida.com/) OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY DIVISION : SECURITIES BUREAU: ENFORCEMENT CITY: WEST ... professional examination, regulatory or compliance work experience relating to securities dealers, investment advisers, financial institutions, financial services companies,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Aflac (New York, NY)
- AVP, Private Assets Operations - Private Credit The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division : Global Investment Job ... in net investment income. Summary Within Aflac's Global Investments, the Private Assets Operations teams works within the US Chief Operating Officer Group in support… more
- Bank OZK (Little Rock, AR)
- …Provides backup and cross-team support to other specialists or other functions within the Operations department of the Trust and Wealth Division , as needed. + ... system processing support to customer accounts for the Trust and Wealth Division related to account administration and security transfers to include recording (data… more
- MUFG (Tempe, AZ)
- …team will provide more details. This AVP role is in the Global Financial Crimes Division (GFCD) of MUFG Bank, Ltd. The role will be focused on supporting the ... Sanctions Operations team and the entities they support with Sanctions...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …practices, procedures, and methods. * Principles of banking and finance and securities industry operations . * Financial markets, products and strategies. **Skill ... trends, risk patterns and possible rules violations to ensure adherence to securities industry regulations and limit firm liability. Leads major projects, programs… more
- Charles Schwab (Orlando, FL)
- …the status quo" and transform the finance industry together. The Banking Operations division within Operational Services is responsible for moving assets ... into, out of, and between Schwab accounts. This role is specifically within the Check Operations segment of Banking Operations . We play a critical role for the… more