- Truist (Atlanta, GA)
- …review the following job description:** This position performs assigned duties within Securities Operations unit for the Wealth Management business. This ... more years of Wealth Management experience. 3. Knowledge of securities operations . 4. Good verbal and written...eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical,… more
- JPMorgan Chase (Boston, MA)
- Agency Securities Finance ("ASF") is a global business within Securities Services, a division in the Corporate and Investment Bank ("CIB") of JP Morgan ... revenue optimization, and performance attribution. You will represent JPMorgan Agency Securities Finance at the Client and represent the Client within JPMorgan… more
- Packing Corp of America (Lake Forest, IL)
- Assistant General Counsel - Securities Lake Forest, IL 60045, USA Req #21679 Friday, March 21, 2025 As a Fortune 500 company, Packaging Corporation of America (PCA) ... area of law. Assistant General Counsel assigned to the Securities section will serve as the company's securities...entire corporation. + Provides legal services to an operating division or staff group or within a specialized area… more
- Tradeweb (Jersey City, NJ)
- …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- Citizens (Boston, MA)
- …trading activities + Collaborate with other business lines including Compliance, Operations , and Sales teams + Confirm clients' understanding of transaction ... potential operational, regulatory, and compliance risks within the wealth management division . + Responsible for compliance and regulatory oversight, control testing… more
- UMB Bank (Kansas City, MO)
- …teams by invoicing client fees and ensuring revenue is applied correctly. As the Securities Services Operations Analyst, you will ensure new client fee schedules ... , a division of UMB Bank na The Fee Processing team is part of UMB's Shared Services team and largely supports UMB's Institutional Custody and Corporate Trust… more
- TD Bank (Portland, ME)
- …role. **Line of Business:** Audit **Job Description:** Job Description: The Audit Division Quality Assurance and Improvement Program (QAIP) team is responsible for ... institution preferred** + Advanced knowledge of business processes and operations , risk, change and project methodologies, organizational practices and business… more
- Raymond James Financial, Inc. (CA)
- …in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. * The competitive ... **Job Description** **JOB SUMMARY** As a senior leader within the Independent Contractor Division , this position plays a critical role in shaping and executing the… more
- Wells Fargo (St. Louis, MO)
- …+ Serve as the key contact for operational risk management issues across the division and manage service standards to ensure timely and accurate delivery of ... operations support. + Communicate and enforce firm operational policy...Expectations:** + Ability to travel if necessary, within the division + Registration for FINRA 65 or 66 examinations… more
- State of Montana (Helena, MT)
- …(CSI) has an exciting opportunity available for a part-time*Compliance Technician*in the Securities Division !**To learn more about the Agency, the Securities ... securities transactions. Additionally, the Act requires the Securities Division to encourage, promote, and facilitate...and BDW to protect investors and ensure the firm's operations in Montana are in the public's interest. *… more
- MyFlorida (Tampa, FL)
- …Compensation Estimator Tool (https://compcalculator.myflorida.com/) OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY DIVISION : SECURITIES BUREAU: ENFORCEMENT CITY: TAMPA ... testimony under oath when needed. Stays abreast of significant changes in the securities laws and regulations. As requested by Division Training Staff/… more
- Edward Jones (Tempe, AZ)
- …Director of Alternative Assets will lead the Alternative Assets department within the Operations division of Edward Jones, overseeing the trading, custody, and ... Build, mentor, and manage a high-performing Alternative Assets team within the Operations division . + Set departmental goals, allocate resources effectively, and… more
- Truist (Wilson, NC)
- …originated through a variety of channels including the Community Bank, Wealth Division , Premier, Team Mate Banking and Electronic Delivery Channels in a centralized ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …procedures used in the securities industry. * Principles of finance and securities industry operations . * Financial markets and products. **Skill in:** * ... newsletters. * Conducts complex research and reports findings to Compliance, Legal, Division Supervision, and Division Management partners. * Consults with other… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Truist (Charlotte, NC)
- …broker-dealer and investment adviser affiliates related to the regulation of securities products and investment advisory services to business constituents. The role ... Provide counsel with respect to applicable state laws and regulations, including securities and insurance licensing requirements 9. Provide counsel with respect to… more
- Robert Half Office Team (Burlington, VT)
- …extend liquidity in markets around the world. Job Description: The Receivables Operations division supports lockbox services delivered to wholesale (corporate), ... sector state government, and Federal government clients. The firm's Receivables Operations division enables customers to outsource their accounts receivable… more