- Pernini Legal, LLC (Washington, DC)
- ASSOCIATE ATTORNEY - CAPITAL MARKETS Corporate Finance & Capital Markets Practice Group Location: Washington, DC Check out our job board for openings in other ... AmLaw 50 firm , is seeking a talented Associate Attorney to join its innovative Corporate Finance & Capital...placement agents in public offerings and private placements of securities . Proficiency in securities law compliance… more
- Lincoln Financial (Broomall, PA)
- …for this opportunity. Requisition #: 74804 The Role at a Glance In the Attorney , Funds Mgmt Counsel position, you will provide legal counsel and subject matter ... agreements, trading services agreements and other agreements related to portfolio securities and trading matters. *Collaborating with peers and leadership across the… more
- Direct Counsel (New York, NY)
- Broker-Dealer Finance Associate or Staff Attorney Location: New York Direct Counsel is seeking a Broker-Dealer Finance Associate or Staff Attorney to join a ... on broker-dealer regulatory and compliance matters under federal and state securities laws and self-regulatory organization (SRO) rules, including FINRA, … more
- Blackstone (New York, NY)
- …Legal & Compliance Job Description: The Legal & Compliance department seeks an attorney to support the Blackstone Credit & Insurance (BXCI) business, with a focus ... on investment management services provided to insurance companies. The attorney will work on a variety of legal-related matters involving the BXCI business, while… more
- Direct Counsel (Miami, FL)
- …is representing an Am Law 100 firm seeking a highly motivated Capital Markets Associate Attorney to join its Corporate Practice Group in the Miami office. This is an ... from emerging companies to multinational financial institutions. Capital Markets Associate Attorney Location: Miami, FL Work Type: Onsite Experience: 2-6 Years… more
- Monroe Capital LLC (Chicago, IL)
- …Los Angeles, Miami, Naples, San Francisco and Seoul. Monroe is seeking a licensed attorney with registered investment funds experience to join our legal team. The ... attorney 's focus will be on registered investment products, including...registration statements and related materials for funds and other securities offerings; Coordinate with outside counsel and Monroe Wealth… more
- Illinois Secretary of State (Chicago, IL)
- …Secretary of State Alexi Giannoulias Job Title: Legal Advisor II - Securities Department Division: Registration & Licensing Union: N/A Location: 69 W Washington ... advice and assistance on regulatory issues involving the registration of securities and exemptions from registration; participates in drafting modifications to laws,… more
- Direct Counsel (New York, NY)
- CLO / ABL / Structured Finance Associate Attorney (3-6+ Years) - New York, NY; Washington, DC; Charlotte, NC Direct Counsel is seeking a CLO / ABL / Structured ... Finance Associate Attorney to join a highly regarded law firm in...in one or more of the following areas: Private securities offerings and/or securitization General bank lending , including… more
- Mission (Wilmington, DE)
- …attorneys. Key Responsibilities: Handle a broad range of commercial, corporate, and securities litigation matters, with a focus on Delaware's Court of Chancery. ... Represent clients in defense of class and derivative actions, securities fraud claims, and bankruptcy litigation. Advise on fiduciary duties of directors, corporate… more
- Fitch Group (New York, NY)
- …www.fitchlearning.com | www.creditsights.com Fitch is committed to providing global securities markets with objective, timely, independent and forward-looking credit ... recruitment process at Fitch Ratings you will be asked to declare any securities holdings and other potential conflicts prior to commencing employment. If you, or… more
- Perkins Coie LLP (Portland, OR)
- …corporate documents, certifications, and UCC statements. Draft agreements for securities transfers. Manage closings for financings, mergers, and acquisitions. ... paralegals; coordinate workloads. Work with external vendors to manage attorney and client requests. SPECIFIC SKILLS REQUIRED Excellent organizational, analytical,… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... Mumbai support team on corporate secretarial matters including Powers of Attorney , KYC requests, documents for notarization and apostille, month-end reporting, legal… more
- Dechert LLP (New York, NY)
- …SUMMARY: The Senior Client Development Manager works with the firm's Securities and Complex Litigation (SCL) and Enforcement and Investigations (E&I) practices ... with strong execution and follow-through. Strong commercial sense and understanding of attorney and client needs and expectations, as well as how the marketing… more
- SourcePro Search, LLC (San Francisco, CA)
- …investor suitability due diligence *Assist with research of Federal and State securities regulations in connection with fund formations *Assist with the preparation ... deadlines and maintain flexibility with work assignments (including changes in attorney /paralegal assignments) and work schedules *Ability to organize and prioritize… more
- Chelsea Search Group (San Francisco, CA)
- …skills and professional maturity to operate independently with minimal guidance from an attorney . They perform a range of tasks that assist the Firm in providing ... legal opinions and assemble opinion back-up Draft and file corporate and securities filings Organize corporate records and conduct due diligence reviews Prepare… more
- Neuberger Berman Group LLC (New York, NY)
- …management business, including the Investment Advisers Act, FINRA rules, Investment Company Act, Securities Act, and ERISA, and serve as the lead attorney and ... work with various colleagues to implement changes to the business in order to comply with changing regulations. Partner with business, operational and risk teams through all stages of the development of new advisory initiatives, including drafting and updating… more
- Shoals Technology Group (Portland, TN)
- Securities Attorney - Shoals Technologies Group Location: Home Based Inventing Simple(R) isn't just a slogan to us, it's a way of life. Using simple ... energy a more affordable and clean power source for future generations. Overview: The Securities Attorney will be part of the in-house legal team and will play a… more
- State of Montana (Helena, MT)
- …school transcripts . Three professional business references **Title:** *Insurance & Securities Enforcement Attorney 2* **Location:** *Helena* **Requisition ID:** ... The Montana State Auditor, Commissioner of Securities and Insurance (CSI) is seeking applicants for an * Attorney 2*in our Legal Bureau. *Why Work with Us?* The… more
- State of Montana (Helena, MT)
- …instructions on how to submit preference documents. **Title:** *Insurance & Securities Enforcement Attorney 1* **Location:** *Helena* **Requisition ID:** ... may be incorrect.] The Montana State Auditor, Commissioner of Securities and Insurance (CSI) is seeking applicants for an... and Insurance (CSI) is seeking applicants for an * Attorney 1*in our Legal Bureau. *Why Work with Us?*… more
- Lincoln Financial (Radnor, PA)
- …at a Glance This position will perform legal work on a broad range of US securities and corporate law matters, with an emphasis on aspects of work related to proxy ... reports on Form 8-K and Section 16 reporting obligations; securities offerings under the 1933 Act; earnings releases and...day-to-day advice and counsel on a broad range of securities and governance matters to internal groups, including Financial… more
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