- Citigroup (Getzville, NY)
- The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or ... objective of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Manage a complex critical large… more
- JPMorgan Chase (Boston, MA)
- …the Client's current and strategic securities lending agenda. The Agency Securities Finance Relationship Manager is responsible for the client experience and ... relationship management, revenue optimization, and performance attribution. The Relationship Manager represents JPMorgan Agency Securities Finance at the… more
- JPMorgan Chase (New York, NY)
- …partnering with global stakeholders to execute business requirements. As a Business Manager within Securities Services, you will support Americas Securities ... sales initiatives. Your responsibilities will include collaborating with the Global Securities Services Sales business management team and stakeholders in Product,… more
- JPMorgan Chase (Boston, MA)
- …a seamless transition and operational readiness for our clients. As a project manager on the Securities Services Complex Assets Client Onboarding team, you ... will work closely with clients and internal teams to manage the onboarding of OTCs/CFDs/FFX to JPM Middle Office & Fund Accounting platforms. You will be part of a team that provides a high-quality and responsive approach to onboarding, ensuring both strategic… more
- Citigroup (Jersey City, NJ)
- …margin and collateral, with a strong appreciation of margin regulations, securities products, practices and risks, and/or product/service design, execution and ... **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- JPMorgan Chase (Boston, MA)
- Securities Services Sales combines Custody, Accounting, Middle Office, Data & Analytics, Collateral Management, Liquidity and Agency Lending under a common umbrella. ... serve as a Sales & Client Executive for the Securities Services businesses focused on traditional asset managers across...prospecting, leading and winning new business with the asset manager segment across the US and Canada. + Manage… more
- Citigroup (Jersey City, NJ)
- The Securities Master Central (SMC) is responsible for providing authoritative sources of securities indicative data to our clients across the organization, ... business needs & conduct data analysis The Applications Development Group Manager is a senior management level position responsible for accomplishing results… more
- TD Bank (New York, NY)
- …of any regulatory changes or updates. + Collaborate with business manager colleagues to ensure cross-business consistency and efficiency of process delivery ... essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …accuracy and timeliness in work and evidenced through audits by senior securities analyst and/or department manager . + Researches and resolves questions ... role will be required to cover a broad area of responsibilities within Securities Services in one of the following areas: settlements, mutual fund settlements,… more
- TD Bank (New York, NY)
- …products, including fixed income credit, rates, and equities, and experience with Securities and Commodities laws, rules, and regulations as they pertain to US ... broker-dealers. The Audit Manager II provides specialized in-depth subject matter expertise and...members' assessment on assigned audits **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …of regulatory findings, including MRA's. Nice to have: Experience with US Anti-Fraud, Securities and Commodities laws, rules, and regulations as they pertain to US ... broker dealers will be a plus. The Audit Manager executes audits for an assigned business, function or...team goals and divisional objectives **Who We Are** TD Securities offers a wide range of capital markets products… more
- Raymond James Financial, Inc. (CA)
- …- Financial Industry Regulatory Authority (FINRA), Series 12 or Series 24_SM - Securities Manager - Financial Industry Regulatory Authority (FINRA), Series 7_GS ... * Investment concepts, practices and procedures used in the securities industry. * Principles of banking and finance and... industry. * Principles of banking and finance and securities industry operations. * Financial markets and products. *… more
- Citigroup (Tampa, FL)
- **Job Description:** Serves as a senior compliance and operational risk manager for Global Wealth Securities Backed Lending (SBL) Independent Compliance Risk ... relationship management skills are essential. + Subject matter expertise in securities backed financing including origination of purpose and non-purpose lending in… more
- PNC (Dallas, TX)
- …and have an opportunity to contribute to the company's success. As an Operations Manager within PNC's Midland organization, you will be based in office within the ... of Kansas City, Dallas, or Birmingham. As an Operations Manager within PNC's CMBS Servicing team, you will manage...has fundamental expectations of our people managers. As a manager of talent in PNC, you will be expected… more
- JPMorgan Chase (Brooklyn, NY)
- …Morgan, we are committed to delivering exceptional client service. As a Client Service Manager in Securities Services, you will have the opportunity to build ... and ensure their satisfaction with our services. As a Client Service Manager (CSM) in Securities Services, you will join the client service team and have an… more
- JPMorgan Chase (New York, NY)
- …that offers the opportunity to develop a comprehensive, end-to-end knowledge of the Securities Services business. You will spend your summer in one of our key ... establish a strong foundation in the key disciplines of Securities Services so that you will be able to...You also have the support of a mentor, program manager , as well as your direct manager .… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $75,000 - $85,000 USD TD is committed to providing fair ... for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department Overview** TD Securities provides a wide… more
- JPMorgan Chase (Jersey City, NJ)
- …big challenge with big impact. You were made for this. As a Senior Manager of Software Engineering at JPMorgan Chase within the Commercial and Investment Banking in ... Securities Lending Team, you will be a key player...disciplines. **Preferred qualifications, capabilities, and skills** + Knowledge of Securities processing / Prime Brokerage business will be highly… more
- TD Bank (New York, NY)
- …programs, policies and practices globally for Investment Banking Compliance within TD Securities (USA) LLC. + Ensure comprehensive and robust policies and procedures ... (including written supervisory procedures) governing investment banking, securities underwriting, private placements. + Provides strategic vision to the development… more
- TD Bank (Vienna, VA)
- …of Business:** Financial Crime Risk Management **Job Description:** The Group Manager , Financial Crime Risk Investigations manages/leads a team of specialized ... to the bank are minimized. The incumbent will help support the Wealth, Securities , and Correspondent Banking efforts in financial crime risk management. **Depth &… more
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