- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist. This role is critical for the setup, ongoing support, and expansion of ... Operations . Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of Workforce Management processes… more
- Truist (Atlanta, GA)
- …review the following job description:** This position performs assigned duties within Securities Operations unit for the Wealth Management business. This ... Two or more years of Wealth Management experience. 3. Knowledge of securities operations . 4. Good verbal and written communication skills to interact with… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR* WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the ... 6 years of experience with procedures, practices and regulations governing trust- securities operations . *Skills and Knowledge* * Requires interpretation and… more
- UMB Bank (Kansas City, MO)
- The Securities Services Operations Associate is a part of the Trust & Custody Operations team that supports the Corporate Trust and Institutional Custody ... provides trading support for our custody and trust customers. The Securities Services Operations Associates have a specific and impactful function for our… more
- JPMorgan Chase (Jersey City, NJ)
- …that boost efficiency and streamline processes! As a Workflow Developer on the Securities Services Operations Transformation team, you will be part of the ... Intelligent Solutions team within CIB - Securities Services Operations Transformation. Your role involves building low code/no code solutions for operations … more
- BlackRock (Wilmington, DE)
- …this role** Company: BlackRock Institutional Services, Inc. Job Title: Associate, Securities Lending Operations Location: 100 Bellevue Parkway, Wilmington, DE ... 19809 Job Duties: Partner with business analysts and developers in innovation to improve the Aladdin product, build process efficiency and scale, improve data quality, reduce operating risk, and navigate the changing market. Collaborate closely with internal… more
- JPMorgan Chase (Boston, MA)
- …part of one of the best financial services companies in the world. As a Securities Valuation Associate within the Global Fund Services team, you will work with a ... will get the opportunity to work in a diverse team that accurately delivers securities valuation services through a wide range of daily and monthly activities. You… more
- UMB Bank (Kansas City, MO)
- …teams by invoicing client fees and ensuring revenue is applied correctly. As the Securities Services Operations Analyst, you will ensure new client fee schedules ... are correctly interpreted and established within the billing system. You will also assist with client onboarding, reviewing for process improvements, analyzing data, and producing reporting, The role interacts with internal teams. This role is hybrid (3 days… more
- Tradeweb (Jersey City, NJ)
- …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- Citigroup (Getzville, NY)
- …within Cross Function Control & Projects will support transformation efforts for Cash Securities Operations Fixed Income and Equities securities settlements ... results oriented. + Working knowledge of Microsoft Suite **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and procedures of broker dealer regulatory reporting. + Retail and clearing firm operations . + Rules and regulations of the Securities Exchange Commission (SEC); ... securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Skill in:** + Overseeing… more
- Citigroup (New York, NY)
- …for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include ... **Education:** + Bachelor's/University degree or equivalent experience **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and… more
- CIBC (New York, NY)
- …within an area of specialization. The individual will be responsible for advising Securities Operations and Prime Services Group on the set of processes, ... independent opinion or recommendation. At the request of PSG or Securities Operations management, the individual will oversee and track complex corporate actions… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …systems used in the functional area + Principles of banking, finance and securities industry operations + Investment concepts, practices and procedures used in ... the securities industry. **Skills:** + Applies comprehensive knowledge to act...a comprehensive understanding of numerical concepts to perform mathematical operations such as report analysis independently while providing guidance… more
- T. Rowe Price (Baltimore, MD)
- …and interpreting process controls + Serves as a primary liaison between securities operations staff, relationship managers, portfolio managers, custodians, and ... (WSO). Coordinates bank loan activity across T. Rowe Price investments, trading, and operations teams. Serves as the primary point of escalation for bank loan trade… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …practices and procedures used in the securities industry. + Principles of securities industry operations . + Financial markets and products. **Skill in:** + ... knowledge and skills obtained through experience, specialized training and/or certification in securities compliance to ensure compliance with all securities and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Skill in:** + ... knowledge and skills obtained through education and experience in securities and/or the banking industry to ensure firm policies...testing projects with significant scope and impact for the operations and risks of a financial services and an… more
- Raymond James Financial, Inc. (Memphis, TN)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. + Human resource ... high level of autonomy, uses advanced knowledge and skills in securities industry regulations obtained through education, experience, specialized training and/or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …procedures used in the securities industry. * Principles of finance and securities industry operations . * Financial markets and products. **Skill in:** * ... Skills, and Abilities** **Knowledge of:** * Concepts, practices, and procedures of securities industry compliance reviews. * Rules and regulations of the … more
- Raymond James Financial, Inc. (CO)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Skill in:** + ... uses extensive knowledge and skills obtained through education and experience in securities and/or the banking industry to support the firm's overall efforts to… more
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