- Citigroup (Tampa, FL)
- …of inviduals who execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations , while also supporting some ... Other job-related duties may be assigned as required.** **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Truist (Atlanta, GA)
- …role on-site 4 days a week* This position performs assigned duties within Securities Operations unit for the bank Wealth Management business. This position ... is performed accurately and on time and assist team manager in controlling workloads for broader team by answering...expertise. 6. Act as Subject Matter Expert (SME) for Securities Operations for processes assigned. 7. Stay… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or ... solutions and cost saving opportunities + Manage daily performance related to securities and derivatives post-settlement activities of operations processes +… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate to join the Client Mailing Team within Wealth & Investment Management. Learn more ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- Wells Fargo (Salt Lake City, UT)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Securities Operations Associate in Business Operations as part of Wealth and ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- Truist (Wilson, NC)
- …2713 Forest Hills Road, Wilson, NC. This position performs assigned duties within Securities Operations unit for the Wealth Management business. This position ... more years of Wealth Management experience. 3. Knowledge of securities operations . 4. Good verbal and written...5. Ability to know when to raise issues to manager . 6. Good analytical skills. 7. Good problem solving… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Tax Cost team within Wealth and Investment Management Operations ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or ... Communicate effectively to team and to senior management **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $250,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities Trade & Working Capital product team is seeking...a director level Core Trade & FI Trade Product Manager to lead our bank's traditional trade and financial… more
- UMB Bank (Kansas City, MO)
- The Securities Services Operations Associate is a part of the Trust & Custody Operations team that supports the Corporate Trust and Institutional Custody ... lines of business, Institutional Custody and Corporate Trust, by processing new securities establishment. The Securities Services Operations Associates have… more
- JPMorgan Chase (New York, NY)
- As a Client Service Manager (CSM) in Securities Services, you will join the client service team and have an assigned book of clients. You will have ultimate ... from within JPM, inclusive of staff from internal groups such as operations , accounting, etc., escalating when necessary. + Ensure personal and client compliance… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products...a major global investment dealer. Confidence in our US operations stems from the recognition of our in-depth industry… more
- TD Bank (New York, NY)
- …Reporting to the Senior Manager , Governance and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring ... have adequately considered, managed, and mitigated risks in day-to-day activities, operations , products and services, and are operating within risk appetite in… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- UMB Bank (Kansas City, MO)
- The Securities Services Operations Analyst is a part of the Shared Services Corporate Actions team, which provides operational support to UMB's fast-growing ... everyone is successful. Associates are supported and encouraged to work with their manager to develop roadmaps for opportunity within Operations and beyond. *… more
- Citigroup (Tampa, FL)
- **Job Description:** Serves as a senior compliance and operational risk manager for Global Wealth Securities Backed Lending (SBL) Independent Compliance Risk ... Collaborate with other internal areas including Legal, Business Management, Operations , Technology, Finance, other Control Functions, and In-Business Risk to… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $225,000 - $225,000 USD TD is committed to providing fair ... positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US to assist...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …financial organization. + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, at a global financial ... institution. + Firm understanding of securities and derivatives rules and regulations, and the ability...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Truist (New York, NY)
- …identified risks. 2. Responsible for executing the responsibilities of various operations and enterprise risk programs in accordance with the program requirements ... (ie Risk control self-assessments, issues management). 3. Assist business line leadership with identifying, assessing, controlling, mitigating, and communicating risks associated with business processes and decisions. Provide oversight and governance to the… more
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