- Oppenheimer & Co. Inc. (Scottsdale, AZ)
- …& Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in ... range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate… more
- Oppenheimer & Co. Inc. (Jericho, NY)
- …& Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in ... range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate… more
- Morgan Stanley (New York, NY)
- …Investment Management is one of the largest global asset management organizations of any full- service securities firm, with more than 40 years of history, a ... March 31, 2025. MSIM strives to provide outstanding long-term investment performance, service , and a comprehensive suite of investment management solutions to a… more
- Hantz Group (Maumee, OH)
- …you will work as part of a team with Financial Advisors and other Specialist within the organization. The role varies depending on the needs of the financial ... practice but often includes meeting prep, communicating with clients and our operations team to follow up on business flow. Financial Planning Assistants can… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Contact Center Securities Operations Specialist within the Workforce Management team to lead scheduling for a ... Contact Center environment. **In this role, you will:** The Securities Operations Specialist will own...executing tactical levers to optimize staffing to meet monthly Service Level goals. Some of the key responsibilities include:… more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** Principal is seeking a ** Securities Operations Specialist II** to join our Trust & Custody Department in Minneapolis, MN. If you enjoy ... School Diploma or equivalent + 3+ years of experience in customer service , operations , financial services or business processing + Strong attention to detail and… more
- Wells Fargo (Charlotte, NC)
- …trade flow functions including client account onboarding, cash payments, customer service , funding or custodial operations , securities settlement ... **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to work on the Security Master/Product Data team, which is a… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Surveillance Operations Analyst (Financial Services Specialist 2 (Risk), SG-23) Occupational Category ... and preserving the stability of the global financial system.The Financial Services Specialist 2 (Risk) will be responsible for designing and overseeing the… more
- Guardian Life (Holmdel, NJ)
- The Operations Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as ... Account Proposals as well as our Digital strategy. The Operations Specialist will intimately understand how our...in a fast-paced environment where best in class customer service is your standard. You are patient, empathetic, detail… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo seeks an **Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in **Corporate & ... does the need to support our businesses and partners. The **Institutional Investment Operations Specialist will** work to support complex deals, partner directly… more
- Hantz Group (Southfield, MI)
- Operations Specialist Hantz Group is a Michigan-based financial company that works with individuals and businesses to help them achieve their financial goals. We ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...These processes ensure our clients receive accurate and timely service to achieve their financial goals. Essential Job Functions:… more
- Wells Fargo (Charlotte, NC)
- …monitoring of cash payments, customer service , project support, funding operations , custodial operations , securities settlement services, structured loan ... **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist to join the Tax Operations team within Corporate & Investment… more
- US Bank (Milwaukee, WI)
- …from Day One. **Job Description** The Memo Processing team is hiring a Custody Operations Specialist 3 responsible for the operational support and processing of ... sizes established by clients for various purposes. Accountable for setting up securities , general account and asset level maintenance with some level of supervision.… more
- Charles Schwab (Orlando, FL)
- …our employees to feel valued and engaged. What you'll do: The Corporate Actions Specialist is responsible for timely and accurate processing of corporate actions on ... securities held by our clients. In this role you...volunteering, and 28-day sabbatical after every 5 years of service for eligible positions + Paid parental leave and… more
- Edward Jones (St. Louis, MO)
- …as well as subject matter expertise around your assigned topical knowledge. As a Service Specialist you will provide timely answers, guidance, and support for ... them are the measure of everything we do. And Service and Operations divisions are at the...Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background… more
- TD Bank (New York, NY)
- …this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Transaction Monitoring & Investigations **Reports to:** Director, Financial ... Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- SMBC (Los Angeles, CA)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Charles Schwab (Lone Tree, CO)
- …The Restricted Stock Senior Specialist is part of the Restricted Securities Service organization which is responsible for restricted stock and Rule ... stock options As a member of the Restricted Stock Service department, the Senior Specialist 's responsibilities include:...parties are aware of details surrounding the delivery of securities and confirm that securities have been… more
- JPMorgan Chase (Columbus, OH)
- …for our clients through field engagement and support of the Lending Specialist organization. As a Lending Product Analyst within Wealth Management Lending Solutions, ... This role will provide exposure to a breadth of client solutions including securities based, margin, mortgage, and custom lending solutions. To be successful in this… more
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