- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The AVP, Motor Vehicle Title Specialist is a member of the Operations Department of SMFL and is ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The ... End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will...account onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement… more
- UMB Bank (Kansas City, MO)
- …well. Our team is growing and looking for our next teammate! The Custody Operations Specialist position works closely with our Custody Administrators to support ... and potential clients. This allows us to provide full service offerings to our customers who are often clients...large institutional custody clients, both global and domestic. The Operations Specialist role is responsible for performing… more
- TD Bank (Hartford, CT)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Support Specialist is responsible for reviewing releasing or escalating ... regulatory reports; and assisting advisors with all aspects of trading operations this rule supports complex transactions including blocked and restricted trades… more
- US Bank (St. Paul, MN)
- …you excel at-all from Day One. **Job Description** The Physical Processing Specialist is responsible for handling and safeguarding physical assets under strict ... This role ensures accurate processing, validation, and delivery of physical securities and related documentation in compliance with internal controls and regulatory… more
- PNC (OH)
- …valued and have an opportunity to contribute to the company's success. As an Operations Specialist Sr, within PNC's AMG Operations Fees organization, you ... Friday, 7:30 am EST - 4:00 pm EST. An Operations Specialist Sr typically begins the day...across many departments and hierarchies. Prior fund accounting, sub-accounting, securities or trust experience is highly desired but not… more
- Hantz Group (Southfield, MI)
- Operations Specialist Hantz Group is a Michigan-based financial company that works with individuals and businesses to help them achieve their financial goals. We ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...These processes ensure our clients receive accurate and timely service to achieve their financial goals. Essential Job Functions:… more
- Charles Schwab (Orlando, FL)
- …risk by owning every client interaction through clients' eyes. As a **Bank Operations ** **Move Money Solutions Hotline Specialist ** , you will promote client ... strong work ethic. **Preferred Qualifications** + 2+ years' experience in client service or operations with brokerage/financial industry. + Bachelor's degree or… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist **Reports to:** Director, Financial Crime Risk Oversight, TD ... Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- S&P Global (New York, NY)
- …and provide first-class service . **Responsibilities and Impact:** The Strategic Product Specialist is the key product person covering Securities Finance (SF) ... (EAP) team is composed of subject matter experts in Securities Lending, equities and fixed income, ETF's and index...experience. Our team collaborates closely with our Product, Sales, Operations , and Business Development teams to ensure we exceed… more
- TD Bank (Vienna, VA)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and ... allocation to handle live trading orders efficiently and meet service level standards + Supervises and participates in the...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- PNC (Louisville, KY)
- …business from the CCO and a deeply experienced team. Familiarity with corporate and securities operations is highly valuable for success in this role. While a ... to contribute to the company's success. As a(n) Compliance Program Specialist Senior within PNC's Regulatory Compliance Governance organization, you will be… more
- Raymond James Financial, Inc. (Southfield, MI)
- …and procedures used in the securities industry + Principles of securities industry operations and financial services and products **Other Skills:** * ... Authority (FINRA) Series 99 - Operations Professional + FINRA Series 7 - General Securities Representative + Certified Investment Services Professional (CISP) more
- Santander US (Boston, MA)
- USA Sr. Specialist , Sales & Service Support Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... Talk to You!** **The Difference You Make:** The Sr. Specialist , Sales & Service Support will be...service needs and maintaining consistent with compliance and operations standards + Proactive daily client management of operational… more
- Federal Reserve Bank (Cleveland, OH)
- …our YouTube channel - Cleveland Fed This job family conducts the cash operations of the organization in a highly controlled, regulated, and secure environment with ... to detail, with experience strictly following procedures + Comprehensive customer service and interpersonal skills + Proficient computer skills including Microsoft… more
- US Bank (Earth City, MO)
- …sizes established by clients for various purposes. Accountable for setting up securities , general account and asset level maintenance with some level of supervision. ... concurrently and within acceptable timelines. Understands and achieves established Service Level Agreements. Accountable for compliance with established department… more
- Tri-State Generation and Transmission Association, Inc. (Westminster, CO)
- …with United States (US) Generally Accepted Accounting Principles (GAAP), the Securities and Exchange Commission (SEC), and the Federal Electric Regulatory Commission ... (EAP) and Paid Leave Benefits. **SEC Financial Research and Reporting Specialist ** Hiring Salary Range: $106,000-$135,000 Actual compensation offer to candidate may… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- Accounting Specialist Recruitment # 251210-0009AR-001 Location Hartford, CT Date Opened 12/12/2025 2:00:00 PM Salary $100,522 - $130,661/year Job Type Open to Agency ... (https://www.osc.ct.gov/) is looking for a detail-oriented and organized Accounting Specialist (https://www.jobapscloud.com/CT/specs/classspecdisplay.asp?ClassNumber=0009AR&R1=&R3=) to join our Budget and Financial Analysis… more
- Edward Jones (St. Louis, MO)
- …single focus and our relationships with them are the measure of everything we do. And Service and Operations divisions are at the center of it all. We support ... as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA… more
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