- City National Bank (Los Angeles, CA)
- … SECURITIES SPECIALIST SENIOR * WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations ... by SEI Private Trust Company such as Document Imaging, Note Processing, Handling of physical securities and Fee Processing. What you will do * Acts as a liaison with… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist. This role is critical for the setup, ongoing support, and expansion of ... larger WIM Operations. Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of Workforce Management… more
- Tradeweb (Jersey City, NJ)
- Tradeweb is seeking a Senior Accountant\ Securities Brokerage to join our growing Finance & Accounting department. The ideal candidate will have extensive ... knowledge of broker dealer operations, securities regulations, and financial reporting standards. You will be...related to invoicing, reconciliations and controls testing + Update securities related data + Daily revenue tracking for estimates… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Senior Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks ... to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex process problems… more
- JPMorgan Chase (Jersey City, NJ)
- …deliver top-notch technology products. We're seeking a Java development lead for our Securities Lending Technology Team. This role offers the opportunity to lead a ... messaging platforms like Apache Kafka and MQ. As a Senior Lead Software Engineer at JPMorgan Chase within the... Lead Software Engineer at JPMorgan Chase within the Securities Lending Technology Team, your role will involve solving… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …+ Demonstrates accuracy and timeliness in work and evidenced through audits by senior securities analyst and/or department manager. + Researches and resolves ... role will be required to cover a broad area of responsibilities within Securities Services in one of the following areas: settlements, mutual fund settlements,… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or ... objective of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Manage a complex critical large… more
- MetLife (Whippany, NJ)
- …the Senior Counsel will provide legal support with respect to securities finance transactions. The Senior Counsel will be responsible for negotiating ... furnishing regulatory advice globally with respect to derivatives and securities finance activities. The Senior Counsel will...to derivatives and securities finance activities. The Senior Counsel will work closely with all stakeholders to… more
- S&P Global (Boulder, CO)
- …support for Analysts that assign and surveil ratings on Commercial Mortgage-Backed Securities . **The Impact:** The Senior Analyst will support primary analysts ... reviewing the structural provisions of document terms in commercial mortgage-backed securities (CMBS) transactions for consistency with our criteria and identifying… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Securities Quantitative Analytics Specialist (Executive Director) to join the Mortgage Modeling ... support the RMBS Trading Desk, Investment Portfolio, and Mortgage Servicing business. The Senior Lead will have expertise in the development of mortgage pricing and… more
- MUFG (Los Angeles, CA)
- …within deal team environment (with Global Relationship Management, Syndications & MUFG Securities ) supporting Senior Portfolio Managers (PMs) in the development ... as necessary **Policy and Deal Advocacy:** + Supporting the Senior PM, communicate and negotiate with credit division for...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- DuPont (Wilmington, DE)
- …Join Us | DuPont Careers (https://careers.dupont.com/us/en/whyjoinus) We are seeking a Senior Corporate Counsel focused on securities regulation and corporate ... team of 10,000 employees committed to driving cutting-edge solutions. The Senior Corporate Counsel will serve as a business-oriented legal advisor, counseling… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in ... would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory Compliance… more
- Citigroup (New York, NY)
- The Senior Lead Counsel I is a senior level position responsible for providing legal guidance and thought leadership to the business. A primary responsibility of ... should have experience in structured finance, securitizations and GSE Agency securities transactions including Master Securities Forward Transaction Agreements.… more
- JPMorgan Chase (Jersey City, NJ)
- …a big challenge with big impact. You were made for this. As a Senior Manager of Software Engineering at JPMorgan Chase within the Commercial and Investment Banking ... in Securities Lending Team, you will be a key player...disciplines. **Preferred qualifications, capabilities, and skills** + Knowledge of Securities processing / Prime Brokerage business will be highly… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in ... assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- Comerica (Costa Mesa, CA)
- Registered Client Service Associate The Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to multiple Financial ... Consultants (FC's) within their individual businesses, as well as to support office initiatives. The SA role assists one or more Financial Consultants (FC) in a Retail, High Net Worth, or Institutional capacity. Position Competencies Successful incumbents are… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $75,000 - $85,000 USD TD is committed to providing fair ... for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department Overview** TD Securities provides a wide… more
- JPMorgan Chase (Boston, MA)
- Agency Securities Finance ("ASF") is a global business within Securities Services, a division in the Corporate and Investment Bank ("CIB") of JP Morgan Chase. ... revenue optimization, and performance attribution. You will represent JPMorgan Agency Securities Finance at the Client and represent the Client within JPMorgan… more
- TD Bank (New York, NY)
- …programs, policies and practices globally for Investment Banking Compliance within TD Securities (USA) LLC. + Ensure comprehensive and robust policies and procedures ... (including written supervisory procedures) governing investment banking, securities underwriting, private placements. + Provides strategic vision to the development… more
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