- Wells Fargo (New York, NY)
- About this role: The Senior Lead Securities Quantitative Analytics Specialist is an Executive Director level role within the Corporate & Investment Banking ... a mentor for less experienced staff Required Qualifications: 7+ years of Securities Quantitative Analytics experience, or equivalent demonstrated through one or a… more
- System One Holdings, LLC (Pittsburgh, PA)
- Position Title: Security Specialist Position Location: Pittsburgh, PA/Dallas, TX/Cleveland, OH/Birmingham, AL/Pheonix, AZ Ability to work remote: Hybrid - 3 days in ... of data management issues. Job Responsibilities: *Set up, update and maintain securities in all asset classes (fixed income products, equities, options, OTC… more
- State Street Corporation (Irvine, CA)
- …to us When owners and managers of institutional assets need research, trading, securities lending and innovative portfolio strategies, they turn to State Street. Our ... and linking asset classes and markets across the world. The Implementation Specialist is responsible for the successful delivery of high-profile projects. The… more
- State Street Corporation (Boston, MA)
- The Sector Sales Specialist distributes the SPDR Select Sector ETFs, drives Sector fund adoption and owns business results as part of the Sector ETF Sales ... Specialist team. The Sector Sales Specialist will...preferred CIMA, CFA or other professional designations preferred Current securities licenses (Series 7 and Series 63) preferred or… more
- Deutsche Bank (New York, NY)
- Job Description: Job Title: US TDI Regulatory Engagement Specialist Corporate Title: Vice President Location: New York, New York Who we are US TDI Regulatory ... especially to regulators. Overview The US TDI Regulatory Engagement Specialist Advisor is a member of the TDI Regulatory...the NY Department of Financial Services (NYDFS) or the Securities and Exchange Commission (SEC), but as well to… more
- Futu US, Inc. (Jersey City, NJ)
- …FINRA member, we provide retail investors access to both US and Asian securities markets, ensuring your investment journey is backed by expertise. Moomoo Technology ... future of investing with confidence and innovation. Crypto Operations Specialist Office Location: Jersey City, NJ About the Team...About the Team & Role: As a Crypto Operations Specialist , you'll be part of a rapidly growing team… more
- Baird (Sarasota, FL)
- …more about our Private Wealth Management business. As a Client Planning Specialist , you will: Provide financial planning, client service and operational support to ... Advisors' business. Specifically, this may include funds available/money line, maturing securities , reorg items, and previous days' activities. Assist with client… more
- BOK Financial (Addison, TX)
- …ID: 76754 Location: Dallas -DAL Areas of Interest: Commercial Credit Specialist ; Commercial Banking; Commercial Credit Analyst; Commercial Credit Underwriter Pay ... Deadline: 07/31/2025 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities , Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates… more
- JPMorgan Chase & Co. (New York, NY)
- Job Description Primary Function As an Investment Specialist you are responsible for helping the Banker win new clients and deepen and strengthen existing client ... internal clients Adhere to internal and external policies and procedures regarding securities transactions and code of conduct Provide guidance to junior staff… more
- MUFG Bank, Ltd. (New York, NY)
- …recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist , Vice President in our New York or Dallas office to service, monitor, and ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- DTCC (Tampa, FL)
- …and transparency are expected. Stays ahead of on changes in their own specialist area and seeks out learning opportunities to ensure knowledge is up-to-date. ... advancing the digital asset ecosystem. In 2024, DTCC's subsidiaries processed securities transactions valued at US $3.7 quadrillion and its depository subsidiary… more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …best practices through ongoing education, attending conferences, and reading specialist media. Skills: Works without supervision and provides technical guidance ... Work Experience General Experience - 13 months to 3 years Certifications Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA),… more
- Brandywine Global (Columbus, OH)
- …investment decisions and create value for our clients. Brandywine Global, as a Specialist Investment Manager of Franklin Resources, Inc., offers the advantages of an ... industry licenses a plus. In depth knowledge of global fixed income securities and benchmarks. Knowledge of fixed income and multi-asset class investment products… more
- Hantz Group (Maumee, OH)
- …you will work as part of a team with Financial Advisors and other Specialist within the organization. The role varies depending on the needs of the financial ... LTD, Vol Life, Flexible Spending Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7, FINRA Series 66, State Life,… more
- City National Bank (Los Angeles, CA)
- *INVST OPERATIONS SECURITIES SPECIALIST * WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust ... TO SUCCEED? *Required Qualifications** * Minimum 4 years of securities experience, preferably in trust securities . *...years of securities experience, preferably in trust securities . * Minimum 4 years of experience with procedures,… more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Securities Specialist - Wealth Operations or Senior level job and contemplates a ... to event types for Settlement Activity + Demonstrate strong knowledge of traded securities and complex asset types + Ensure accurate processing to avoid downstream… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Contact Center Securities Operations Specialist within the Workforce Management team to lead scheduling for a ... fast paced Contact Center environment. **In this role, you will:** The Securities Operations Specialist will own the End to End of scheduling process across… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative in Business Operations as part of Transactions & Processing division. Learn ... planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately complex operational tasks… more
- Truist (Wilson, NC)
- …Forest Hills Road, Wilson, NC. This position performs assigned duties within Securities Operations unit for the Wealth Management business. This position will also ... time. 1. Participate in various processing functions for Wealth accounts, including securities and investment related transactions. 2. Assist in the creation of… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** Principal is seeking a ** Securities Operations Specialist II** to join our Principal Custody Solutions (PCS) team. If you enjoy working in a ... and communication skills, this may be the position for you! As a ** Securities Operations Specialist II** , you will perform a variety of operational tasks for… more
Related Job Searches:
Finra Securities Specialist Investigator,
Investment Operations Securities Specialist,
Securities,
Securities Specialist 2,
Specialist