- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist to join the Voluntary Corporate Actions team within Wealth & Investment ... decisions on matters with financial impact and risk. **Required Qualifications:** + 2 + years of Securities Operations experience, or equivalent demonstrated… more
- Truist (Wilson, NC)
- …to time. 1. Participate in various processing functions for Wealth accounts, including securities and investment related transactions. 2 . Assist in the creation ... Word. Preferred Qualifications: 1. Bachelor's degree in business-related field. 2 . Two or more years of Securities ...field. 2 . Two or more years of Securities Operations experience. **General Description of Available Benefits for… more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Securities Specialist - Wealth Operations or Senior level job and contemplates a ... to event types for Settlement Activity + Demonstrate strong knowledge of traded securities and complex asset types + Ensure accurate processing to avoid downstream… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Contact Center Securities Operations Specialist within the Workforce Management team to lead scheduling for a ... dynamic and fast paced Contact Center environment. **In this role, you will:** The Securities Operations Specialist will own the End to End of scheduling process… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of ... focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead small audits, or own… more
- New York State Civil Service (Albany, NY)
- …Services, Department of Title Surveillance Operations Analyst (Financial Services Specialist 2 (Risk), SG-23) Occupational Category Financial, Accounting, ... and preserving the stability of the global financial system.The Financial Services Specialist 2 (Risk) will be responsible for designing and overseeing… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- S&P Global (New York, NY)
- …Team:** S&P Global Ratings (S&P) is seeking a Senior Analyst - Accounting Specialist to work closely with S&P Corporates & Infrastructure analysts in discerning ... we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- Wells Fargo (Birmingham, MI)
- …clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f- 2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article ... **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. Learn… more
- Wells Fargo (Boston, MA)
- …of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f- 2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article ... **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. Learn… more
- Wells Fargo (St. Louis, MO)
- …clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f- 2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article ... **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Annuities Supervision team within Wealth & Investment Management. Learn more… more
- Wells Fargo (Charlotte, NC)
- …clearing of a background check. Internal transfers are subject to comply with 17 CRF 240.17f- 2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article ... **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Annuities and Insurance Supervision Unit within Wealth & Investment… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a **Warehouse Lending Customer Service Specialist ** within **CIB Warehouse Lending Operations.** This role is in a fast-paced ... external clients with investor loan allocations, hedging and pooling of mortgage backed securities . **In this role, you will:** + Monitor loan aging and hedging… more
- Commerce Bank (Kansas City, MO)
- …of this job is to monitor and post all domestic and foreign securities related dividends, interest, and principal pay-down payments to the Commerce Trust Company ... + Associate's degree or equivalent combination of education and experience required + 2 + years of Financial Services Industry related experience with securities … more
- System One (Pittsburgh, PA)
- Position Title: Security Specialist Position Location: Pittsburgh, PA/Dallas, TX/Cleveland, OH/Birmingham, AL/Pheonix, AZ Ability to work remote: Hybrid - 3 days in ... office, 2 remote Summary: Responsible for identifying and correcting a...issues. Job Responsibilities: * Set up, update and maintain securities in all asset classes (fixed income products, equities,… more
- New York State Civil Service (Albany, NY)
- …Department of Title Senior Manager, Data Architecture (Financial Services Specialist 4 (Risk), SG-27) Occupational Category Financial, Accounting, Auditing Salary ... the stability of the global financial system.The Financial Services Specialist 4 (Risk) will be responsible for developing and...of specialized experience in the following of which two ( 2 ) years must have been at a supervisory level:*… more
- TD Bank (Greenville, SC)
- …role. **Line of Business:** TD Wealth **Job Description:** The Financial Advisor Support Specialist acts as a point of client contact accountable to serve the needs ... Advisors (FAs) and their clients. The Financial Advisor Support Specialist supports the FA team and provides consistent and...& Experience:** + Associate degree and/or bachelor's degree + 2 + years of related experience (preferably in the financial… more
- Truist (Greensboro, NC)
- …clients, attorneys, settlement agents, insurance agents, vendors and other internal partners. 2 . Independently work a pipeline of a wide variety of loan requests ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...and their associated risks, and a expertise of Basel 2 .5 and Basel 3 regulatory requirements. This role is… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a **Senior Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in **Corporate & ... to support our businesses and partners. The **Senior Institutional Investment Operations Specialist ** will work to support complex deals, partner directly with the… more