- Truist (New York, NY)
- …as a proxy for the Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** ... identified risks. 2. Responsible for executing the responsibilities of various operations and enterprise risk programs in accordance with the program requirements… more
- TD Bank (Lake Mary, FL)
- …subject matter expertise/analysis or operational process support as a key resource/ representative for the Global Operations and Business Services function ... Mary, Florida, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $55,000 - $65,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …thriving in ambiguous situations. + Demonstrated storytelling skills and documentation skills. The Senior TDS Operations Analyst will act as a cross functional ... subject matter expertise/analysis or operational process support as a key resource/ representative for the Global Operations and Business Services function… more
- TD Bank (New York, NY)
- …subject matter expertise/analysis or operational process support as a key resource/ representative for the Global Operations and Business Services function ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $95,000 - $115,000 USD TD is committed to providing fair… more
- Compass Minerals America Inc. (Overland Park, KS)
- …corporate bank accounts and ensuring the protection and custody of funds, securities and other financial instruments. + Responsible for all administration and ... audit requests, regulatory filings, and compliance documentation related to treasury operations . + Ensure treasury procedures are documented and updated regularly. +… more
- Penske (Reading, PA)
- **Position Summary:** Penske Transportation Solutions is seeking an experienced, business-focused Senior Corporate Counsel to join its in-house Legal team. This ... and logistics company. Our legal team partners closely with operations and executive leadership teams to help navigate the...and will be based in Green Hills/Reading, PA. The Senior Corporate Counsel will be expected to be in-person… more
- WM (Houston, TX)
- …markets throughout North America through a network of collection operations , transfer stations, landfills, recycling facilities and waste-based energy production ... such as Employment, Labor Relations, Litigation, Environmental and Regulatory, Corporate Securities /M&A, etc. Responsible for providing counsel and legal support in… more
- Citigroup (Jersey City, NJ)
- …leadership role with senior level contact across CIO and the businesses + Senior client representative of Citi engaging with senior members of client ... Global Head of Investor Services Technology is part of the Services Technology Senior Management Team and is responsible for the day-to-day activities and strategic… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Advanced skill in:** ... products. This role will also lead and/or serve as the compliance representative on large-scale projects and initiatives which carry a significant business impact.… more
- SMBC (Jersey City, NJ)
- …broker dealer and registered swap dealer; SMBC Group's wholesale and retail banking operations ; US and LATAM representative offices; Grand Cayman Branch; Canada ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...+ Assist in the presentation of CRA results to senior 1LOD and 2LOD management, including an overview of… more
- TD Bank (New York, NY)
- …Monitoring & Investigations **Reports to:** Director, Financial Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team ... supports TD Securities in developing, implementing, and maintaining a robust financial...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- Truist (Charlotte, NC)
- …distributed to the Truist Board of Directors and Executive Leadership, Securities and Exchange Commission (SEC) and Federal Deposit Insurance Corporation (FDIC) ... financial reports, including reports distributed to or filed with the Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC), Federal… more
- MUFG (Irving, TX)
- …this new position has been created for the purpose of establishing GFCD Operations Intelligence & Analytics capabilities for BTMU. One of several key positions in ... the new Global Financial Crimes Division Operations function, this position will be responsible for (1)...scenarios, which detect financial crime and (5) create statically representative samples to ensure that risk is not missed… more
- MUFG (Irving, TX)
- …this new position has been created for the purpose of establishing GFCD Operations Intelligence & Analytics capabilities for BTMU. One of several key positions in ... the new Global Financial Crimes Division Operations function, this position will be responsible for (1)...scenarios, which detect financial crime and (5) create statically representative samples to ensure that risk is not missed… more
- TD Bank (New York, NY)
- …disposition , reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check and challenge. Reporting ... recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the Head of… more
- TD Bank (New York, NY)
- …for enhancements, to the Global Head of Global Control Room and Compliance senior management. + **Global Control Room Portfolio Management** : Work with the Head ... report on the status of Global Control Room to senior governance and Boards. As needed, report in ...the Global Control Room, change management, project management and operations . + People leadership and management experience focused on… more
- MUFG (Tampa, FL)
- …problems + Maintain strong engagement across multiple stakeholders, collaborate with key senior business partners and stay abreast on risk, control agendas + Drive ... will include working collaboratively with the businesses as a BURCO team representative to execute the following: + Issue Identification: + Partner with business… more
- Citigroup (Jacksonville, FL)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 ... The Intermediate Associate Telesales Representative is a Client Service and Sales support...support from those teams. + Provides timely feedback to senior management to identify client pain points and barriers… more
- Citigroup (Jacksonville, FL)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 ... The Intermediate Associate Telesales Representative is a Client Service and Sales support...support from those teams. + Provides timely feedback to senior management to identify client pain points and barriers… more
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