- Medtronic (Northridge, CA)
- …Day in the Life** This newly created Principal Legal Counsel - M&A, Securities and Corporate Governance role supports the Diabetes MiniMed business as it prepares ... for a legal professional with deep expertise in mergers and acquisitions and securities law to contribute to the strategic direction of a business undergoing a… more
- Raymond James Financial, Inc. (Southfield, MI)
- …(FINRA) Series 99 - Operations Professional + FINRA Series 7 - General Securities Representative + Certified Investment Services Professional (CISP) ... procedures used in the securities industry + Principles of securities industry operations and financial services and products **Other Skills:** * Works to… more
- Truist (Richmond, VA)
- …peers. **QUALIFICATIONS** **Required Qualifications:** The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable ... in a financial institution with emphasis on risk management, audit, operations , process engineering or line of business specialty and/or equivalent education,… more
- TD Bank (New York, NY)
- …Risk Oversight Specialist **Reports to:** Director, Financial Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team ... supports TD Securities in developing, implementing, and maintaining a robust financial...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- SMBC (Jersey City, NJ)
- …encompassing training across SMBC Group's AD, inclusive of SMBC Group's banking operations , US and LATAM representative offices, Grand Cayman branch, Brazilian ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- TD Bank (New York, NY)
- …in support of business objectives. The Creative Services team supports TD Securities (TDS) across all our offices throughout North America, Europe, and Asia-Pacific. ... level. **Depth & Scope:** + Works independently as the senior analyst / subject matter expert and may coach...expertise and/or input to projects / initiatives as a representative for area of specialization, and where necessary participates… more
- City of Detroit (Detroit, MI)
- …work within the Investment Team responsible for middle and back-office operations , settling trades and transactions, maintaining internal databases and systems, ... for a series of years using a set of assumptions established by senior leadership. Financial and operational performance is measured by analyzing Income Statements,… more
- MUFG (New York, NY)
- …problems + Maintain strong engagement across multiple stakeholders, collaborate with key senior business partners and stay abreast on risk, control agendas + Drive ... will include working collaboratively with the businesses as a BURCO team representative to execute the following: + Issue Identification: + Partner with business… more
- Citigroup (Jacksonville, FL)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 ... The Intermediate Associate Telesales Representative is a Client Service and Sales support...support from those teams. + Provides timely feedback to senior management to identify client pain points and barriers… more
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