- PNC Financial Services Group, Inc. (Houston, TX)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series… more
- Fidelity Investments (Burlington, MA)
- …and advice career at Fidelity with paid training to help you get your Series 7 & 66 licenses, personalized support, knowledgeable career guides, and celebration ... Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 Top Off and Series 66 licenses, fully paid for and… more
- Fidelity Investments (Smithfield, RI)
- …to become a FINRA (Registered Representative by studying for and obtaining your SIE(R), Series 7 , and 63 licenses, all fully sponsored by Fidelity. This includes ... and Skills You Bring Aptitude and dedication to complete the FINRA SIE (R), Series 7 Top Off and Series 63 exams through our industry-leading licensing… more
- Fidelity Investments (Rockville, MD)
- …Looking For Previous success in building relationships, uncovering needs and recommending solutions FINRA Series 7 & 63 licensed; Series 65 or 66 licensed ... and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex...Certified Financial Planner (R) / CFP-(R) - Issuing Authority, Series 07 - FINRA, Series 63 -… more
- Foster Klima (Fargo, ND)
- …licenses, including Life and Health, as well as securities licenses such as the SIE, Series 6, Series 7 , Series 65, or Series 66. Educational ... of accepted offer of employment. *Must obtain Security licenses within 18 months of accepted offer of employment (SIE, Series 7 , Series 65/ Series 66). more
- Raymond James Financial, Inc. (Birmingham, AL)
- …Resources. Licenses/Certifications SIE required provided that an exemption or grandfathering cannot be applied. Series 7 and Series 66 or the ability to ... Bachelor's: Business Administration, Bachelor's: Finance Work Experience General Experience - 7 to 12 months Certifications Securities Industry Essentials Exam (SIE)… more
- Fidelity Investments (Boston, MA)
- …systems (ATS), exchange market microstructure, algorithmic trading, and direct market access (DMA) trends. FINRA Series 7 & Series 63 required; Series 55 ... hiring and/or associating with individuals with certain Criminal Histories. Certifications: Series 07 - FINRA, Series 57 - FINRA, Series 63 - FINRA Category:… more
- Morgan Stanley (Boston, MA)
- …KNOWLEDGE, and SKILLS: Education and/or Experience High School Diploma/Equivalency College degree preferred Active Series 7 (GS), and Series 66 (AG/RA) or ... Series 63 (AG) and Series 65 (RA) Additional Licenses: Series 8 (or 9 and 10) Two or more years of industry experience preferred Knowledge/Skills Knowledge of… more
- Morgan Stanley (Alpharetta, GA)
- …as well as on the job learning Opportunity to launch your career and gain your Series 7 and Series 66 licenses Benefit from a competitive base salary ... and customer service experience preferred Opportunity to launch your career and gain your Series 7 and Series 66 licenses Ability to handle a high volume of… more
- Fidelity Investments (Orland Park, IL)
- …objectives and refer them to a wealth management partner based on needs and financial complexity Series 7 & 63 licensed; Series 65 or 66 and appropriate ... every other week (all business days, M-F) in a Fidelity office. Certifications: Series 07 - FINRA, Series 63 - FINRA, Series 66 - FINRA Category: Sales more
- JPMorgan Chase & Co. (Westerville, OH)
- …financial advice to clients. Required qualifications, capabilities, and skills: A valid and active Series 7 A valid and active Series 66 (63/65) license ... priorities in a fast- paced environment; adaptive to change *A valid and active Series 7 *A valid and active Series 66 (63/65) license is required or… more
- Morgan Stanley (Jacksonville, FL)
- …KNOWLEDGE, and SKILLS Education and/or Experience *High School Diploma/Equivalency *College degree preferred *Active Series 7 (GS), and Series 66 (AG/RA) or ... Series 63 (AG) and Series 65 (RA) *Two or more years of industry experience preferred Knowledge/Skills *Knowledge of financial services products, including but… more
- Northwestern Mutual (Los Angeles, CA)
- …management Bonus programs and expense allowances Support for insurance licensing, Securities Industry Essentials(R), Series 6, Series 7 , Series 63, and ... licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7 , and 63. Northwestern Mutual provides… more
- Fidelity Investments (Orlando, FL)
- …fixed income trades and other specialized monetary requests The Expertise We're Looking For Series 7 required Series 63 preferred (paid training & support ... strike the right balance. Learn More: Dynamic Working Certifications: Series 07 - FINRA, Series 63 -...Dynamic Working Certifications: Series 07 - FINRA, Series 63 - FINRA Category: Customer Service, Relationship Management,… more
- Morgan Stanley (El Segundo, CA)
- …resources for peer sharing and collaborating with Financial Advisors Education and/or Experience Active Series 7 (GS), and Series 66 (AG/RA) or Series ... 63 (AG) and Series 65 (RA) High School Diploma/Equivalency College degree preferred At least 5 years of industry experience required Demonstrated strong performance in current role for the prior 2 years, if applicable Knowledge/Skills Strong industry,… more
- Raymond James Financial, Inc. (Hanover, NH)
- …Licenses/Certifications *SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65 and/or 66 as ... Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - Financial Industry Regulatory Authority (FINRA), … more
- Harvest Wealth Group (Roseville, CA)
- …deliver. What We're Looking For You're a great fit if: You're a CFP(R) (or close to it) Series 7 , Series 66 (or combined Series 63 and Series 65), CA ... Life license You've got 3-5+ years in a client-facing advisory role. You love planning and strategy, not cold prospecting. You're process-driven, emotionally intelligent, and service-obsessed You want mentorship, mastery, and a long-term career path. What You… more
- Northwestern Mutual Life Insurance Company (Franklin, WI)
- …with the field force. People management experience with proven leadership and decision-making skills. FINRA Series 7 and 24 are a must . This position has been ... classified as a Registered Representative under NMIS guidelines and requires fingerprinting. Series 24 - FINRA, Series 7 - FINRA Compensation Range: Pay Range… more
- Dimensional Fund Advisors, LP (Charlotte, NC)
- …tells us about your desire to change industries. Please note SIE (Securities Industry Essentials), Series 7 , and Series 63/66 licenses required; SIE and ... Series 7 must be obtained within the first 12 weeks of hire as a condition of employment. For the right candidate with a great network we can hire Regional… more
- RK Partners (Chicago, IL)
- …Advisor). Requirement options for CRIA: Series 65 (pre and post 2000 exams); Series 7 and Series 66; At the time the application is filed, the applicant ... is current and in good standing: CFP, ChFC, PFS, CFA, CIC. Responsibilities Prospecting for clients through referrals, personal observation and networking Developing and maintaining long-term relationships with clients Fact gathering and needs analyses to… more
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