- University of Colorado (Aurora, CO)
- …Family Medicine Centerfield Clinic Open Rank - Senior Instructor Series ** **Description** **University of Colorado Anschutz Medical Campus** **Department:** **School ... Medicine Family Medicine - Centerfield Clinic Open Rank - Senior Instructor Series ** **Position #: 00829204 - Requisition #35687:** **Job Summary:** **Examples of… more
- Insight Global (Kentwood, MI)
- …review Insight Global's Workforce Privacy Policy: https://insightglobal.com/workforce-privacy-policy/. Skills and Requirements - Series 7 license AND -either ... Series 65 or 66 or Series 24 licenses -3+ years in financial compliance role -customer focused attitude and ability to communicate effectively with multiple… more
- Raymond James Financial, Inc. (New York, NY)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area required or the ... all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and...within an established timeframe. o Required to have a Series 7 , 24 or willing to obtain… more
- World Insurance Associates, LLC. (Santa Barbara, CA)
- …of Compliance and/or regulatory experience within both RIA and broker-dealer business segments., + Series 7 , 24 (or 26), 63, 65 (or 66), Series 53 (or ... Position Objective, Typical Duties and Responsibilities We're currently seeking a Compliance Specialist to support the firm's Compliance Program. You will report… more
- Skookum Contract Services (Silverdale, PA)
- Environmental Compliance Technician l Location: Silverdale, Washington (Bangor) Type: Non-Exempt Work Schedule: Full-time Compensation: $3 4.96 / hr - $34.96/hr + ... benefits HMG is seeking a reliable and safety-minded Environmental Compliance Technician I . This position primarily handles hazardous waste pickups, processing,… more
- Deloitte (Dallas, TX)
- …regulatory and/or compliance driven environment. Securities Industry Essentials (SIE) and FINRA Series 7 license required or must obtain within 60 days ... Corporate Finance Compliance Analyst Our Deloitte Strategy & Transactions team...impact. Deloitte Corporate Finance LLC (DCF) is seeking a Compliance Analyst to join its team. The ideal candidate… more
- National Park Service (Luray, VA)
- …prevention measures (Permanone) on exterior of clothing and equipment. Duties for the ( Compliance ) position: This GS- 7 position performs site visits to document ... position appropriate for temporary appointment with the same qualification requirements (5 CFR 316.402[b][ 7 ]), based on series and grade, anywhere in the major… more
- Citigroup (San Francisco, CA)
- …verbal and written communication skills Customer service orientation. + Required: US FINRA Registration: SIE; Series 7 ; Series 63 + Series 65 (or ... the franchise. This includes heads of HR, Legal, Risk, Compliance , ICG, Mortgage, Retail Bank, Commercial Bank, and Capital...Series 66); Series 9 + Series 10 (or Series 24, Series… more
- Wells Fargo (Chula Vista, CA)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized… more
- Wells Fargo (Moorpark, CA)
- …the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect information directly ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE. Mortgage Licensing Act of 2008 and all related… more
- Vanguard (MO)
- …knowledge. + High school, associate degree, or bachelor's degree. + This job requires a Series 7 and 63 regulatory license and/or registration (eg FINRA, ... Have your FINRA Series 7 and 63 and a...Have your FINRA Series 7 and 63 and a passion for serving...state, SFC). These will be determined by Compliance based on role-specific duties. + A desire for… more
- Sacramento County (Sacramento, CA)
- …5:00 pm on: 1/14/26 (final) Positions in the Building Inspector series review construction plans, and/or inspects all residential, commercial, industrial buildings, ... and other structures in Sacramento County to determine compliance with applicable local, state and national codes. Examples of Knowledge and Abilities Knowlege of +… more
- Citizens (Johnston, RI)
- …Education, Certifications, and/or Other Professional Credentials + Required Qualifications + FINRA Licensures: Series 7 & either Series 24 or Series ... the incumbent is responsible for control testing and monitoring, compliance and regulatory oversight, and documentation and reporting. +...63 (or demonstrate the ability to obtain the required Series 63 license within 90 days of… more
- State of Massachusetts (Boston, MA)
- …$75,379.72 paid in bi-weekly amounts of approximately $2,899.22 Grade 18, Step 7 I. HEATING, VENTILATION, AIR CONDITIONING AND REFRIGERATION (HVAC) MECHANIC ... SERIES : * Heating, Ventilation, Air Conditioning and Refrigeration (HVAC)...and review performance through written and verbal reports for compliance with applicable laws, rules and regulations. VIII. SUPERVISION… more
- The City of Rochester, MN (Rochester, MN)
- …considered in the first round of reviews, please apply before Friday, November 7 , 2025. Applications will be accepted until the position is filled. DUTIES AND ... occur. *Miscellaneous + Maintain a safe and clean working environment. + Ensure compliance with the City, Minnesota, and federal work safety rules and regulations,… more
- Veterans Affairs, Veterans Health Administration (Oklahoma City, OK)
- …procurement status and other needs and concerns. Monitors and analyzes PSAS compliance reports, Delayed Order Report, assists in developing tools that monitor VHAs ... in accordance with local and national policies. Monitors and analyzes PSAS compliance reports, Delayed Order Report, assists in developing tools that monitor VHA's… more
- Wells Fargo (Roseville, CA)
- …following: work experience, training, military experience, education + Successfully completed FINRA Series 7 exam to qualify for immediate registration (or FINRA ... within Wealth Market Growth Strategy functional area **Required Qualifications:** + 7 + years of Wealth Market Growth Strategy experience, or equivalent demonstrated… more
- Wells Fargo (Long Island City, NY)
- …military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 examinations (or ... and various remediation projects to ensure timely completion, quality, and compliance + Lead, participate and collaborate with peers, colleagues and mid-level… more
- The County of Los Angeles (Los Angeles, CA)
- …STANDARDS: This is the senior-/supervisory-level class in the Health Program Analyst Series . Positions allocable to this class are located in the department of ... small program. Factors affecting allocation of positions in the Health Program Analyst Series include but are not limited to scope and complexity of program/clinic,… more
- Veterans Affairs, Veterans Health Administration (Biloxi, MS)
- …field, orientation of staff to the VA, Joint Commission requirements. Work Schedule: Monday -Friday 7 :30 am - 4:00 pm or 8:00 am - 4:30 pm (subject to changed based ... be required to complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued dentification cards that… more