- TD Bank (New York, NY)
- …candidate would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory ... sales and trading markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to...in a fast-paced and high-pressured environment. + Ability to project confidence and professionalism in dealings with senior… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or ... objective of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Manage a complex critical large… more
- JPMorgan Chase (New York, NY)
- …partnering with global stakeholders to execute business requirements. As a Business Manager within Securities Services, you will support Americas Securities ... sales initiatives. Your responsibilities will include collaborating with the Global Securities Services Sales business management team and stakeholders in Product,… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in ... assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +...the ability to evaluate complex regulatory business issues. + Project management skills and ability to manage multiple work… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $75,000 - $85,000 USD TD is committed to providing fair ... for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department Overview** TD Securities provides a wide… more
- TD Bank (New York, NY)
- …products, including fixed income credit, rates, and equities, and experience with Securities and Commodities laws, rules, and regulations as they pertain to US ... broker-dealers. The Audit Manager II provides specialized in-depth subject matter expertise and...Office + Ability to lead, plan, implement and evaluate program/ project activities to ensure completion of audit + Ability… more
- TD Bank (New York, NY)
- …decisions in a fast-paced and high pressured environment. + Ability to project confidence and professionalism in dealings with senior business personnel. ... programs, policies and practices globally for Investment Banking Compliance within TD Securities (USA) LLC. + Ensure comprehensive and robust policies and procedures… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $175,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** TD Securities Treasury Solutions provides treasury management products to US/Canadian public companies… more
- TD Bank (New York, NY)
- …and Front Office flash) is understood and managed. + Review and approve all project and FCP funding vehicle allocations. + Manage and track all revenue and cost ... of any regulatory changes or updates. + Collaborate with business manager colleagues to ensure cross-business consistency and efficiency of process delivery… more
- MUFG (Jersey City, NJ)
- …team will provide more details. **Job Overview:** Reports to the TDO Program Manager . As Project Manager , responsible for managing specific efforts ... project leadership and management skills, preferably as a project manager or consultant + Experience leading...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Insight Global (Los Angeles, CA)
- …priorities, business plans and objectives * Provides a proactive interface between project stakeholders and senior management team to ensure complete and ... gathering *Technical documentation experience *Principles of banking and finance and securities industry operations *Business planning and analysis * Project … more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** The VP Compliance, TD Securities oversees/leads a team(s) of specialists/professionals providing advice, guidance and ... Years of related experience **Preferred Qualifications:** + Seven or more years securities compliance or related securities experience required. + JD desirable… more
- City National Bank (Jersey City, NJ)
- * SR . AUDIT MANAGER -CYBER IT RISK* WHAT...activities, across borders and cultures. * Experience as a project manager . * CISA - Certified Information ... IS THE OPPORTUNITY? The Senior Audit Manager (SAM) of Cybersecurity and IT Risk Management will support the Director IA, CNB Cybersecurity and IT Risk… more
- Citigroup (New York, NY)
- …management issues, including resource management and allocation of work within the team/ project . The BSM NTMR Senior Lead Analyst exhibits good understanding ... The Balance Sheet Management and Non-Trading Market Risk (BSM+NTMR) Sr Lead Analyst is a strategic professional who closely...manager to enhance management reporting and presentations to senior committees and seniors + The position will require… more
- Citigroup (Charlotte, NC)
- …practices. The role sits in the CTI Summit Execution team and requires a project manager professional who can lead the design, development, execution, and ... of technology solutions in support of the CTI business. The role requires a project manager with strong communication skills, the ability to work across… more
- Bank of America (Nashville, TN)
- Sr . Relationship Manager - Global Commercial Banking - Healthcare, Education, Not-for-Profit - (Nashville) Nashville, Tennessee **Job Description:** At Bank of ... to make a difference. Join us! **Job Summary:** The Sr . Relationship Manager will be a key...Risk Management + Financial Analysis + Leadership Development + Project Management + Referral Identification + Sales Performance Management… more
- TD Bank (New York, NY)
- …sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, and the ability to learn new areas ... must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions. + Strong… more
- CS Energy (Syracuse, NY)
- The Preconstruction Manager / Sr . Estimator bids and wins highly profitable and feasibly constructible projects that have pricing strategies developed to maximize ... pricing, subcontractor and vendor buyouts, subcontractor and vendor relationships, project start-up meetings, owner estimates, subcontractor and vendor requisitions… more
- Bank of America (North Bethesda, MD)
- Sr . Relationship Manager - Global Commercial Bank - Middle Market - McLean or No. Bethesda Mclean, Virginia;North Bethesda, Maryland **Job Description:** At Bank ... Building + Risk Management + Financial Analysis + Leadership Development + Project Management + Referral Identification + Sales Performance Management + Business… more
- Citigroup (Tampa, FL)
- …and where opportunities to develop are widely available to all. The Applications Development Senior Manager is a senior management level position responsible ... including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities… more
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