- First Horizon (Memphis, TN)
- …experience Relevant financial services industry knowledge (Regulatory Compliance , Enterprise Risk Management, Credit Risk , Operations) Excellent oral and ... the full range of risks related to processes, regulatory compliance , organization, policy, and technology, evaluate control design adequacy...complete audit life cycle for complex or high- risk audit components Provide expert skill in… more
- HSBC (New York, NY)
- …lending, specialized lending, global trade finance and global payment solutions, Credit Risk , Regulatory Compliance , Internal Audit etc) Minimum of a ... effectiveness. Participate in the audit process of identifying and evaluating risk and assessing the adequacy, effectiveness and compliance of internal… more
- Capital Community Bank (Pleasant Grove, UT)
- …and executing audits, tracking audit findings to resolution, assessing risk management practices, and ensuring compliance with regulatory requirements. You ... Planning: Develop and update, on an ongoing basis, the audit risk assessment. Develop and manage the...and conduct complex audits across various banking functions, including credit , operations, compliance , and IT. Ensure adherence… more
- Cedent (New York, NY)
- …5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) ... coverage and leasing. The team is also responsible for credit risk management and global payment services...area independently and may lead small audits. Responsibilities: Executes audit strategy for the sound application of risk… more
- The Cooperative Bank of Cape Cod (Hyannis, MA)
- …products, procedures, processes, and systems with respect to identifying and controlling compliance risk . Provides assistance in developing worksheets and other ... Risk Officer with a functional alignment to the Audit Committee. This is a hybrid role and requires... compliance of specific operations. Assists the Senior Compliance and Risk Analyst in the evaluation… more
- BCforward (Charlotte, NC)
- …structure of documents * Understanding of banking of laws, rules, and regulations * Audit or compliance background is a plus Identify and escalate quality ... Credit quality Analyst BCforward is currently seeking a...risk culture * Experience in loan or other credit -driven operations function * Utilize analytical skills and product/technical… more
- River City Bank (Sacramento, CA)
- Job Type Full-time Description We are seeking a Credit Administration Specialist to join our team. The successful candidate will be responsible for performing a ... the management of the commercial loan portfolio of the Bank. The Credit Administration Specialist will ensure adherence to Bank, Federal, and State regulations.… more
- Legends (Tampa, FL)
- …educate, and enforce responsible service of alcoholic beverages and evaluate compliance within corporate procedures. *Develop and enforce standards for service, ... and enforced. *Ability to interact with co-workers in order to assure compliance with company service standards, inventory, and cash control procedures. *Conduct… more
- Bethpage (Bethpage, NY)
- …matter experts in the 1st, 2nd & 3rd Line of defense (Legal, Privacy, Enterprise Risk , Information Security, Compliance and Audit ) the Third-Party Risk ... in the 2nd Line of defense (Legal, Privacy, Enterprise Risk , Information Security, and Compliance ) to conduct...to obtain certifications within a reasonable period. FourLeaf Federal Credit Union provides a range of benefits with various… more
- Goldman Sachs, Inc. (Dallas, TX)
- …operational risk , relevant revenue generating division, or a control function (eg, Compliance , Operational Risk or Audit ) Proven track record with ... a sub-division of Risk , Consumer and Transaction Banking Risk provides oversight of credit and operational risks in the firm's consumer and transaction… more
- First Technology Federal Credit Union (Hillsboro, OR)
- Description The Senior Enterprise Risk Analyst evaluates, identifies, and reports levels of risk in the organization through assessments, complex analysis, ... and what you need to be successful: Job Duties Report and present complex risk assessment results to senior and executive leadership and/or Board of Directors as… more
- FNB Corporation (Hermitage, PA)
- …regulatory change management and process improvement initiatives. Collaborates with Corporate Compliance and Internal Audit to address any observations and/or ... - for us and for your future. Position Title: Quality Control and Compliance Specialist Business Unit: Multiple Reports to: Varies Based on Assignment Position… more
- Fox Point Recruitment (Brook Park, OH)
- …and regulations. Communicate with the Compliance Officer for inclusion in compliance risk assessments. Assist in the development and deployment of ... and business documents prior to implementation in coordination with the Compliance Officer. Participate in internal audit and regulatory examinations; ensure… more
- RSS, LLC. (Sacramento, CA)
- …the appropriate project within the accounting system, making sure funds are correctly applied. Credit Risk Assessment: Conduct credit checks on new customer ... are complete and easily accessible for financial reporting and audit purposes. Job Closeout & Compliance : Ensuring...Deposits & Fund Allocation: Accurately record all incoming ACH, credit card, and cash deposits into the company's accounting… more
- Tierra Encantada HQ (Minneapolis, MN)
- …implementation and optimization of financial software and reporting tools. Accounting, Audit & Compliance Oversee all accounting functions, including ... greenfield and acquisition strategies, and continuous improvement across the existing business. Compliance & Risk Management Oversee enterprise risk … more
- Bank of Utah (Ogden, UT)
- …return objectives with liquidity considerations while maintaining low exposure to credit risk and short durations. Provide reporting and recommendations ... financial reporting. Vender management-Correspondent Banks: Ensure Correspondent banks have acceptable credit risk profiles. Oversee counter-party risk with… more
- Citadel (Exton, PA)
- …Responsibilities Serve as operational lead for all incoming wire transfers. Ensure full audit readiness and compliance for all wire, card, and ATM settlements. ... questions and escalation resolution. Provide cross-departmental guidance rooted in service, compliance , and risk awareness. Perform other duties as assigned… more
- UHS (Riverside, CA)
- …systems, internal areas, and first-tier downstream-related entities (FDRs). Knowledge of Compliance Program principles to include analyzing risk assessments, ... Responsibilities SUMMARY: The Delegation Oversight Nurse performs activities to assure compliance with Health Plan requirements. The Nurse will manage activities to… more
- City National Bank of Florida (Miami, FL)
- …with sales and risk -related data sets, including CRM data, credit exposure, and compliance metrics. Strong problem-solving abilities and attention ... data to support quality across key areas such as pipeline metrics, KYC, credit exposure, and compliance reporting. Apply established data quality rules, KPIs,… more
- Citigroup, Inc. (New York, NY)
- …in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit , Finance in order to ensure appropriate governance ... positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) Forge a relationship with salespeople… more
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