- Northern Trust (Chicago, IL)
- …or university degree required. *6+ years of internal audit and/or Risk / Compliance experience with financial services organizations. *Excellent oral and ... other administrative activities as needed); executing special projects, maintenance of the audit universe, annual risk assessment and planning; internal metrics;… more
- CrossCountry Consulting (New York, NY)
- …the organization has robust risk management processes in place Ensure compliance with various financial regulations and standards, such as Sarbanes-Oxley ... are seeking a Senior Consultant with expertise in Internal Audit within the Financial Services sector, specializing...impacting financial services, including those related to compliance , risk management, and reporting (eg, CCAR… more
- MUFG Bank, Ltd. (Tampa, FL)
- …audit administration activities and project deliverables. Major Responsibilities: Maintain compliance with audit methodology, while also operating within ... convey significance and impact on risk and/or risk management practices, reporting findings and audit ...of 4 years and/or equivalent of experience of internal audit , and/or equivalent experience with the financial … more
- Merck & Co. (Rahway, NJ)
- …Assurance Services' (MCAAS) primary purpose is to provide value-added independent and risk -based audit and assurance services.Position Overview / Function and ... ResponsibilityThe Associate Director:Leads a small team through financial and compliance audits and assessments across all our company's divisions and functions… more
- CrossCountry Consulting (Arlington, VA)
- …In this role, you will deliver and develop services in one of the following areas: Financial and Compliance Risk (eg, SOX and FIDICA compliance , ESG, ... (eg, privacy, data governance, third party risk ), and Enterprise-Wide Risk (eg, Internal Audit , enterprise risk management programs and risk … more
- Robert Half International, Inc. (Charlotte, NC)
- JOB REQUISITION Charlotte Technology Audit Senior Consultant ( Financial Services) LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... you'll partner with highly regulated clients and deepen your understanding of financial services regulations. At Protiviti, Technology Audit & Advisory focuses… more
- US Bank (Minneapolis, MN)
- … and CAS Senior Leadership Preferred Skills/Qualifications: 10+ years of applicable risk / audit / compliance experience Proven leadership skills. Five or more ... Senior Leadership, in particular the European Head of Internal Audit in developing an appropriate risk -based ...Corporate Functions Risk Management and other multiple risk disciplines. Relevant Financial Service Industry and… more
- WSFS Bank (Philadelphia, PA)
- …overall assessment of financial reporting and internal controls. Perform annual Internal Audit risk assessment for use in development of the Internal ... The Audit manager role is responsible for planning and executing audits, audit risk assessments and providing oversight, senior level expertise and team… more
- Jefferies (New York, NY)
- …of Jefferies risk and control environment in coordination with the global audit team. Responsibilities: Maintain compliance with audit methodology, while ... convey significance and impact on risk and/or risk management practices, reporting findings and audit ...Range of $150,000 - $175,000. #LI-JR1 About Us Jefferies Financial Group Inc. (''Jefferies,'' ''we,'' ''us'' or ''our'') is… more
- ResponsiveEd (Lewisville, TX)
- …focusing on efficiency and financial impact across various organizational processes. Compliance & Risk Management: Ensure compliance with all applicable ... areas. Develop and implement methodologies to accurately measure and track the financial impact of audit recommendations. Provide actionable recommendations to… more
- Brown Brothers Harriman & Co. (New York, NY)
- …and document control evaluation Evaluate the system of internal controls and prepare risk assessment matrices, audit programs and audit planning memos ... place to build a fulfilling career. Brown Brothers Harriman is currently recruiting an IT Audit Supervisor to join our Internal Audit group. Internal Audit … more
- First Horizon (Memphis, TN)
- …assurance reviews for internal audit , including but not limited to, audit workpapers, project files, risk assessments, and reporting the results. Monitors ... and insight to help improve and ensure the company's risk management, governance, and internal control processes are adequately...and reports on the internal audit activity to ensure compliance with Institute… more
- Texas State Auditor's Office (Austin, TX)
- …is responsible for planning, reviewing, and providing expert guidance on complex financial , performance, and attestation engagements to ensure compliance with ... and related professional frameworks. Conduct technical reviews of complex audit documentation to ensure quality, compliance , completeness, consistency,… more
- Amazon (Washington, DC)
- …travel may be required, including international travel. Basic Qualifications: 6+ years of compliance , audit or risk management experience Knowledge of ... based on identified risks. You will also assist in risk assessments and developing audit strategies and...opportunities for control improvements with the objective of mitigating risk and improving compliance and operational performance.… more
- RIT Solutions, Inc. (New York, NY)
- …for candidates with prior experience in internal audit , risk , and compliance functions within the financial services sector , especially those who have ... implementation of audit recommendations Qualifications: 5+ years of experience in internal audit , AML, or financial crime compliance within banking or… more
- Weaver (Dallas, TX)
- …experience and culture at weaver.com. Position Profile Weaver is looking for a Governance, Risk , and Compliance (GRC) Manager to join our growing firm. This role ... will primarily focus on internal audit -related work and will be responsible for the day-to-day...with companies in the commercial sector Advanced understanding of financial reporting, transaction cycles, and business processes Weaver Benefits… more
- Citigroup, Inc. (Wilmington, DE)
- …management, with a strong focus on credit risk , technology, and regulatory compliance in financial services. Proven track record of managing large, complex ... for managing risks, issues, and changes. Collaborate with internal audit and regulatory teams to ensure that all technology...and compliance with all mandates. Technology & Financial Acumen: Strong technical knowledge of credit risk… more
- Goldman Sachs, Inc. (Dallas, TX)
- …oversight and governance of first line risk taking activities *Engage with Risk Partners across the organization (eg compliance , technology), as needed, to ... requirements *Manage internal and external examinations and engagements (regulatory, audit , compliance ) *Equipping Enterprise Vendor Relationship Owners and… more
- Citigroup, Inc. (Tampa, FL)
- …in the execution of Enterprise Risk Management Framework and adherence with Risk Management and Compliance Policies. Review new or revised regulations and ... : Minimum of 5 years of experience in model risk management , model development and audit ,...audit , or other control-related quantitative functions in the financial services industry. Ability to identify, measure, and manage… more
- Bank of China Limited, New York Branch (New York, NY)
- …weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, ... Commodities, Financial Institutions and Global Markets lines of business. Overview...supporting the efficient and effective operations of the Operational Risk Management Department. Responsibilities Expense Budget Management: Assist in… more
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