- Dexian - Signature Consultants (Santa Rosa, CA)
- …assigned by our VP -Human Resources Manager, SVP-Human Resources, or Executive Officer . At our organization, compliance is paramount. As the Human Resources ... of our team, you will work closely with our VP -Human Resources Manager, ensuring the seamless day-to-day operations of...Coordinator, you will ensure adherence to all Bank policies and procedures, as well as state and… more
- Creative Financial Staffing (Chicago, IL)
- …that values internal growth, collaborative success, and hosting engaging company events. Our senior VP 's journey from a bank teller to a leader is a testament ... cash management and investments under the direct mentorship of our Chief Investment Officer (CIO). This position is ideal for someone who thrives in managing… more
- Robert Half Finance & Accounting (Edgewood, MD)
- …+ EDUCATION/CERTS: Bachelor's degree required; Additional Certifications are a plus (Certified Bank Compliance Officer (CBCO), Certified Regulatory ... Robert Half is immediately seeking a seasoned and dynamic VP of Compliance to join an esteemed...Leadership: Directly supervise the Bank Secrecy Act Officer and Compliance Officer , overseeing… more
- Bank of America (Charlotte, NC)
- Global Markets Credit - Hedge Funds Credit Risk Officer , Vice President New York, New York;Chicago, Illinois; Charlotte, North Carolina **Job Description:** ... view the "EEO is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . Bank of America aims to… more
- Morgan Stanley (New York, NY)
- …and other Morgan Stanley sponsored benefit programs.#LI-JB3 **Job:** **Other* **Title:** *Volcker Compliance Officer ( Vice President )* **Location:** *New ... lines, legal entities and jurisdictions of operation. A Global bank seeks a Vice President ...compliance or regulatory experience, preferably with an investment bank , federal regulator or self-regulatory organization, or in a… more
- JPMorgan Chase (Columbus, OH)
- The Wealth Management (WM) Credit Risk team is seeking a Lead Credit Officer - Vice President to manage credit exposure for WM clients, with a primary focus ... on credit risk management for International Private Bank clients covered by the WM Latin America &...of professional experience related to financial services, risk management, compliance or legal + Strong decision making capabilities and… more
- MUFG (Irving, TX)
- …remotely one day. A member of our recruitment team will provide more details. The Compliance Officer will be a member of the Global Corporate & Investment ... Compliance team with the objective of providing compliance support, guidance, and oversight to MUFG Bank...Investment Banking ("GCIB") business unit. Roles and Responsibilities: The Compliance Officer will assist in the management… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank , JRI America, Inc., SMBC Leasing and Finance, Inc.,...("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment… more
- MUFG (Irving, TX)
- …Identify, review, and manage inventory of regulatory requirements that apply to the Bank by engaging with Compliance Practices group. Execute annual ... different businesses or corporate functions. Execute responsibilities identified in compliance risk management framework (CRMF) governance requirements. This includes… more
- Morgan Stanley (New York, NY)
- …business segments-Institutional Securities, Wealth Management, and Asset Management. The Vice President position is with Morgan Stanley Bank , NA and Morgan ... Banks Vendor Program Management Team. The Vendor Program Management Vice President position is responsible for supporting...Banks Vendor Program Management Office and reports into a Bank Vendor Program Management Officer . The program's… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC is looking to hire a Compliance Training Vice President who will report to the Director of ... Financial Crimes Compliance Training. The Training VP assists with...training dashboard for accurate reporting to Head of FCC Compliance , BSA/AML Officer , Senior Management and Head… more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Operational Risk* **Title:** *Assistant Vice President US Banks Business Risk New Product ... Privacy, Info Sec, Reg W, Model Risk, and Dual Officer programs). * Conduct analysis to consider the impacts...procedures for area of responsibility to ensure consistency and compliance with regulatory and Bank expectations. *… more
- MUFG (Tampa, FL)
- …will provide more details. **Job Summary:** We're searching for a **Senior Credit Review Officer , Vice President ** to provide a comprehensive assessment of ... and report on the quality of risk assets and effectiveness of the Bank 's processes to control credit, trading, and associated concentration risks of a complex… more
- JPMorgan Chase (Columbus, OH)
- …to be best-in-class. As a Business Banking Risk Oversight - Vice President in Risk Management and Compliance , you will be accountable for challenging ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...table including escalation of topics to the Chief Risk Officer and the risk committee. This role requires providing… more
- JPMorgan Chase (Brooklyn, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President in the Risk Management - Capital and Market Risk Management ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...Team, you will be assisting the Chief Risk Officer for Balance Sheet Risk Management. Your role will… more
- JPMorgan Chase (Tampa, FL)
- …status quo and striving to be best-in-class. As a Payments Risk Vice President on the Corporate and Investment Bank (CIB) Wholesale Credit Risk (WSC) ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...reports and views and support the Payments Chief Risk Officer as needed. **Required Qualifications, Capabilities and Skills** +… more
- JPMorgan Chase (Plano, TX)
- …the box, challenging the status quo and striving to be best-in-class. As a Credit Risk Vice President on the Hedge Fund Credit Team, you will be responsible for ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and trading activity. You will serve as the Credit Officer and primary coverage for those credit relationships. Corporate… more
- Citigroup (Tampa, FL)
- The VP for Governance of Citibank North America ('CBNA')...be an attorney, with experience having worked as a compliance officer or in an internal audit ... or governance role of a bank . Experience of the specific regulations in questions is...clear way. **Qualifications:** + 10+ years experience in regulatory compliance **Education:** + Bachelor's degree. **Job Family Group:** … more
- SMBC (White Plains, NY)
- …America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank , JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui ... in support of the Technology group and the Chief Information Officer , managing deliverables associated with the team's implementation of workplace productivity,… more
- JPMorgan Chase (New York, NY)
- …Corporations. The Multinational Corporations team is part of JP Morgan's Commercial Bank in its Middle Market Banking and Specialized Industries group. In this ... firm to clients. + Oversee, escalate and resolve issues, including any AML-identified compliance issues, as well as any reputational or negative media issues, in… more
Related Job Searches:
Bank,
Bank Compliance,
Bank Compliance Officer,
Compliance,
Compliance Officer,
Officer,
VP,
VP Compliance Officer