- Truist (Rockville, MD)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- TD Bank (New York, NY)
- …Team is an integral part of TD Securities. The group provides best-of-class service to business partners in TD Bank Financial Group (the Bank) through negotiation ... products. The team is committed to providing a seamless client experience while managing the Bank's risk. The position...risk. The position will be responsible for providing best-of-class service to clients of TD Securities and internal business… more
- Wells Fargo (Hagerstown, MD)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Comerica (Costa Mesa, CA)
- Job Description Registered Client Service AssociateThe Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to ... holds responsibilities in 4 primary categories: Sales Support, Compliance, Customer Service , and Teamwork. Some of the primary responsibilities are listed below.… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Bank of America (Venice, FL)
- …the lobby; Triage client leads and make referrals to appropriate internal service providers based on client needs and asset thresholds; Participate in ... Financial Solutions Advisor - Registered Candidate - Venice Pines Venice, Florida **To...client requests and makes referrals to appropriate internal service providers based on client needs and… more
- JPMorgan Chase (Chicago, IL)
- …Investing, Chase Private Client , and the JPM Private Bank As the Client Service Leader within an engaging and inclusive team environment, you will ... account service requests, focusing on quality interactions across diverse client segments like Self-Directed Investing and Chase Private Client . The… more
- KeyBank (Denver, CO)
- …including distributions and Required Minimum Distribution calculations. + Follow up on client service activities and Advisor's requests. + Create and manage ... for assisting the Key Investment Services Sales Force in achieving sales goals, customer service , business growth and client retention. This person will serve as… more
- KeyBank (Salt Lake City, UT)
- …and investment solutions. The Relationship Manager is at the center of this client promise acting as the primary client advisor developing and implementing ... strategies based on the client 's financial goals, and by coordinating with the extended...maintains an in-depth knowledge of financial wealth management and brokerage investment advisory services and products as well as… more
- Coldstream Wealth Management (Seattle, WA)
- …has a fantastic opportunity to join one of our wealth management teams! As a Client Service Associate with a growing team, you will learn the Registered ... and proactively preparing meeting materials + Coordinating the new client onboarding process: + Opening brokerage accounts,...service experience and the desire to provide superior client service in a team-oriented environment +… more
- Access Dubuque (Dubuque, IA)
- …Company (NLTC), **Northwestern Mutual Investment Services, LLC** **(NMIS)** (Investment Brokerage Services), a registered investment adviser, broker-dealer, and ... As a financial advisor, you will: + Grow your client base by making new connections, maintaining a strong...required to have a minimum of three years of service at Northwestern Mutual to qualify for the designation… more
- Bank of America (Pennington, NJ)
- …self-directed investors with financial assistance by identifying broader product and service solutions that meet their investment and saving needs. Key ... products, financial markets, policies, procedures, and processes to the client 's investment needs. Job expectations include owning the management, research,… more
- Aston Carter (West Des Moines, IA)
- …are proud to be a ClearlyRated Best of Staffing(R) double diamond winner for both client and talent service . The company is an equal opportunity employer and ... Job Title: Operations CoordinatorJob Description This role involves working within the Brokerage Operations area to independently and promptly review and process Non… more
- Aston Carter (West Des Moines, IA)
- …are proud to be a ClearlyRated Best of Staffing(R) double diamond winner for both client and talent service . The company is an equal opportunity employer and ... This role is for an Operations Coordinator in the Brokerage Operations area. The position involves independent and timely...involves independent and timely review and processing of Non Registered Associates, Registered Admin, and testing kits.… more
- PNC (Erie, PA)
- …The ideal candidate will have some investment experience (ex. insurance associate or brokerage associate), as well as familiarity with trust and brokerage ... within the Investment Advisor job family and will progress towards direct client interactions PNC will not provide sponsorship for employment visas or participate… more
- Thrivent Financial (Auburn, WA)
- …preparation of financial plans, investment research and analysis, and coordination of client service needs with team members. The Director of Investment ... every day through the financial solutions we offer, the client activities we support, and the resources we provide...+ 2+ years industry experience + Must be securities registered (series 7/63, 7/63/65 or 7/66). + Must have… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …to internal department procedures and deadlines tonsure regulatory compliance and exemplary client service . Exceed established departmental service levels. ... risks of all types. ESSENTIAL DUTIES & RESPONSIBILITIES: + Fully understand client expectations and operating requirements to ensure service level standards… more
- Janus Henderson Investors (Denver, CO)
- …over the telephone through one or more of the following intermediaries: brokerage firms, registered investment advisors, banks, and insurance companies. This ... superior financial outcomes through differentiated insights, disciplined investments, and world-class service . We will do this by protecting and growing our core… more
- Foresters Financial Services (Westbury, NY)
- …York Apply Description What we need: This role supports the Registered Financial Services Sales Representative's business with day-to-day administrative assistance ... while enhancing the service experience of clients*. *This role requires FINRA licensing...of hire to allow the incumbent to expand the client support provided to the Representative. What you will… more
- Thrivent Financial (Faribault, MN)
- …for the Practice as needed + Counsel and advise prospective and current client on suitable financial products and investment advisory services + Open and complete ... appropriate investment advice (eg conducting due diligence, etc.) + Obtain client financial and/or suitability information + Accepting and/or entering securities… more
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