- HUB International (New York, NY)
- …(RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer, will be a highly visible, senior ... leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely...SEC annual risk assessments and establishing and enforcing the Code of Ethics. A key initiative is identifying, recommending… more
- Lawrence General Hospital (Lawrence, MA)
- POSITION SUMMARY The Chief Compliance Officer and Associate General Counsel provides strategic leadership of the organization's compliance program while ... + Provide oversight and guidance for HIPAA Privacy, HIPAA Security, and Code of Conduct compliance activities, ensuring policies, training, and monitoring… more
- City of New York (New York, NY)
- …Department of Design and Construction, Division of Safety & Site Support, seeks to hire a Chief of Code Compliance . The selected candidate will oversee the ... Code Compliance Unit, within the Office of Construction Safety, and...with local, state, and federal codes; supervision of Safety Code Compliance Auditors; preparation of various reports,… more
- Texas Tech University (Lubbock, TX)
- …auditors to avoid duplication and enhance oversight. * Coordinates risk assessment and compliance -related activities with the Chief Compliance Officer for ... **42200BR** **Extended Job Title:** Chief Audit Executive **Position Description:** The Chief...and TTUS on internal audit, risk management, governance, control, compliance , and management matters. * Builds trusted relationships with… more
- Children's Hospital Los Angeles (Los Angeles, CA)
- …and all other levels of leadership across CHLA. The position collaborates closely with the Chief Compliance Officer and the compliance team to implement and ... Integrity and Compliance * Collaborating with the chief compliance officer and the compliance...* Ensuring that organizational policies, procedures and the CHLA Code of Conduct address risk-related issues facing CHLA *… more
- New York State Civil Service (Scotia, NY)
- …State NY Zip Code 12302 Duties Description The Airport Firefighter 3/Assistant Chief of Operations (Assistant Chief ) works under the supervision of the Base ... and applicable federal and state statutes. Specifically, the Assistant Chief of Operations ensures compliance with the...330 Old Niskayuna Road City Latham State NY Zip Code 12110 Notes on Applying To be considered for… more
- MTA (New York, NY)
- …Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: Office Chief Compliance Off Date Posted: Aug 27, 2025 Description JOB ... SALARY RANGE: $112,508.24 - $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various-… more
- MTA (Jamaica, NY)
- …MTA Headquarters Location: Jamaica, NY, United States Regular/Temporary: Regular Department: Office Chief Compliance Off Date Posted: Aug 15, 2025 Description ... to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee...New York State Public Officers Law & the MTA Code of Ethics, all employees who hold a policymaking… more
- Tucson Electric Power (May, OK)
- …the NERC/WECC reliability standards identified to Generation Management and the company's Chief Compliance Officer, as applicable, in accordance with the ... affiliates of the Company subject to the UNS Energy Code of Conduct and the related Policies and Procedures....reliability standards identified to Generation Management and the company's Chief Compliance Officer, as applicable, in accordance… more
- City of New York (New York, NY)
- …foundation provisions. - Prepare reports for the Director of Facades/Local Law, Chief Compliance Officer, Executive Engineer and Assistant Commissioner to assist ... the jurisdiction of the Department of Buildings to note compliance with and violation of Construction Code ...note compliance with and violation of Construction Code provisions and other pertinent codes and regulations regarding… more
- City of New York (New York, NY)
- …under its purview are maintained in a safe condition. Under direction of the Chief Compliance Officer, Facades and Local Law, the Compliance Officer ... qualification of licensed professionals for the following Local Law inspections and compliance reporting: Administrative Code 28-302; 28-305; 28-217; 28-323 and… more
- Janus Henderson Investors (Denver, CO)
- …Rule 206(4)-7. The key duties and responsibilities include: + Prepare quarterly and annual chief compliance officer (CCO) reports under Rule 38a-1 and annual CCO ... love to hear from you! Your opportunity The Senior Compliance Analyst performs a variety of activities in the...complete industry surveys, organizational commitments (eg, CFA Asset Manager Code ), and client reports or requests (eg, Section 15(c)… more
- CCSI INC (Norwich, NY)
- …and monitor implementation of the Compliance Program under guidance of CCSI Chief Compliance and Privacy Officer. + Develop, execute, maintain and revise ... Compliance and Quality Improvement Specialist - On Site...Board (CSB). + Regularly review and update the local Code of Conduct, as warranted. + Ensure establishment and… more
- Principal Financial Group (Des Moines, IA)
- …to strengthen our compliance framework. **What You'll Do** + Partner with the Chief Compliance Officer to implement, and oversee HR compliance policies ... **What You'll Do** We're seeking a strategic, compliance -minded leader to join our team as an **Director - HR Compliance ** . This role will play a critical part… more
- Manulife (Boston, MA)
- …a broad range of compliance tasks conducted by the Office of the Chief Compliance Officer ("CCO's Office") in its mission to affect compliance ... The Compliance Manager is responsible for the execution and/or...resolved. + Assist with regulatory filings. + Assist with Code of Ethics Oversight responsibilities. + Act as an… more
- Roche (Indianapolis, IN)
- …implementation of third-party collaborations and partnering. + Collaborate with the RDC US Chief Compliance Officer to support Roche's compliance programs. + ... Support and enable company compliance with policies, procedures, and code of conduct. + Recruit, develop, support and manage a team of high performing regulatory… more
- Post Holdings Inc. (St. Louis, MO)
- …a deep understanding of the regulatory landscape. This role will report to the Chief Compliance Officer and will support and manage the Company's compliance ... Development and Enforcement** + Oversee the management of the Compliance Program's global policies and the Code ...the Compliance Program's global policies and the Code of Conduct; develop new global policies as necessitated… more
- Highmark Health (Pittsburgh, PA)
- …CMS.Responsible for overseeing operational efforts and providing status / results to Chief Compliance Officer. + Provider / Vendor Education:Lead interventions ... documentation accuracy and completeness. Creates a culture focused on Compliance and Core Behaviors. Builds strong partnerships with Highmark cross-functional… more
- Highmark Health (Pittsburgh, PA)
- …constituents through direct and indirect reporting relationships with the CMO, COO, CFO and Chief Compliance Officer as well as other key business partners. The ... deliver quality care to members. + Work with Highmark Compliance , provide strategic direction and tactic guidance to the...standards and behavioral expectations as set forth in the code of business conduct and company policies._ As a… more
- Southeastern Community College (West Burlington, IA)
- …and institutional functions related to student financial assistance. Serves as college's Chief Compliance Officer providing guidance and monitoring of SCC's ... + Learn and embrace the comprehensive community college philosophy and related Iowa Code . + Learn, apply and role-model all SCC policies and procedures, including… more