- Equitable (Charlotte, NC)
- Chief Compliance Officer ( 250000CZ ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : Equitable **Schedule** : Full-time **Description** ... will help unlock your potential? Equitable is currently looking to hire a Chief Compliance Officer within Equitable Distributors Compliance , which is a… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and ... of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive… more
- Medtronic (Los Angeles, CA)
- …world. **A Day in the Life** We are seeking a strategic, experienced, and proactive Chief Compliance Officer (CCO) to lead and manage the global ... Counsel, the CCO will be responsible for overseeing a comprehensive compliance program that ensures adherence to all applicable regulatory requirements, industry… more
- Trexquant Investment (Stamford, CT)
- …and finance professionals pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, ... overseeing compliance with guidance from our current CCO/General Counsel. This...CCO/General Counsel. This is an exciting opportunity for a compliance professional to thrive in a fast-paced, intellectually stimulating… more
- US Bank (Chicago, IL)
- …at-all from Day One. **Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts ... - Ten or more years of experience in a compliance or financial industry related role, preferably in a...a CCO role or securities related -Prior experience with compliance or operational aspects of ETFs - Strong knowledge… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the… more
- City of New York (New York, NY)
- …highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful ... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- Children's Hospital Los Angeles (Los Angeles, CA)
- …and all other levels of leadership across CHLA. The position collaborates closely with the Chief Compliance Officer and the compliance team to implement ... overlapping areas of responsibility Integrity and Compliance * Collaborating with the chief compliance officer and the compliance team to ensure an… more
- Principal Financial Group (Des Moines, IA)
- …matrixed relationship to the President of Principal Securities. In partnership with the firm's Chief Compliance Officer , you will define, implement, and lead ... you ready to shape the future of supervision and compliance at one of the most respected financial institutions...a best-in-class supervisory framework that ensures full compliance with FINRA, SEC, RIA, and state regulatory requirements,… more
- University of Rochester (Rochester, NY)
- …with a close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of ... expertise of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration… more
- AdventHealth (Altamonte Springs, FL)
- … Officer reports to and works in conjunction with the Senior Vice President, Chief Compliance Officer at AdventHealth to provide leadership and oversight ... communication, and guidance and tools. + Collaborate/strategize with the SVP, Chief Compliance Officer on implementation and effectiveness of the… more
- CIBC (New York, NY)
- …with the drafting of CIBC's Annual Swap Dealer and Security Based Swap Dealer Chief Compliance Officer Reports; + Drafting and maintaining key policies ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory,… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management ... Based in New York City, the Ethics Sr Lead Officer will report to an Ethics Sr Group Manager...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- State of Michigan (Dimondale, MI)
- …+ Ensure all cybersecurity and protection programs align with legal, regulatory, and compliance requirements. Chief Security Officer - Position Description ... Chief Security Officer (Senior Deputy Director...a sufficient number of applications have been received. In compliance with federal law, all persons hired will be… more
- Touro University (Valhalla, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... US-NY-Valhalla Requisition ID 2025-12290 Position Type Part-Time Schedule Shift 1 Hours Per Week 16 Travel 10% Category Facilities/Security/Food Service FLSA Status Non-Exempt more
- Hackensack Meridian Health (Edison, NJ)
- …in order of importance_ **_):_** In conjunction with the Hackensack Meridian Health Chief Academic Officer : 1. Compliance with Regulatory Requirements - ... the Hackensack Meridian Health Designated Institutional Official (DIO) and Chief Academic Officer , the ACAO: leads the...and fellowship programs, as well as regional site(s), maintain compliance with ACGME and Medical Board of New Jersey… more
- PNC (Wilmington, DE)
- …valued and have an opportunity to contribute to the company's success. As the Deputy Chief Compliance Officer within PNC's Retail organization, you will be ... in the office or in the field on a regular basis. Position Overview: The Deputy Chief Compliance Officer will report into the Chief Compliance … more
- Centene Corporation (Austin, TX)
- …work remotely anywhere in the Continental United States. **Position Purpose:** Reporting to the Chief Risk, Ethics & Compliance Officer this person will be ... responsible for leading and managing the company's compliance , ethics, and investigative functions and the company's enterprise-wide ethics investigations strategy.… more
- MTA (New York, NY)
- …- $107,850 HAY POINTS: 519 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: 2 Broadway HOURS OF WORK: 9:00 ... attention. + Manage the analytical and administrative work generated by the Agency Chief Compliance Officer and Compliance Director as part of the… more
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