- TD Bank (New York, NY)
- …or regulator is preferred + Relevant professional designations such as FINRA Certified Compliance Officer Program + Basic knowledge of Equities, Fixed Income and ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $180,000...is looking for Vice President to join the Trade Surveillance team focused on Communications. The VP Compliance… more
- Saratoga Casino Hotel (Saratoga Springs, NY)
- …Saratoga Casino Hotel welcomes you to apply! Your Role: Our successful Surveillance Officers promote outstanding relations with all guests and fellow Team Members ... Role: + At least 18 years of age + Previous experience in casino surveillance preferred. + Excellent written and verbal communication skills required. + Ability to… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for an Associate candidate (Senior Compliance Officer ) to join the new Fixed Income Trade Surveillance team. ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $135,000...of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina, United States;New York, New York **To proceed with your application, you ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance Operational-Risk-Specialist Trade- Surveillance \_25040545-2) **Job Description:** At Bank… more
- TD Bank (New York, NY)
- …Markets business , by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance 's ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $250,000...financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders… more
- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $115,000...risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the… more
- Equitable (Charlotte, NC)
- …Equitable's fastest growing business segment. Reporting to Equitable's Advisors Chief Compliance Officer , the Equitable Advisors DCCO will be responsible for ... Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary...will be largely focused on the dynamic investment advisory business of Equitable Advisors, the focus of the firm's… more
- SMBC (New York, NY)
- …Audit findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with ... Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie, Registrations, Outside Business Activities and Personal Account… more
- Insight Global (Dallas, TX)
- …Insight Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in the fintech ... space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing and...AML, insider trading, and cybersecurity. *Implement, manage, and optimize compliance technology platforms to automate surveillance , reporting,… more
- Sycuan (El Cajon, CA)
- …and operates a Casino and a Golf Resort, and owns a number of other business ventures in the San Diego Region. One attribute that remains unchanged, however, is ... Sycuan's sense of community. Sycuan is more than just a business . Sycuan is a community of people working together toward a common goal. Whether you work in our… more
- MUFG (Irving, TX)
- …reviews on the Sales & Trading business units with focus on the Markets Compliance program. The Compliance Officer will work closely with ACT teammates ... and various key regional and global business partners to deliver an effective second line of...and procedures, including their extra-territorial application. Experience with markets compliance , markets surveillance , compliance monitoring,… more
- AeroVironment (Simi Valley, CA)
- …of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AeroVironment ... day activities required to operate a fully effective export compliance program to ensure company compliance with...by Sr. management, and report on progress. + International Business Development and Program Management Support - Provide expert… more
- General Dynamics Information Technology (Maui County, HI)
- …**Job Description:** Apply your expertise to advance the mission and optimize our business strategy as a Construction Surveillance Technician (CST) II at GDIT. ... Trust/Other Required:** None **Job Family:** Security Operations **Skills:** Construction,Ensure Compliance ,Standard Operating Procedure (SOP) **Experience:** 3 + years of… more
- City and County of San Francisco (San Francisco, CA)
- …Service examination process and shall serve at the discretion of the Appointing Officer . + Work Location: SFPD Headquarters, 1245 3rd Street, San Francisco, CA 94158 ... to the Deputy Chief of the Administration Bureau, the Chief Information Officer (CIO) serves as the San Francisco Police Department's senior technology executive… more
- New York State Civil Service (New York, NY)
- NY HELP Yes Agency Labor, Department of Title Investigative Officer 1/Trainee (Public Work Wage) - New York (NY HELPS) Occupational Category Enforcement or ... NY Zip Code 10027 Duties Description As an Investigative Officer 1 (Public Work Wage) under supervision of an...setting the prevailing rates;* Inspect payroll records to determine compliance with the law;* Investigate to determine the proper… more
- MIT Lincoln Laboratory (Lexington, MA)
- …("the Laboratory") is seeking a strategic, dynamic, and forward-looking Chief Information Officer ("CIO") to lead their enterprise IT organization and shape the ... disciplines to address diverse challenges-from missile defense and space surveillance to secure communications and biomedical devices. The organizational structure… more
- Patriot Group International, Inc (Aurora, CO)
- …and package receipt services if required. + Maintain standards of Security Officer competency, conduct, appearance, and integrity, including compliance with PGI ... Security Control Room Officer (Unarmed Guard) -Poly Required Position Type: Full-Time,...sectors. Voted #1 Best Place to Work by Virginia Business Magazine and The Best Companies Group, PGI offers… more
- City of Boise (Boise, ID)
- Lateral Police Officer Print (https://www.governmentjobs.com/careers/boiseid/jobs/newprint/4766471) Apply Lateral Police Officer Location Boise, ID Job Type ... to join our progressive and service-oriented team. As a Lateral Police Officer , you will perform essential law enforcement and crime prevention duties, including… more
- City of Alpharetta, Georgia (Alpharetta, GA)
- Police Officer (Certified Police Officers Only) Print (https://www.governmentjobs.com/careers/alpharetta/jobs/newprint/4933012) Apply Police Officer (Certified ... different duties from those set forth below to address business needs and changing business practices. In...evidence and contraband uncovered in such duties. + Conducts surveillance of known and suspected criminals. Works undercover to… more