- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... reporting control issues with transparency. **Qualifications:** + 6+ Years serving in a compliance or surveillance role within financial services preferred + 3+… more
- Saratoga Casino Hotel (Saratoga Springs, NY)
- …Saratoga Casino Hotel welcomes you to apply! Your Role: Our successful Surveillance Officers promote outstanding relations with all guests and fellow Team Members ... Role: + At least 18 years of age + Previous experience in casino surveillance preferred. + Excellent written and verbal communication skills required. + Ability to… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to ... and alert escalations * Co-ordinate requests to and from, business ( Compliance ) partners and coordinate tracking and...of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and… more
- TD Bank (New York, NY)
- …Markets business , by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance 's ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $250,000...financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders… more
- Sycuan (El Cajon, CA)
- …and operates a Casino and a Golf Resort, and owns a number of other business ventures in the San Diego Region. One attribute that remains unchanged, however, is ... Sycuan's sense of community. Sycuan is more than just a business . Sycuan is a community of people working together toward a common goal. Whether you work in our… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...Annual Reports and NFA Annual Questionnaire); + Evaluating new business initiatives to ensure compliance issues are… more
- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior ... leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively… more
- Marex (New York, NY)
- …to ensure Americas Compliance Calendar deadlines are achieved. + Work with business partners (ie, Surveillance , IT, Operations etc.) to develop and enhance ... For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide … more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks ... within CIA function and with other partners and stakeholders including Product Compliance , Business process owners, Risk management and Internal Audit function.… more
- Huntington National Bank (Columbus, OH)
- …Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment ... including implementation of written supervisory procedures, training, testing, information barriers, surveillance and AML compliance with a focus on Investment… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …+ Create and maintain relevant policies and procedures + Perform monitoring and surveillance of business and compliance processes to reasonably ensure ... of key initiatives + Develop and maintain relationships between Compliance Risk Management, Line of Business leaders,...preferred + Excellent written and verbal communication skills #LI-GM1 Compliance Officer II- Swap Dealer Total Base… more
- AeroVironment (Manassas, VA)
- …of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AeroVironment ... day activities required to operate a fully effective export compliance program to ensure company compliance with...by Sr. management, and report on progress. + International Business Development and Program Management Support - Provide expert… more
- Houston Methodist (The Woodlands, TX)
- At Houston Methodist, the Security Officer position is responsible formaintaining a safe and secure environment for patients, staff and visitors by patrolling and ... personal protection, traffic control and emergency response services. The Security Officer position may employ Houston Methodist-approved defensive tactics to ensure… more
- Patriot Group International, Inc (Aurora, CO)
- …package receipt services if required. + . Maintain standards of Security Officer competency, conduct, appearance, and integrity, including compliance with PGI ... Security Control Room Officer -Poly Required Position Type: Full-Time, Exempt Work...(PGI), voted #1 Best Place to Work by Virginia Business Magazine and the Best Companies Group, offers an… more
- New York State Civil Service (Newburgh, NY)
- NY HELP Yes Agency Labor, Department of Title Investigative Officer 1/Trainee (Public Work Wage) - Newburgh (NY HELPS) Occupational Category Enforcement or ... NY Zip Code 12550 Duties Description As an Investigative Officer 1 (Public Work Wage) under supervision of an...setting the prevailing rates;* Inspect payroll records to determine compliance with the law;* Investigate to determine the proper… more
- City of Boise (Boise, ID)
- Lateral Police Officer Print (https://www.governmentjobs.com/careers/boiseid/jobs/newprint/4766471) Apply Lateral Police Officer Location Boise, ID Job Type ... to join our progressive and service-oriented team. As a Lateral Police Officer , you will perform essential law enforcement and crime prevention duties, including… more
- City of Alpharetta, Georgia (Alpharetta, GA)
- Police Officer (Certified Police Officers Only) Print (https://www.governmentjobs.com/careers/alpharetta/jobs/newprint/4933012) Apply Police Officer (Certified ... different duties from those set forth below to address business needs and changing business practices. In...evidence and contraband uncovered in such duties. + Conducts surveillance of known and suspected criminals. Works undercover to… more
- Houston Methodist (Houston, TX)
- At Houston Methodist, the Security Officer position is responsible formaintaining a safe and secure environment for patients, staff and visitors by patrolling and ... personal protection, traffic control and emergency response services. The Security Officer position may employ Houston Methodist-approved defensive tactics to ensure… more
- Houston Methodist (Houston, TX)
- At Houston Methodist, the Security Officer position is responsible formaintaining a safe and secure environment for patients, staff and visitors by patrolling and ... personal protection, traffic control and emergency response services. The Security Officer position may employ Houston Methodist-approved defensive tactics to ensure… more
- Houston Methodist (Nassau Bay, TX)
- …with rotating weekends. Fridays work 6p-12a.** At Houston Methodist, the Security Officer position is responsible formaintaining a safe and secure environment for ... personal protection, traffic control and emergency response services. The Security Officer position may employ Houston Methodist-approved defensive tactics to ensure… more