- USAA (Phoenix, AZ)
- …involve identifying, measuring, monitoring, escalating, and reporting on operational and compliance risks by employing established risk management practices ... may be substituted in lieu of degree. 8 years of risk management , compliance , or regulatory experience in a relevant functional area to include banking,… more
- Unknown (La Plata, MD)
- Executive Director, Compliance and Risk Management About the Company Renowned public community college Industry Higher Education Type Educational Institution ... About the Role The Company is seeking an Executive Director for Compliance and Risk Management . This key role is focused on the development and management… more
- Unknown (New York, NY)
- Vice President, Compliance Manager, Trade Surveillance, Portfolio Management & Surveillance Initiatives About the Company Nationally acclaimed banking ... required. The ideal candidate will have a strong background in compliance , change management , project management , and operations, and possess the leadership… more
- USAA (Charlotte, NC)
- …technical fields directly related to the role. Knowledge of risk and/or compliance management principles, tools, and applicable systems Awareness and ability ... policies, practices, and solutions to ensure multidisciplinary understanding and management of operational and compliance risks according to industry… more
- Unknown (Schaumburg, IL)
- …successful candidate will be responsible for developing, implementing, and administering the company's Compliance Management Program, as well as serving as the ... Chief Compliance & CRA Officer About the Company Well-established...regulations is essential. The role requires excellent organizational, time management , and communication skills, as well as the ability… more
- Unknown (Franklin Park, IL)
- …successful candidate will be responsible for developing, implementing, and administering the company's Compliance Management Program, as well as serving as the ... Chief Compliance Officer About the Company Well-established community bank...regulations is essential. The role requires excellent organizational, time management , and communication skills, as well as the ability… more
- Unknown (Manhattan, NY)
- …be responsible for assisting in the design and maintenance of a robust, risk-based compliance management system to ensure adherence to all relevant federal and ... position at the company should have a strong background in compliance , and risk management , and a thorough understanding of relevant laws and regulations. The… more
- Unknown (Austin, TX)
- …Investment Advisor, with a strong knowledge of 40 Act and 40 Company Act compliance management . Direct liaison with the SEC is essential, and experience with ... Chief Compliance Officer (CCO) About the Company Expanding asset management firm Industry Financial Services Type Privately Held About the Role The Company is… more
- Unknown (West Palm Beach, FL)
- …and accounting principles. The role demands proficiency in financial reporting software and compliance management tools, as well as the ability to develop, ... Controller and Chief Compliance Officer (CCO) About the Company Well-regarded private...minimum of 7 years' experience in private equity, asset management , or a similar financial services environment is required,… more
- Unknown (Tempe, AZ)
- …responsible for leading and managing various activities essential for the effective management of compliance risk within the organization. This includes engaging ... in regulatory data management , compliance risk committee, regulatory change management , and overseeing technology and tools required by enterprise programs.… more
- Unknown (New York, NY)
- …will have a degree in a relevant field and professional certifications in compliance or risk management . Experience in the banking or financial services ... Vice President, Compliance Monitoring and Testing Officer About the Company...remediation plans. The role also involves presenting findings to management , drafting testing review reports, and tracking the progress… more
- Unknown (New York, NY)
- …degree in a relevant field and a minimum of 7 years' experience in compliance , risk management , or a related area within the financial services industry. ... Deputy Chief Compliance Officer About the Company Diversified financial institution...The Company is in search of a Deputy Chief Compliance Officer to join their team. The successful candidate… more
- Unknown (Yardley, PA)
- …be tasked with leading the development and implementation of the first-line compliance and risk management framework, ensuring that operational teams effectively ... Vice President, Business Compliance & Risk Operations About the Company Leading...include owning the design and maintenance of the risk management framework, conducting risk assessments, and managing risk and… more
- Unknown (Baltimore, MD)
- …The successful candidate will be at the forefront of driving risk management and regulatory compliance oversight activities, working closely with various ... the financial services industry, with a strong background in regulatory compliance or risk management . A Bachelor's degree is required, and advanced degrees or… more
- Unknown (New York, NY)
- …regulatory requirements and be adept at partnering with cross-functional teams to achieve compliance and risk management goals. Travel Percent Less than 10% ... Vice President, Compliance Risk Assessment & Data Analytics About the...the Role The Company is seeking a VP for Compliance Risk Assessment and Data Analytics. The successful candidate… more
- Unknown (Bloomfield, CT)
- …Presidents to develop and implement policies and systems that strengthen quality assurance, compliance , and risk management . They will also be responsible for ... Vice President of Quality & Compliance About the Company Esteemed philanthropic organization providing...Company is seeking a Vice President of Quality and Compliance to join their mission-driven organization. The successful candidate… more
- Unknown (New York, NY)
- … Officer position at the company should have a strong background in regulatory compliance , with a focus on change management . The role requires the ability ... A degree in a relevant field and professional certifications in compliance or risk management are a plus. Travel Percent Less than 10% Functions General… more
- Unknown (Richardson, TX)
- …The role demands a strong understanding of banking and deposit operations, compliance , risk management , and regulatory requirements. The ideal candidate will ... Vice President, Chief Operating Officer of Marcus, Wealth Management , Asset & Wealth Management About...of Marcus, Wealth Management , Asset & Wealth Management About the Company Prominent global investment bank Industry… more
- Unknown (New York, NY)
- … Compliance Manager, Trade Surveillance Initiatives & Portfolio Management , Electronic Communications About the Company Nationally acclaimed banking organization ... a VP Compliance Manager for Trade Surveillance Initiatives and Portfolio Management , with a focus on electronic communications. The successful candidate will be… more
- Unknown (Oklahoma City, OK)
- …a culture of ethical banking practices and to provide guidance on consumer compliance matters to senior management and board committees. Candidates for this ... and at least 12 years of experience in consumer compliance , fair lending, or financial services risk management . A minimum of 7 years in senior management… more
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