- USAA (Charlotte, NC)
- …and control functions including Business Risk and Control, Compliance and Operational Risk Testing (ECORT) among others to drive successful results ... Management, Third Party Risk Management, Technology Risk Management, Stress Testing , and Operational Risk . **What sets you apart:** + Bank Risk … more
- Regions Bank (Birmingham, AL)
- …**Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line...Bachelor's degree and five (5) years of experience in Compliance , Operational Risk , Quality Assurance/Control,… more
- Ally (Raleigh, NC)
- …role is on a hybrid schedule in office weekly with a some remote days The Operational Risk Management Testing and Monitoring (ORM T&M) Team is primarily ... risk limits. **The Work Itself** * Develop annual Operational Risk Test Plan in accordance with... testing performed by other IRM Teams (ie Compliance Testing ) to ensure efficiency and minimize… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in class. As a Data & Analytics (D&A) Compliance , Conduct & Operational Risk (CCOR) (AI) - Vice President within the ... regulatory adherence. You will provide independent second-line coverage for compliance , conduct, and operational risk ... testing for AI across the firm, addressing operational , compliance , and conduct risks. Additionally, you… more
- Equitable (Charlotte, NC)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500004B ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : ... systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the… more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... risk ; you have found the right team. The Testing CoE (Center of Excellence) team is responsible for...the business control environment through recommended updates to the Compliance and Operational Risk Evaluation… more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. +… more
- Citigroup (Jacksonville, FL)
- …these standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related ... from activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for… more
- MUFG (Tempe, AZ)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- M&T Bank (Buffalo, NY)
- …testing , and issues management. Provide assistance in the development of various operational risk / compliance related initiatives within the line of ... the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing...+ Build a working relationship with Internal Audit, Corporate Operational Risk and Corporate Compliance … more
- Discover (Riverwoods, IL)
- …ongoing management of an effective second line of defense activities including monitoring, testing , effective challenge, and operational risk assessments of ... of the business and leverages the results from NFRM Testing COE to drive an effective risk ...administration and management + 8+ years' experience with Law, Operational Risk Oversight, Compliance or… more
- M&T Bank (Buffalo, NY)
- …and pace of change may be dynamic and frequent. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... advising senior and executive leadership as it relates to operational risk of the businesses/functions that is...assess and work with the business to incorporate high risk testing scenarios into first line of… more
- CIBC (Chicago, IL)
- … reviews, assessments, testing , and/or evaluation of control environment, risk mitigations, and compliance with various industry standards and regulatory ... CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Director of Operational Resilience within the Operational Risk … more
- SMBC (Jersey City, NJ)
- …effectiveness testing concepts + Prior experience with control evaluation within model risk , operational risk , compliance risk , financial ... capital markets, asset liability management, financial reporting, regulatory reporting, or operational risk areas. Specific experience within Model Risk… more
- Discover (Riverwoods, IL)
- …to success will be providing an effective second line of defense including monitoring, testing , and operational risk assessments of the business to ensure ... risks, and controls. + This role is responsible for operational risk oversight activities specific to a...leaders, and other second and third line leaders including compliance risk and internal audit. This role… more
- BMO Financial Group (New York, NY)
- …exposure, including, but not limited, to Operational Risk , Credit Risk , Business Continuity, Regulatory Compliance , Cyber Security, Third Party Risk , ... research and advisory services to clients around the world. #bmocapitalmarkets The **VP, Operational Risk ** **&** **Resilience, Global Markets (GM)** is part of… more
- City National Bank (Charlotte, NC)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER*...literacy * Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- M&T Bank (Buffalo, NY)
- …and pace of change may be dynamic and frequent. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... or Baltimore, MD.** **Overview:** This position is specific for Operational Risk - Commercial provides effective oversight and...assess and work with the business to incorporate high risk testing scenarios into first line of… more
- Discover (Riverwoods, IL)
- …to success will be providing an effective second line of defense including monitoring, testing , and operational risk assessments of the business to ensure ... Description:** **What You'll Do** This role is responsible for operational risk oversight activities specific to a...leaders, and other second and third line leaders including compliance risk and internal audit. This role… more
- Toyota (San Juan, PR)
- …qualitative measures of operational risk management, enterprise risk management, internal controls assessment/ testing , and potential exposures in respect ... controls, and emerging risks. + Plan, manage, and provide ongoing support to the operational risk , governance, and compliance framework. + Develop risk… more
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