- Banc of California (Los Angeles, CA)
- …and resolution of findings and issues. Performs all routine SOX, operational risk and compliance control testing for Department. Supports with workflows ... TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for assisting with Operational Risk and Compliance functions...Company's Compliance Management Program (CMP). Completes routine compliance testing , risk monitoring and… more
- First Horizon Bank (Memphis, TN)
- …and experience Previous experience in risk management, internal audit, compliance , or control testing preferred. Familiarity with relevant banking ... at location listed in job posting SUMMARY The Senior Risk Compliance Officer supports First Horizon Bank's...testing activities. This role validates the effectiveness of operational and regulatory controls to ensure the bank's … more
- Bank OZK (Charlotte, NC)
- …issues, third parties, loss events, and systems. Knowledge, Skills & Abilities + Knowledge of operational risk testing , risk mitigation, and the control ... for maintaining risk management practices and conducting compliance testing to support and enhance the... mitigation strategies and procedures. Collaborates with members of Operational Risk Management ("ORM") as a liaison… more
- Jobleads-US (Menlo Park, CA)
- …industry leading compliance programs in an AI first technology environment. Steer compliance and operational risk assessments with key stakeholders and ... This leader will be responsible for a portfolio of risk management programs including monitoring, testing and...within their environments. The ideal person will have proven compliance risk management skills, people management including… more
- RGP (New York, NY)
- …and capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing strategies tailored to evolving regulatory ... Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry… more
- Ochsner Health System (New Orleans, LA)
- …This job profile facilitates access to prevention, treatment, and research services for at- risk patients, including those with or at risk for HIV, Hepatitis ... infections, severe injection-related infections, high social vulnerability, or overdose risk . This job functionally oversees and trains research and patient… more
- Ally (Lansing, MI)
- …* Recommend enhancements to internal control frameworks to reduce operational , compliance , financial, reputational and strategic risk exposure * Perform and ... controls within processes that support both financial reporting and operational processes to foster a robust risk ...risks and evaluate the design of controls to reduce operational , compliance , financial, reputational and strategic risks… more
- PSEG Long Island (Bethpage, NY)
- …o Identifies process gaps and recommends improvements to enhance efficiency and reduce operational risk - Responsible for reporting and metrics management: o ... objectives. o Design and build processes for governance of IT vulnerability management, risk management, and compliance . o Utilize domain specific knowledge to… more
- HSBC (New York, NY)
- …and external audit and regulatory expectations + Anticipate, identify and mitigate operational risk in an appropriate, cost-effective manner + Ensure that ... Work style: Hybrid Worker Date: 20 Oct 2025 In compliance with applicable laws, HSBC is committed to employing...activities and processes are embedded into the SOX and operational risk frameworks + Continually drive standardization… more
- SMBC (Jersey City, NJ)
- …President (VP) role will support the review and completion of Finance wide operational risk management activities, including Risk and Controls ... Loss Events (ORE), Key Risk Indicators (KRIs), Risk and Controls Taxonomy, Controls Testing , and... assessments conducted by the Finance first line and Operational Risk Management (ORM) second lines of… more
- Fannie Mae (Washington, DC)
- … Analysis advisor, you will play a critical role in evaluating and managing the operational and compliance risk s associated with MF D elegation, ... comprehensive evaluations of DUS lenders and servicers including detailed operational performance reviews and compliance risk...sector, including any agency e xpertise. * Audit , Compliance risk analysis and Control testing… more
- Ally (Lansing, MI)
- …and preventative controls within processes that support both financial reporting and other operational processes to foster a robust risk environment. The CFO ... but not limited to, those that support Ally's SOX compliance . **The Work Itself** * Coordinate the performance of...), is preferred * Demonstrated knowledge of internal control, risk concepts and auditing standards (controls-based testing … more
- ALBEMARLE (Charlotte, NC)
- …for all logistics providers, ensuring alignment and collaboration with legal, trade compliance , insurance, and risk departments and policies. + Incorporate ... major capital projects, or supplier transitions. + Align PRM metrics with ESG, compliance , and financial reporting requirements. + Integrate risk insights into… more
- Banc of California (Santa Ana, CA)
- …Work related experience must consist of an in-depth background in Compliance , Enterprise Risk , Operational Risk and/or other risk background. **HOW ... various data sources to form an independent assessment of operational risk in the relevant business function...oversight and assessment activities including, but not limited to, operational loss data validation, control testing , and… more
- Bentley Systems (PA)
- …IT and SOX compliance teams to ensure alignment between controls, operational processes, and risk management objectives and programs. + Identify, assess, ... is responsible for guiding the oversight and execution of Bentley's enterprise compliance risk management, global business resiliency, and crisis response… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the Compliance Department, ... Americas Division, the Head of Financial Crime Compliance ("FCC") Monitoring & Testing manages the.../ mitigation; and managing the workflows for monitoring and testing engagements is essential. Strong operational skill… more
- HSBC (Buffalo, NY)
- …with experience in a complex global environment + Experience of working with Operational Risk , Internal and External Audit + Excellent business writing, ... Risk Steward Brand: HSBC Area of Interest: Risk and Compliance Location: Buffalo, NY, US,...+ Support execution of Capital Management, Scenario Analysis Stress Testing processes for Strategic Risk + Engage… more
- Capco, a Wipro Company (New York, NY)
- **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco you will play a lead role delivering projects, ranging from ... and functional knowledge across all areas of the front office, operations, technology, risk , finance and compliance . **About the Job:** As a Principal Consultant… more
- Banc of California (San Diego, CA)
- …teams. + Monitor adherence to SDLC processes and drive continuous improvement initiatives. + ** Risk & Compliance Management** + Collaborate with Risk , Audit, ... meet regulatory and internal control requirements (eg, SOX, FFIEC, GLBA). + Lead risk assessments and control testing related to software development and… more
- Williams Companies (Wysox, PA)
- …As an Environmental Specialist I/II/III (Air Compliance ) you will ensure compliance by reviewing proposed equipment and operational changes against air ... regulations. You will manage environmental permits and oversee stack testing , working closely with testing agencies to...as updates to the Clean Air Act, and guide operational adjustments to ensure compliance . This role… more
Related Job Searches:
Compliance,
Compliance Testing,
Operational,
Operational Compliance,
Operational Risk,
Risk,
Risk Compliance,
Testing