- USAA (Phoenix, AZ)
- …to invest in you! Our comprehensive, fully paid six-month training program includes all training materials, class discussions, hands-on training, e-learning modules, ... independently. We have new training classes starting every month.Our in-office development program provides the training you need and the encouragement to create a… more
- USAA (Phoenix, AZ)
- …to invest in you! Our comprehensive, fully paid six-month training program includes all training materials, class discussions, hands-on training, e-learning modules, ... licensing costs! We have new training classes starting every month.Our in-office development program provides you the training you need on USAA products and the… more
- PNC (Pittsburgh, PA)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Advisor within PNC's Regulatory Change organization, you will ... within established risk control limits. Helps to identify and define the compliance program objectives for assigned area, products/services, and applicable… more
- Capital One (Richmond, VA)
- …applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Senior Manager is responsible ... Senior Manager, US Card Compliance Advisor The Compliance ...of business in the development and maintenance of the Compliance Program , such as how to monitor,… more
- Capital One (Mclean, VA)
- …One and includes Corporate Treasury. While working within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for ... Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor...internal audits, as necessary + Maintaining expert understanding of compliance management program **Basic Qualifications:** + Bachelor's… more
- Capital One (Plano, TX)
- …with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for ... Manager, Compliance The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and… more
- LA Care Health Plan (Los Angeles, CA)
- Compliance Advisor III Job Category: Administrative, HR, Business Professionals Department: Audit Services Location: Los Angeles, CA, US, 90017 Position Type: ... net required to achieve that purpose. Job Summary The Compliance Advisor III ensures that the Plan's... compliance process improvement opportunities and implementing key Compliance Program activities. Support all Compliance… more
- M&T Bank (Clanton, AL)
- …throughout the enterprise for their assigned area of responsibility. The Senior Compliance Advisor will help develop, implement, and execute strategy of ... completed in an accurate and timely manner. The Senior Compliance Advisor operates under the firm's second...second line of defense independent control function by executing program activities that prevent, detect and mitigate regulatory and… more
- Capital One (Richmond, VA)
- Compliance Advisor Manager (Emerging Payments / Tech) Capital One's technology transformation has presented an exciting opportunity to usher in leading edge, ... our virtual card number experience, and our AirKey authentication technology. The Compliance Advisor Manager will support the implementation and management of… more
- State of Colorado (Denver, CO)
- …staff to provide operational guidance and direction on the ECMC enforcement and compliance program and the issuance of NOAVs. Work with engineering, ... ECMC Enforcement Advisor ( Compliance Specialist IV) - Remote/Hybrid Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4887965) Apply ECMC… more
- LA Care Health Plan (Los Angeles, CA)
- Managing Advisor III Senior Director, Policy and Regulatory Compliance (ALD) Job Category: Administrative, HR, Business Professionals Department: Compliance ... the safety net required to achieve that purpose. Job Summary The Managing Advisor III Senior Director, Compliance Policy and Regulatory is responsible for… more
- Santander US (Boston, MA)
- Senior Compliance Advisor - Community Reinvestment Act Boston, United States of America The Sr. Compliance Advisor serves as a Community Reinvestment Act ... requirements outlined in the Community Reinvestment Act. The Sr. Compliance Advisor is a second line function...This role is primarily focused on administering the CRA compliance program . There are other standard … more
- Santander US (Miami, FL)
- Sr. Regulatory Compliance Advisor Miami, United States of America **Position Summary** : The Senior Advisor - Regulatory Compliance is responsible for ... while maintaining high standards with pressing deadlines. The Senior Advisor - Regulatory Compliance will report to...Responsibilities** * Assist in the execution of the regulatory compliance testing program established to ensure … more
- Dell Technologies (Austin, TX)
- **Import & Export Compliance Advisor ** Dell Technologies is a leading technology company that manages advanced computing and other technology, which the Global ... a profound social impact as an **Import & Export Compliance Advisor ** on our **Trade Compliance...changes in export control regulations and ensure the company's compliance program is aligned with current requirements.… more
- Vanguard (Malvern, PA)
- …for relevant business change initiatives. + Serve as an escalation point for compliance program monitoring, testing, risk assessments, and trade surveillance. + ... will be a member of a team of dedicated compliance professionals who play a critical role in ensuring... advisory support. You will serve as a trusted advisor to the investment management business and provide guidance,… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** Principal is hiring for a Compliance Advisor to provide support to our advisory and wealth management business partners and build ... acts as a 2nd line of defense within our compliance program and supports the risk owners....start. + High level of understanding of the investment advisor environment + IACCP designation desired + Independent RIA… more
- Zebra Technologies (Lincolnshire, IL)
- …people, our customers, and the world. Let's create tomorrow together. The People Compliance and Employee Relations Advisor plays an important role in ensuring ... that our organization maintains the highest standards of compliance and fosters positive employee relations. Supports the People function of Compliance and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and resolve problems. **Essential Duties and Responsibilities** + Assists in overseeing compliance program (s) for an assigned business entity to ensure ... of moderate scope and complexity. Serves as a Technical Advisor to teams. Some guidance is provided to perform...including maintaining training records and coordinating training with other compliance activities. + Reports compliance program… more
- ExxonMobil (Spring, TX)
- …**What Role You Will Play in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor . Become part of a team responsible for monitoring and managing the ... compliance activities associated with ExxonMobil's gas, crude and products...resources to support your wellbeing. + Employee Health Advisory Program : Provides confidential professional counseling for you and your… more
- State of Massachusetts (Haverhill, MA)
- …Job Description:* *POSITION: Full-Time Pathways to Academic and Career Excellence (PACE) Program Academic Advisor (Academic Counselor):* PACE Program , ... through August 2026. *SUMMARY:* Reporting to the Director of PACE, TRIO-SSS, the PACE Program Academic Advisor will be part of a collaborative team, providing… more
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