- KeyBank (Cleveland, OH)
- … compliance strategy for Wealth Management in alignment with enterprise risk and compliance objectives. + Serve as a trusted advisor to senior business ... appetite and tolerances. + Lead a team of risk professionals, providing effective compliance coverage of a monitoring and self-testing program that performs… more
- Cargill (Houston, TX)
- …to commodity swaps and futures trading, and compliance with commodity trading advisor and swap dealer regulations. * Draft and review policies, guidance, and ... us and reach your higher purpose at Cargill. **Job Purpose and Impact** The Compliance Senior Analyst, Derivatives and Commodities will play a key role in managing… more
- MTA (New York, NY)
- …of bond proceeds and PAYGO cash funding of the capital programs to ensure compliance with US Tax Code. + Involves coordinating with external bond counsel firms ... including a large underwriting syndicate, multiple bond counsel firms, financial and swap advisory firms and other market participants. + Design and progress… more
- KeyBank (Brooklyn, OH)
- …Brooklyn, Ohio 44144-2302 **Job Description** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance ... Program (the "REA Program ") has the responsibility...and execution for testing designed to evaluate Key's ongoing compliance with applicable laws and regulations across Key's Asset… more
Related Job Searches:
Advisor,
Compliance,
Compliance Program Advisor,
Program,
Program Advisor,
Swap