- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related… more
- HUB International (New York, NY)
- …purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly into ... the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support the growing RPW business while… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- KeyBank (Brooklyn, OH)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing ... and implementing elements of the data compliance risk oversight program, including developing systems...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- First Horizon Bank (Memphis, TN)
- …(4-year college) degree 2. Financial Institution experience required (4-6 years). Risk Management and/or compliance background required (2-4 years). Background ... of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal… more
- First Horizon Bank (Asheboro, NC)
- …and prepare cases for review and approval by management. + Provide risk rating recommendations to management for clients' relationships reviewed, by determining if ... client is low or potentially high risk or if account closure is recommended. + Onboarding - Review and Analyze prospect client(s) prior to onboarding. + Perform… more
- Highmark Health (Austin, TX)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations,...a single point of contact to respond and intake risk from the senior leadership team, and… more
- Pioneer Bank (Albany, NY)
- … Management Associate LOCATION: Headquarters REPORTS TO: Senior Vice President - Compliance & Chief Risk Officer CLASSIFICATION: Full Time, Non Exempt ... applicable laws and regulations. *With oversight from the SVP - Compliance and Chief Risk Officer , provides guidance Pioneer's management and staff regarding… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- AON (St. Peter, MN)
- …: Manage and maintain compliance databases, registers and act in place of Risk and Compliance Officer when needed. Keeping apprised with regulatory ... compliance culture. Assist other department members and provide risk and compliance support to senior...compliance databases, registers and act in place of Risk and Compliance Officer when… more
- American Express (New York, NY)
- …+ **Serve as a key liaison to senior leaders in Risk and Compliance ,** including the Chief Risk Officer , Operational Risk and Compliance ... Our professionals come from diverse backgrounds including internal controls, regulatory compliance , financial accounting, operational risk , technology, and data… more
- Citigroup (New York, NY)
- …post-baccalaureate experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer , or related position ... Citibank, NA seeks a Model/ Analysis/ Validation Senior Officer I for its New...Basel parameter and review it with CPB Business and Risk team. Provide Current Expected Credit Loss (CECL) calculations… more
- Citigroup (Jacksonville, FL)
- … Risk and other control functions in fulfilling job responsibilities. The Operational Risk Senior Officer is responsible for leading effective oversight ... product, function and impacting external third-party suppliers. The Operational Risk Senior Officer performs the...Teams + USPB Compliance Officers * USPB Senior Operational Risk Managers + Enterprise ORM… more
- KeyBank (Buffalo, NY)
- …(DRGO), supporting oversight of enterprise-wide data governance practices across KeyCorp. The Sr . Operational Risk Officer is responsible for providing ... actions + Foster strong relationships with business partners and senior management to promote risk transparency +...technology risk , cybersecurity risk , operational risk , enterprise risk , audit, or compliance… more
- Bank of America (Denver, CO)
- Senior Information Security Officer ( Sr...and recommends actions in support of the bank's wider risk management and compliance programs * Monitors ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Washington/ Senior -Information-Security- Officer -- Sr -BISO Global-Support-Functions\_25036045) **Job Description:** At… more
- City National Bank (Dallas, TX)
- * SR CREDIT RISK REVIEW OFFICER...exposure. * Determines the accuracy of assigned internal credit risk ratings, non- compliance with CNB policies and ... is independent of all credit granting, adjudication, operations, and risk management practices performed by the 1st and 2nd...experience as a commercial lender, regulator or credit review officer * Minimum of 5 years of MS Office… more
- Wellington (Boston, MA)
- …Working across Wellington's US offices and supporting colleagues in EMEA and APAC, the Boston-based Senior Risk Officer will sit strictly in second line and ... role are as follows:** In this pivotal role, the Senior Risk Officer will serve...trusted relationships across the organization, working hand-in-hand with other risk leaders, compliance , legal, and business partners… more
- KeyBank (Buffalo, NY)
- …loss analysis, key risk indicators, reporting, policy and procedure development. The senior officer will be required to perform oversight activities and will ... in the review, update, and enhancement of operational and/or compliance risk management policies and procedure standards....strong positive working relationships with LOBs, staff, peers, other risk partners and senior management and by… more
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