- M&T Bank (Clanton, AL)
- …to deliver a quality product in line with department standards. As part of the Compliance Testing Group (CTG) management team, this role supports the ... ongoing stakeholder engagement, talent management, and overall promotion of the Compliance Testing Group within the organization. The Compliance … more
- Capital One (Mclean, VA)
- …Establish and maintain strong relationships with Compliance Advisors, risk management, compliance testing oversight group , and relevant business areas ... Senior Manager - Anti-Money Laundering Compliance Controls Review Testing The Compliance Testing Senior Manager performs a key second line of defense… more
- TD Bank (New York, NY)
- …Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group . The Monitoring and Testing Team ... Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance Testing … more
- TD Bank (New York, NY)
- …Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group . The Monitoring and Testing Team ... and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed review… more
- BMO Financial Group (Chicago, IL)
- … and business group management for prompt resolution. + Supports compliance program monitoring, testing , reporting initiatives and provides advice/rulings as ... Assists in the implementation, maintenance and administration of the regulatory compliance testing program. Independently conducts regulatory compliance … more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group...FINRA Series 7,63, 24) are desired + Has a Compliance Testing , Broker Dealer Regulatory or Internal ... Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including...Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group...Experience + CRCM Certification (A Plus) + Has a Compliance Testing , Bank Regulatory or Internal Audit ... SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position is responsible… more
- Citigroup (Jersey City, NJ)
- The Testing Group Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. ... teams, IT project managers, business partners and external vendors suppliers. + Develops testing standards and ensures compliance . + Creates detailed plans for… more
- Eurofins (Lancaster, PA)
- …is an international life sciences company, providing a unique range of analytical testing services to clients across multiple industries, to make life and our ... ingredients are authentic, and labelling is accurate. Eurofins is dedicated to delivering testing services that contribute to the health and safety of society and… more
- MUFG (Irving, TX)
- …details. **Major Responsibilities:** Responsible for supporting the Global Financial Crimes Compliance Testing ("GFCCT") function in performing deep dive reviews ... to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups....with management with a goal to independently lead end-to-end compliance testing reviews, applying the Bank's … more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note ... of wholesale products and services offered by the Scotiabank Group . Be part of an innovative, Global Capital Markets...future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and… more
- Scotiabank (New York, NY)
- Manager, Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... of wholesale products and services offered by the Scotiabank Group . Be part of an innovative, Global Capital Markets...The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The… more
- TD Bank (Greenville, SC)
- …development objectives for the overall group . Provides assistance/expertise to other Compliance testing teams as appropriate. **Depth & Scope:** + Provides ... **Line of Business:** Compliance **Job Description:** **Department Overview:** US Compliance Testing (USCT) is a centralized compliance testing team… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing significant ... issues. Key Activities include: + Developing, implementing, and executing compliance testing and reporting programs in accordance...area of focus; Advanced degree a plus **Job Family Group :** Compliance **Job Family:** Compliance … more
- Byline Bank (Chicago, IL)
- …and thrive in a supportive, growth-oriented environment, let's connect to discuss this Compliance Testing Manager opportunity! **Objective of Position** : The ... **Best Workplaces in Illinois in 2024** by Best Companies Group and Illinois SHRM (Society for Human Resource Management)...Compliance Testing Manager is responsible for the development and execution… more
- BMO Financial Group (Milwaukee, WI)
- Responsible for independently developing, executing, and reporting on control testing procedures to ensure compliance with regulations and internal policies. ... and ensures open lines of communication. + Analyses and reports control testing results to business/ group management including recommending changes to applicable… more
- UMB Bank (Kansas City, MO)
- …administering effective compliance monitoring and other mandated programs. As a Senior Compliance Testing Analyst you will assist the Compliance ... in meetings with business units, individually or in a group , to identify gaps within current practices and regulatory...Compliance Management Program + Plan, develop and execute compliance testing , including control design and performance… more
- Byline Bank (Chicago, IL)
- …policies and procedures are being followed. **Duties and Responsibilities:** + Performs compliance testing to ascertain compliance with applicable banking ... **Best Workplaces in Illinois in 2024** by Best Companies Group and Illinois SHRM (Society for Human Resource Management)...and laws. + Knowledge and experience in monitoring and testing compliance processes and procedures. + Solid… more
- The Cigna Group (Denver, CO)
- …role **Job Description:** This is a global role focused on leading SOC1 compliance and delivery of general computing control testing support for System ... SOC Compliance efforts + Collaborate with Financial Compliance team to assess scope and facilitate testing...on our employee benefits programs, visit Life at Cigna Group . **About The Cigna Group ** Doing… more
- BMO Financial Group (Chicago, IL)
- … group and is accountable to meet all program requirements (eg, Operating Group Compliance Program, Enterprise Compliance Program). + Builds awareness, ... testing plan for supported business units. + Participate in monitoring and testing plan development. Supports the business/ group leader in the effective… more
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