- Raytheon (Andover, MA)
- …products in development. What You Will Do: Work with the department manager on manpower and resource planning, controlling overhead costs, developing and delivering ... Systems, Electromagnetic Theory and Radar Systems Experience with microwave testing techniques, including using spectrum analyzers, Real-time Spectrum Analyzers… more
- M&T Bank (Clanton, AL)
- Overview: The Compliance Testing Manager II - Consumer Protection role is responsible for execution of the Bank's second line of defense independent ... the Bank's compliance with applicable laws, rules & regulations. The Compliance Testing Manager II is responsible for the oversight and coaching of… more
- TD Bank (Mount Laurel, NJ)
- …the effectiveness of operational procedures and key controls over regulatory compliance . This Compliance Testing Manager role will play a key part in the ... role which is outlined in the general summary below. **Job Summary:** The Compliance Testing Manager is responsible for planning and overseeing independent … more
- Byline Bank (Chicago, IL)
- …and thrive in a supportive, growth-oriented environment, let's connect to discuss this Compliance Testing Manager opportunity! **Objective of Position** : ... The Compliance Testing Manager is responsible for the development and execution of the monitoring and testing components of Byline Bank's Compliance … more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- TD Bank (Greenville, SC)
- …the effectiveness of operational procedures and key controls over regulatory compliance . This Compliance Testing Manager role will play a key part in the ... is outlined in the general summary below. **Job Summary:** The Senior Manager , Compliance Testing oversees and develops team(s) of specialists and/or… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The US Compliance Testing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to identify, research, analyze and resolve very complex issues. Must have knowledge of compliance testing or audit practices and a deep understanding of a ... + Collaborates across Compliance teams to maintain a risk-based Compliance Testing program in accordance with the program manual. + Finalizes test issues… more
- Capital One (Mclean, VA)
- … Manager - Anti-Money Laundering Compliance Controls Review Testing The Compliance Testing Senior Manager performs a key second line of defense ... departmental processes comply with Anti-Money Laundering and Sanctions regulations. The Compliance Testing Senior Manager will be responsible for overseeing… more
- M&T Bank (Clanton, AL)
- …other compliance officers to confirm validity of issues; make recommendations to Compliance Testing Manager regarding the appropriate tier rating of ... assigned. Nature and Scope: The position works under the direction of the Compliance Testing Manager and is required to exercise independent judgment and… more
- UMB Bank (Kansas City, MO)
- …mandated programs. As a Senior Compliance Testing Analyst you will assist the Compliance Testing Manager in carrying out the testing function of ... a strong Compliance Management Program + Plan, develop and execute compliance testing , including control design and performance reviews and transactional … more
- Capital One (Mclean, VA)
- …and providing guidance on remediation + Advising and dispositioning findings identified by compliance testing + Supporting manager on regulatory exams and/or ... Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the… more
- BMO Financial Group (Chicago, IL)
- Assists in the implementation, maintenance and administration of the regulatory compliance testing program. Independently conducts regulatory compliance ... to gain competitive insights and best practices. + Represents the Regulatory Compliance Testing team and interacts with examiners/auditors during internal,… more
- Robert Half Finance & Accounting (New York, NY)
- …consultancy firm or investment advisor/wealth manager . The candidate must have Compliance Testing experience relating to SEC, FINRA and CFTC Regulations. The ... manager , compliance consultancy firm or investment advisor/wealth manager + Compliance Testing experience relating to SEC, FINRA and CFTC Regulations… more
- TD Bank (Portland, ME)
- …enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of ... standards + Provides analysis on issues and effectively communicates results to Compliance Testing management and assists management in communicating results to… more
- TD Bank (New York, NY)
- …Compliance Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing plan + Determine scope of reviews; build detailed review steps; ... globally + Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance + Develop...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Exelon (Chicago, IL)
- …the opportunity to build a rewarding career. Are you in? **Primary Purpose** The Manager Testing & Commissioning Engineering (MTCE) is a technical content expert ... the regional TCE Senior Manager . **Job Scope** + Reports to the Sr. Manager Testing and Commissioning Engineering and is responsible for managing an average… more
- Byline Bank (Chicago, IL)
- …policies and procedures are being followed. **Duties and Responsibilities:** + Performs compliance testing to ascertain compliance with applicable banking ... **Qualifications** : + Bachelor's Degree, required. + Certified Regulatory Compliance Manager (CRCM), preferred. + 5+ years...and laws. + Knowledge and experience in monitoring and testing compliance processes and procedures. + Solid… more
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