- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance +… more
- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund business ... (including corporate and investment fund matters); support the firm's compliance function; and provide general legal support. Responsibilities Assist with the annual… more
- Terumo Medical Corporation (Somerset, NJ)
- Sr. Corporate Counsel & Chief Privacy Officer Date: Oct 22, 2025 Req ID: 5109 Location: Somerset, NJ, US, 08873 Company: Terumo Americas Holding, Inc. Department: ... TAH Legal Terumo Medical Corporation (TMC) develops, manufactures, and markets a complete, solutions-based portfolio of high-quality medical devices used in a broad… more
- SMBC (Charlotte, NC)
- …Mitsui Finance and Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets /Nikko is a change agent and risk ... to comply with regulations (eg, Swap Dealer recordkeeping, SEC and FINRA WORM compliance , FRB/OCC/FDIC Disaster Recovery testing ). - Prepare and present risk and… more
- Banc of California (Durham, NC)
- …banks focused on providing banking and treasury management services to small, middle- market , and venture-backed businesses. Banc of California offers a broad range ... WIN(R) **THE OPPORTUNITY** The VP, Senior Business Continuity Planning Officer role is a key role that is second...changes to business operations occur, or as identified through testing and audits or exams. + Exercises: Plans, conducts,… more
- SMBC (Jersey City, NJ)
- …The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, business unit ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Memorial Healthcare System (Pembroke Pines, FL)
- …as needed, to fulfill required service levels.Oversees equipment quality control testing , maintenance, and troubleshooting. Ensures compliance with regulatory ... by employees within this classification. Wages shown on independent job boards reflect market averages, not specific to any employer. We encourage candidates to talk… more
- Columbia Technology Partners (Annapolis Junction, MD)
- …solutions to the Government PM in a timely and transparent manner Ensure compliance with all regulatory and administrative requirements imposed by the contract and ... as the main point of contact for the Contracting Officer (CO), the Contracting Officer 's Representative (COR),...All applicants and employees are subject to random drug testing in accordance with Executive Order 12564. Employment is… more
- SMBC (Charlotte, NC)
- …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- City of Littleton (Littleton, CO)
- …will help the city create inclusive digital experiences and maintain ongoing compliance with state accessibility laws. The ideal candidate for this position will ... and retaining the best talent and our strategies include **hiring in at market pay** and creating career development opportunities. In addition to your application,… more
- Jobleads-US (Charlotte, NC)
- …maintain positive employee relations and resolve workplace conflicts. Act as the EEO Officer , ensuring compliance with Title VII, ADA, workplace harassment laws, ... strategic and operational leadership ofthe Human Resources department, ensuring compliance with employment laws, labor agreements,and company policies. This role… more
- City of Littleton (Littleton, CO)
- …and taxpayers, helping them navigate sales and use tax requirements, maintain compliance , and support efficient tax collection operations. This position plays a key ... and retaining the best talent and our strategies include **hiring in at market pay** and creating career development opportunities. In addition to your application,… more
- Mission Support and Test Services (North Las Vegas, NV)
- …logs and for conducting surveys of security interest and facilities to assure compliance with requirements and contract obligations. Ensures that work is executed in ... certified as a Basic Readiness Standard SPO or Duty Officer (TRF-100, annual, semi-annual and quarterly recertification at the...maintains a substance abuse policy that includes random drug testing . + Must possess a valid Driver's License and… more
- Hawaiian Electric (Pearl City, HI)
- …with operational areas, oversees implementation of, and carries out routine safety compliance programs. Serves as a champion of a sustained zero-incident safety ... operations division management, removes barriers and roadblocks to ensure safety compliance with all applicable requirements, including but not limited to existing… more
- Banc of California (Santa Ana, CA)
- …banks focused on providing banking and treasury management services to small, middle- market , and venture-backed businesses. Banc of California offers a broad range ... the full lifecycle from issue identification through remediation, validation testing , and final closure. Ensure timely resolution and accurate documentation… more
- Signature Aviation (Honolulu, HI)
- …Transfer Operations and Maritime Security (MARSEC). Act as the Facility Security Officer . + Provide audit response and corrective action as necessary for recurring ... maintenance and regulatory compliance requirements. + Work with engineers on design criteria...+ Must pass pre-employment drug screen and all pre-employment testing + Must hold a valid drivers' license +… more
- HSBC (Buffalo, NY)
- …Buffalo, NY, US, 14210 Work style: Hybrid Worker Date: 24 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... for owning the incident through to recovery + Take on the Liaison Officer role during an incident, responsible for providing reports and providing technical updates… more
- Mission Support and Test Services (Mercury, NV)
- …and mission requirements. + Maintain the conduct range safety briefings and ensure compliance with Department of Energy (DOE) Order 473.2A, 10 CFR 1046, and other ... mask fit. + Knowledge of Basic Readiness security police officer requirements, to include mental alertness and reliable judgment....maintains a substance abuse policy that includes random drug testing . + Must possess a valid driver's license. MSTS… more
- First Horizon Bank (Memphis, TN)
- …On site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal control framework by designing, ... education and experience 3. Previous experience in risk management, internal audit, compliance , or control testing preferred. 4. Familiarity with relevant… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
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