- Scotiabank (Dallas, TX)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 99,790.00 - 190,995.00 _Please ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...and observations into central repository + Prepare and distribute testing reports to senior management detailing review… more
- TD Bank (Mount Laurel, NJ)
- …may vary depending on availability and individual circumstances._ **Job Description Summary:** The Senior Manager , Compliance Testing oversees and ... are complying with established policies, standards and procedures. The Senior Manager , Compliance Quality Assurance...for the timely execution of the Compliance testing plan + Typically deals with senior /executive… more
- KeyBank (Amherst, NY)
- …in collaboration with other members of REA team on projects and testing . The Senior Compliance Manager must have in-depth knowledge of wealth and trust ... those to testing , monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,… more
- Charles Schwab (Lone Tree, CO)
- …team, as a Senior Manager , responsible for conducting risk-based compliance testing within our affiliated investment advisory programs and mutual funds. ... monitor compliance with applicable regulatory requirements. The Senior Manager is expected to make recommendations...Legal, Corporate Risk Management, and with business partners. **The Senior Manager will:** + Draft testing… more
- KeyBank (Cleveland, OH)
- …in collaboration with other members of REA team on projects and testing . The Senior Compliance Manager must have a strong understanding of audit and/or ... those to testing , monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,… more
- Entergy (New Orleans, LA)
- …not be paid overtime associated with such duties. **Job Segment:** Testing , Compliance , Senior Product Manager , Market Research, Law, Technology, Legal, ... presentations to optimize the utility's product portfolio and ensure compliance with all relevant regulations. **JOB DUTIES/RESPONSIBILITIES** 1. Data Collection… more
- MTA (New York, NY)
- Senior Manager , Inspections & Testing (Durable Materials) Job ID: 13167 Business Unit: MTA Headquarters Location: New York, NY, United States ... Relations Date Posted: Sep 29, 2025 Description JOB TITLE: Senior Manager , Inspections & Testing ...electrical and signal materials, and structural steel materials. The Senior Manager will ensure compliance … more
- TD Bank (Greenville, SC)
- …rules, and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing ... and regulations (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Governance & Control **Job Description:** The Senior Manager , Governance & Control oversees and leads a highly complex ... role leads the development and oversees execution of quality control and regulatory compliance testing plans. Key skills associated with this role include strong… more
- BMO Financial Group (Chicago, IL)
- …and stakeholder needs. + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating ... group, internal/external stakeholders and trust with regulators. + Analyzes and reports compliance information and testing outcomes to Compliance and… more
- AIG (New York, NY)
- Senior Manager , Compliance Data Analytics & Monitoring Compliance partners with GLCR Data Analytics & Automation (GLCR DAA) to maintain a Testing and ... and potential compliance violations. The role of Senior Manager , Compliance Data Analytics...partner with GLCR DA&A team to deliver the annual Compliance Testing plan, leveraging existing automation platforms:… more
- Capital One (Richmond, VA)
- Senior Manager , Compliance Advisor - Retail Bank The Senior Manager , Compliance Advisor - Retail Bank performs a key risk management role (second ... Strategy and Prevention, Fraud Investigations, Claims and Disputes. **The Senior Manager supports the line of business...Perform UDAAP validations and reviews + Active involvement with compliance testing and third party compliance… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively ... attention to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. Key Responsibilities: + Draft… more
- BMO Financial Group (Chicago, IL)
- … compliance program. Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned ... risk assessments for business/group and assists to identify more effective compliance controls. + Effectively challenges monitoring and testing activities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Leads and executes compliance testing to assess the design and effectiveness of controls related to Privacy, Records ... testing deliverables meet Quality Assurance standards and align with the Compliance Testing Methodology. + Manages multiple testing engagements and… more
- Stryker (Portage, MI)
- Stryker is seeking a ** Senior Manager , Compliance Engineering** within our **Medical Division** . This is a hybrid position located in **Portage, MI** . As ... the ** Senior Manager , Compliance Engineering** you...the ** Senior Manager , Compliance Engineering**.... This role provides strategic and technical leadership in compliance testing and certification processes, with a… more
- American Express (Sunrise, FL)
- …the future of American Express. American Express is seeking a collaborative and detail-oriented Compliance Manager to join the First Line of Defense (1LOD) ... practices across operations. As part of a centralized 1LOD Compliance team, the Compliance Manager ... compliance expertise to cross-functional teams. **Responsibilities** + Compliance Risk Assessments (CRAs) + Monitoring and Testing… more
- Jostens (Minneapolis, MN)
- SENIOR MANAGER , GOVERNANCE, RISK & COMPLIANCE (GRC) HYBRID POSITION | ONSITE THREE DAYS A WEEK AT JOSTENS' CORPORATE OFFICE (BLOOMINGTON, MN) ABOUT YOU: As ... the Senior Manager , Governance, Risk & ...the Senior Manager , Governance, Risk & Compliance (GRC), you...Familiarity with backup immutability, disaster recovery, and business continuity testing as part of compliance and risk… more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead ... and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance...capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing strategies tailored… more
- Papa John's International (Atlanta, GA)
- **Job Summary** The Senior Manager of IT SOX Compliance is responsible to lead the enterprise-wide IT SOX compliance program with a focus on governance, ... controls, key reports, and SOC 1 reports. + Experience managing a SOX compliance program without direct ownership of testing activities. + Excellent… more
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