- SMBC (Jersey City, NJ)
- …levels, where flexibility, collaboration, and adaptability are important - Maintain an operational risk management and regulatory compliance mindset to ... portfolio of benefits to its employees. **Role Overview:** Reporting to the Director Operational Risk , the Director will provide the 2nd Line of Defense… more
- Ally (Lansing, MI)
- …* Recommend enhancements to internal control frameworks to reduce operational , compliance , financial, reputational and strategic risk exposure * Perform and ... controls within processes that support both financial reporting and operational processes to foster a robust risk ...risks and evaluate the design of controls to reduce operational , compliance , financial, reputational and strategic risks… more
- Ally (Lansing, MI)
- …and preventative controls within processes that support both financial reporting and other operational processes to foster a robust risk environment. The CFO ... be, too? **The Opportunity** The CFO Group Business Line Risk Accountant II will assist in the identification and...but not limited to, those that support Ally's SOX compliance . **The Work Itself** * Coordinate the performance of… more
- Banc of California (Santa Ana, CA)
- …Management individual with strong background and understanding of BSA, AML, Governance, Risk and Compliance applications, proven track record of partnering with ... the business. Supports and monitors IT processes to ensure operational effectiveness and audit compliance . Creates and...strategies including but not limited to the following: Governance, Risk & Compliance (GRC), Human Resources (HR),… more
- SMBC (New York, NY)
- …periodically to assess derivatives activity and opportunities. + Coordinate with Legal, Risk , KYC, and Settlements teams to ensure compliance with statutory ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- SMBC (Jersey City, NJ)
- …experience in Banking or Financial Services industry + 7+ years of experience in an Operational Risk or Compliance Risk role **Education:** + Required: ... Officer function plays a critical role in strengthening the Compliance function's risk and control environment by...efficiency and sustainability. + Coordinates and supports interactions with Operational Risk , Enterprise Risk and… more
- Capco, a Wipro Company (Charlotte, NC)
- …industry experts. You will become an expert in advising clients on consumer compliance , anti-financial crime, operations, technical solutions and new business ... modernization and change. Whether our clients are seeking enhanced operational performance, reduced risk , accelerated change, or...oversight for the delivery of a wide range of consumer compliance and anti-financial crime initiatives +… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes to… more
- Williams Companies (Tunkhannock, PA)
- …As an Environmental Specialist I/II/III (Air Compliance ) you will ensure compliance by reviewing proposed equipment and operational changes against air ... with evolving regulations, such as updates to the Clean Air Act, and guide operational adjustments to ensure compliance . This role also involves conducting site… more
- Bank OZK (Little Rock, AR)
- …audit approach. + Ability to work on non-BSA/AML/OFAC audits, such as other consumer compliance audits. + Ability to communicate effectively both verbally and ... compliance audits to assess design adequacy and operational effectiveness of controls surrounding the Bank's Bank Secrecy...(5) years of work experience related to BSA/AML or consumer compliance auditing or commensurate work experience… more
- Northeast Credit Union (Dover, NH)
- …top and bottom line, and for making commercial decisions to optimize profitability, risk , and growth across consumer deposit and card products. ESSENTIAL ... to forecast revenue, manage budget performance, and track OKR's. Coordinates with Risk Management to ensure product compliance , identify and mitigate portfolio… more
- iCIMS (Denver, CO)
- …experienced and strategic Principal GRC Security Analyst to help lead our Governance, Risk , and Compliance efforts. In this role, you'll work cross-functionally ... planningDevelop and define associated metrics to allow clear visibility into iCIMS governance, risk , and compliance status. + Provide leadership and act as key… more
- SMBC (Jersey City, NJ)
- …and act as a role model for the assigned M&T staff. + Work with the Head Compliance M&T to develop a risk -based annual M&T Plan and a detailed schedule of ... Services + Minimum 8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance , internal audit, AML Risk and Control, AML Governance and Oversight,… more
- SMBC (Charlotte, NC)
- …guidelines, work with business unit to establish operational procedures, monitor compliance . Identify necessary changes to both risk models and operating ... reporting to analyze positions, compare to thresholds, and ensure compliance . Work with business unit to optimize risk...clip levels. Ensure business partners are aware of their risk responsibilities ( operational , market, credit, etc.) and… more
- Florida Atlantic University (Boca Raton, FL)
- …and industry best practices to support continuous improvement in service delivery, compliance , and operational standards. + Prepare and submit required reports ... ongoing training, certification, and knowledge-sharing to build workforce expertise and ensure compliance with safety and operational standards. + Perform other… more
- Federal Deposit Insurance Corporation (Atlanta, GA)
- …staff under scope of responsibility. Makes binding decisions on matters pertinent to risk management and consumer protection. Guides the development of formal ... or state government or the private sector driving strategic changes in risk management and/or compliance supervision programs, policies and/or procedures in… more
- SMBC (New York, NY)
- …The Model Governance Manager will be integral in maintaining the integrity, compliance , and performance of financial and operational models within the ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- Banc of California (Santa Ana, CA)
- …role in the future of Banc of California. Our core values - Entrepreneurialism, Operational Excellence, and Superior Analytics - empower us in creating a dynamic and ... conducting independent credit examinations of loan portfolios to evaluate credit risk management processes to loan originations and portfolio management. Ensure that… more
- Hawaiian Electric (Honolulu, HI)
- …and related issues affecting the Companies, including: assessment of legal, regulatory compliance and business risk ; representation of the Companies before ... and related issues affecting the Companies, including: assessment of legal, regulatory compliance and business risk ; representation of the Companies before… more
- SMBC (New York, NY)
- …engagements align with organizational objectives and meet established standards for performance, compliance , and risk management. A key responsibility of this ... & Due Diligence + Coordinate the onboarding process for new vendors, including risk assessments, and compliance reviews. + Ensure all vendors meet internal… more
