- Ally (Lansing, MI)
- …* Recommend enhancements to internal control frameworks to reduce operational , compliance , financial, reputational and strategic risk exposure * Perform and ... controls within processes that support both financial reporting and operational processes to foster a robust risk ...risks and evaluate the design of controls to reduce operational , compliance , financial, reputational and strategic risks… more
- Banc of California (Santa Ana, CA)
- …Management individual with strong background and understanding of BSA, AML, Governance, Risk and Compliance applications, proven track record of partnering with ... the business. Supports and monitors IT processes to ensure operational effectiveness and audit compliance . Creates and...strategies including but not limited to the following: Governance, Risk & Compliance (GRC), Human Resources (HR),… more
- SMBC (New York, NY)
- …periodically to assess derivatives activity and opportunities. + Coordinate with Legal, Risk , KYC, and Settlements teams to ensure compliance with statutory ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- Capco, a Wipro Company (New York, NY)
- …industry experts. You will become an expert in advising clients on consumer compliance , anti-financial crime, operations, technical solutions and new business ... modernization and change. Whether our clients are seeking enhanced operational performance, reduced risk , accelerated change, or...oversight for the delivery of a wide range of consumer compliance and anti-financial crime initiatives +… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes to… more
- Williams Companies (Wysox, PA)
- …As an Environmental Specialist I/II/III (Air Compliance ) you will ensure compliance by reviewing proposed equipment and operational changes against air ... with evolving regulations, such as updates to the Clean Air Act, and guide operational adjustments to ensure compliance . This role also involves conducting site… more
- Bank OZK (Little Rock, AR)
- …audit approach. + Ability to work on non-BSA/AML/OFAC audits, such as other consumer compliance audits. + Ability to communicate effectively both verbally and ... compliance audits to assess design adequacy and operational effectiveness of controls surrounding the Bank's Bank Secrecy...(5) years of work experience related to BSA/AML or consumer compliance auditing or commensurate work experience… more
- iCIMS (Charlotte Amalie, VI)
- …experienced and strategic Principal GRC Security Analyst to help lead our Governance, Risk , and Compliance efforts. In this role, you'll work cross-functionally ... planningDevelop and define associated metrics to allow clear visibility into iCIMS governance, risk , and compliance status. + Provide leadership and act as key… more
- Olympus Corporation of the Americas (Westborough, MA)
- …+ Regulatory Guidance and Compliance Execution: + Provide regulatory guidance, compliance risk assessment, and strategic input to digital product development ... protection laws). + Oversee and support regulatory submissions and compliance filings where applicable (eg, AI risk ...Olympus' perspective and staying connected to external developments. + Operational Excellence & Culture of Compliance : +… more
- SMBC (Jersey City, NJ)
- …and act as a role model for the assigned M&T staff. + Work with the Head Compliance M&T to develop a risk -based annual M&T Plan and a detailed schedule of ... Services + Minimum 8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance , internal audit, AML Risk and Control, AML Governance and Oversight,… more
- Olympus Corporation of the Americas (Westborough, MA)
- …the medical device classification, and connected technologies. + Provide regulatory guidance, compliance risk assessment, and strategic input to digital product ... vendor and technology selection. + Oversee and support regulatory submissions and compliance filings where applicable (eg, AI risk classification documentation,… more
- SMBC (Charlotte, NC)
- …guidelines, work with business unit to establish operational procedures, monitor compliance . Identify necessary changes to both risk models and operating ... reporting to analyze positions, compare to thresholds, and ensure compliance . Work with business unit to optimize risk...clip levels. Ensure business partners are aware of their risk responsibilities ( operational , market, credit, etc.) and… more
- Florida Atlantic University (Boca Raton, FL)
- …and industry best practices to support continuous improvement in service delivery, compliance , and operational standards. + Prepare and submit required reports ... ongoing training, certification, and knowledge-sharing to build workforce expertise and ensure compliance with safety and operational standards. + Perform other… more
- SMBC (New York, NY)
- …The Model Governance Manager will be integral in maintaining the integrity, compliance , and performance of financial and operational models within the ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- Banc of California (Santa Ana, CA)
- …role in the future of Banc of California. Our core values - Entrepreneurialism, Operational Excellence, and Superior Analytics - empower us in creating a dynamic and ... conducting independent credit examinations of loan portfolios to evaluate credit risk management processes to loan originations and portfolio management. Ensure that… more
- SMBC (New York, NY)
- …engagements align with organizational objectives and meet established standards for performance, compliance , and risk management. A key responsibility of this ... & Due Diligence + Coordinate the onboarding process for new vendors, including risk assessments, and compliance reviews. + Ensure all vendors meet internal… more
- Hawaiian Electric (Honolulu, HI)
- …and related issues affecting the Companies, including: assessment of legal, regulatory compliance and business risk ; representation of the Companies before ... and related issues affecting the Companies, including: assessment of legal, regulatory compliance and business risk ; representation of the Companies before… more
- Post Holdings Inc. (St. Louis, MO)
- …results. + Provides periodic market updates as needed + Manages position in compliance with company risk management policies + Ensures that processes and ... do it is unique. We are not your textbook consumer packaged goods company. While others may be slow...costs, maximize sales values, and ensure trade and regulatory compliance for this essential business process. This includes generating… more
- ITG Brands (Greensboro, NC)
- …regulatory issues. This role is critical to shaping our regulatory strategy, managing risk , and ensuring compliance across a complex and evolving legal ... mitigation. Partner with Quality and Regulatory Affairs teams to support consumer complaint intake, quality reporting, and related compliance obligations.… more
- The Clorox Company (Alpharetta, GA)
- …manufacturing line trials, documentation management, and product or manufacturing compliance adherence. Role requires ability to travel (estimated 25%-75%). Primary ... all work is completed with process rigor, adherence to internal & external compliance requirements and Standards. + Be recognized knowledge and experience expert in… more
