- SBB Research Group (Northbrook, IL)
- …(including corporate and investment fund matters); support the firm's compliance function; and provide general legal support. Responsibilities Assist with the ... annual filings, forensic testing , conflicts of interest, risk assessment review. Support business...reviews, and examinations applicable to regulatory agencies. Overseeing and monitoring the implementation of the compliance program.… more
- Merck & Co. (Rahway, NJ)
- …Testing , Clinical Trial Development, Clinical Trials, Clinical Trials Monitoring , Colorectal Cancer, Communication, Data Analysis, Decision Making, Drug ... entire cycle of clinical development, including: study design, placement, monitoring , analysis, regulatory reporting, and publication.- Specifically, the Senior… more
- Merck & Co. (Rahway, NJ)
- …entire cycle of clinical development, including study design, placement, monitoring , analysis, regulatory reporting, and publication. Specifically, the Senior ... trials (design, operational plans, settings) based on these clinical development strategies. Monitoring and managing the conduct of ongoing or new clinical trials… more
- Merck & Co. (Rahway, NJ)
- …of clinical development, including study design, initiation, execution, monitoring , analysis, regulatory reporting, and publication.Specifically, the Senior Director ... manage clinical development projectsAssist the leadership team in ensuring that appropriate corporate personnel are informed of the progress of studies of our… more
- Merck & Co. (Rahway, NJ)
- …cycle of clinical development, including study design, initiation, execution,- monitoring , analysis, regulatory reporting, publication, and presentation at national ... and assist the Vice President in ensuring that appropriate Corporate personnel is informed of the progress of studies...applicants with arrest and conviction records for employment in compliance with the San Francisco Fair Chance Ordinance Los… more
- ELECTRICAL COMPONENTS INTERNATIONALHOLDINGS COMPANY (Norwood, MA)
- … the results of the process performance on a regular basis Oversee Monitoring , Measurements, and Testing records, functions, and suppliers Interact with ... MA. In this role, the Quality Manager will be responsible for ensuring compliance and ensure effectiveness to the quality control system defined in the… more
- SMBC (White Plains, NY)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Citigroup (Tampa, FL)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- AIG (New York, NY)
- Senior Manager, Compliance Data Analytics & Monitoring Compliance partners with GLCR Data Analytics & Automation (GLCR DAA) to maintain a Testing and ... partner with GLCR DA&A team to deliver the annual Compliance Testing plan, leveraging existing automation platforms:...ongoing test statuses and provide feedback to manager and Corporate Compliance , highlighting issues or areas of… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- L3Harris (Arlington, VA)
- …sea and cyber domains in the interest of national security. Job Title: Internal Monitoring , Global Trade Compliance (Arlington, VA) Job Code: 27667 Job Location: ... compliance with US trade regulations as required. Internal monitoring includes monthly and quarterly self-assessment activity as well...Incidents (RCI) as needed + Assist with managing the corporate trade compliance program. + Develop and… more
- CVS Health (Nashville, TN)
- … Plan Execution** (80%) + Plan and execute walkthrough initiatives as well as compliance monitoring testing for assigned monitoring plan activities. ... COE will be a key member of the Compliance Monitoring team and will lead the...and testing attributes documents prior to beginning testing . + Effectively perform and document monitoring … more
- TD Bank (New York, NY)
- …execution of the annual Compliance Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other Compliance Testing ... Compliance Testers as part of the wider Monitoring and Testing Team. The Director -...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Charles Schwab (Lone Tree, CO)
- …Department coordinates Schwab's compliance efforts, and performs an advisory, monitoring , testing , and education role to support management's supervisory ... team, as a Senior Manager, responsible for conducting risk-based compliance testing within our affiliated investment advisory...for compliance with applicable regulatory requirements and corporate policy + Complete assigned testing in… more
- TD Bank (Greenville, SC)
- …implementation of Compliance programs to mitigate risk. US COC oversees a corporate oversight compliance risk management program. The Compliance Manager ... compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing , as examples.** + **Environment conditions would… more
- UMB Bank (Kansas City, MO)
- ** Corporate Compliance Services** partners with UMB... monitoring and other mandated programs. As a Compliance Testing Analyst you will assist the ... Compliance Testing Manager in carrying out the testing ...practices and regulatory requirements. You will identify and communicate compliance deficiencies and potential issues to Corporate … more
- Mizuho Corporate Bank (New York, NY)
- …(ie calendar invites, prepare decks, note taking) Americas Treasury Department (ATD) Compliance coverage Assist with and develop controls, monitoring and ... the financial services industry, ideally with particular emphasis on Volcker, Corporate Treasury activities, Bank regulations compliance , derivatives regulations… more
- Mizuho Corporate Bank (New York, NY)
- …Crime Compliance department. This role will be expected to perform ongoing testing of the AML Transaction Monitoring , KYC, and Sanctions procedures against ... General Department Description The Americas Compliance Department (ACD) manages compliance risk...regulatory requirements. In addition to testing in search of any control weaknesses, the FCC… more
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