- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform testing of ... for M&T Program + Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements + Assists in the development… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...+ Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes… more
- Discover (Riverwoods, IL)
- …role to management. The Principal Compliance Specialist - Monitoring and Testing within Corporate Compliance performs a key second line of defense ... Compliance Specialist will be responsible for executing risk-based compliance monitoring and testing for the purpose of independently validating… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and ... stakeholders globally + Assist in identifying areas for enhanced Monitoring , Testing or training Core Compliance...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Walmart (Bentonville, AR)
- **Position Summary ** The Manager, Specialty Compliance and Ethics - Testing and Monitoring coordinates and completes job-related activities and assignments ... planning and management of audits and reviews related to Anti-Corruption, Ethics and Compliance subject matters. **What you'll do ** + Drives efficiencies in the… more
- Truist (Wilson, NC)
- …of America) **Please review the following job description:** Support the Internal Control Monitoring and Testing Managers in the effective execution of risk and ... corrective action as necessary. + Incorporate results of quality monitoring activities, 2nd line testing , SOX ...Platform + Prior experience with Issue Validation, Finance Control Testing and/or compliance withing a control … more
- Wells Fargo (Charlotte, NC)
- …role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more about ... programs, risks, and controls according to standards and other applicable policies. Corporate Investment Banking (CIB) Testing and Validation, within IT&V, is… more
- Wells Fargo (Irving, TX)
- …Wells Fargo is seeking a Senior Independent Testing Specialist within Independent Testing & Validation (IT&V) Corporate & Investment Banking (CIB) as part of ... lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Independent Testing and Validation (IT&V) team is responsible for the… more
- S&P Global (NY)
- …use):** 11 **S&P Global Corporate ** **Lead, First Line Technology Controls Testing and Monitoring ** **The Team:** Digital Solutions (DS) is an ... of defense in Information Security, Digital Technology Services, and Corporate Platforms, as well as with Enterprise Risk and...+ Lead efforts in defining and documenting comprehensive controls testing , and monitoring methodologies + Lead the… more
- S&P Global (NY)
- …use):** 13 **S&P Global Corporate ** **Director, First Line Technology Controls Testing and Monitoring ** **The Team:** Digital Solutions (DS) is an ... of defense in Information Security, Digital Technology Services, and Corporate Platforms, as well as with Enterprise Risk and...Lead efforts in defining and documenting a comprehensive controls testing and monitoring methodology. + Lead the… more
- Mizuho Corporate Bank (New York, NY)
- The Corporate Platform Engineering Lead will oversee the development, implementation, and continuous improvement of critical enterprise platforms. This role requires ... and economically. + Partner with production support to implement bank-standard monitoring , incident response, and disaster recovery processes and ensure the… more
- Truist (Richmond, VA)
- …by ensuring identification of control failures and ensuring risk and compliance remediation. Support the effective execution of issues management and validation, ... risk and control assessments, change risk initiatives, and aggregated control environment monitoring and trend analysis with the goal of minimizing losses for the… more
- Fujifilm (Columbus, OH)
- **Position Overview** The accomplished Senior Corporate Compliance Specialist will support FUJIFILM's Corporate Compliance Program's operations to ensure ... **Duties and responsibilities** + Develop and implement elements that support FUJIFILM's Corporate Compliance Program in line with OIG's guidance of an… more
- ATS Automation (Warminster, PA)
- …Requisition ID: 14616 Location: Warminster, PA, US, 18974 Date: Apr 10, 2025 Corporate Compliance Leader ATS Scientific Products is expanding our team and ... has an immediate opening for aCorporate Compliance Leader. The Corporate Compliance ...diverse end-user markets including pharmaceuticals, life science, ophthalmic, environmental testing and monitoring , food and beverage and… more
- Regions Bank (Birmingham, AL)
- …will be impacted by these changes + Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations ... section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line...+ Conducts research of laws and regulations that impact compliance to include monitoring for new laws… more
- Regions Bank (Birmingham, AL)
- …will be impacted by these changes + Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations ... section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line...+ Conducts research of laws and regulations that impact compliance to include monitoring for new laws… more
- Capital One (Mclean, VA)
- …services compliance monitoring experience, or auditing experience, or compliance testing experience + 5+ years of people management experience + ... Manager - Anti-Money Laundering Compliance Controls Review Testing The Compliance Testing Senior...Monitoring (ACM) team and performing quality assurance on testing executed. This role is an extremely collaborative role,… more