- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in class. As a Data & Analytics (D&A) Compliance , Conduct & Operational Risk (CCOR) (AI) - Vice President within the ... innovation and regulatory adherence. You will provide independent second-line coverage for compliance , conduct, and operational risk management oversight to… more
- JPMorgan Chase (New York, NY)
- …be best-in-class. As a Compliance Risk Management Director within the Compliance , Conduct and Operational Risk (CCOR) organization, you will be the ... and global/regional Compliance teams, including Internal Audit, Operational Risk , and other Control functions. An...reinforce a strong compliance culture within Global Equities . + Partner with Legal, Risk , Operations,… more
- JPMorgan Chase (Columbus, OH)
- …inclusion initiatives. **Preferred qualifications, capabilities and skills** + Experience in controls, compliance , operational risk , and/or risk ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...and excellent stakeholder experience, and to champion our diversity, equity , and inclusion initiatives. **Job Responsibilities** + Support RM&C… more
- M&T Bank (Buffalo, NY)
- …to lower-level analysts regarding financial and data analysis. + Adhere to applicable compliance / operational risk controls in accordance with Company or ... Loan portfolio, including preparation of trend analysis and various risk identification reports. Develop tools, potentially statistical and/or model-based, to… more
- M&T Bank (Buffalo, NY)
- …present findings to management and risk committees + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... preparation of trend analysis, exposure limits and various forward-looking risk identification reports. Develop tools, potentially statistical and/or modeling based,… more
- JPMorgan Chase (Tampa, FL)
- …distributing detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. ... initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. +… more
- TD Bank (New York, NY)
- …Channel for new business initiatives and interacting with internal partners such as Legal, Compliance , Privacy, Operational Risk , Regulatory Risk , Fraud, ... compliance perspective. **Depth & Scope:** + Actively engages partners including Legal, Compliance , Privacy, Operational Risk , Regulatory Risk , Fraud,… more
- JPMorgan Chase (Newark, DE)
- …compliance and operational risks. Your role will involve partnering with compliance and operational risk officers, program managers, other control ... meaningful metrics to inform on the health of the compliance and operational risk and...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- JPMorgan Chase (Columbus, OH)
- …distributing detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. ... initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. +… more
- JPMorgan Chase (New York, NY)
- … Compliance Executive Director on our New York based team and within the Compliance Conduct and Operational Risk (CCOR) organization, you will need to ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...as well as maintaining credible relationships across the aligned operational , technology, and control organizations. You will be responsible… more
- JPMorgan Chase (Jacksonville, FL)
- …to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational Risk (CCOR) organization, you will be the ... Line of Business (LOB) and global/regional Compliance teams, including Internal Audit, Operational Risk , and other Control functions. A key part of your role… more
- JPMorgan Chase (Tampa, FL)
- …the status quo and striving to be best-in-class. As a Technology Operational Risk Vice President within the Compliance , Conduct and Operational Risk ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are...credible relationships with first-line stakeholders. **Job Responsibilities** + Oversee operational risk of the Engineering organization developing… more
- Wells Fargo (New York, NY)
- …Design, development, and implementation of quantitative models for ** Equities ** risk management, trading strategies, and pricing of ** equity derivatives** ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (New York, NY)
- …Design, development, and implementation of quantitative models for ** Equities ** risk management, trading strategies, and pricing of ** equity derivatives** ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Navient (Columbus, OH)
- … policies that stick. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls within the consumer ... remote work environment. **Even Better:** + Certifications in regulatory compliance , audit, or risk management disciplines are...belief is that a strong commitment to diversity, inclusion, equity , and belonging enables us to move forward with… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... covering Equities , Electronic Trading, Structured Products Group and Volcker Risk Program **.** This position will require deep product knowledge focused in… more
- Mizuho Corporate Bank (New York, NY)
- …one or more of the areas below highly preferred (but not required): + Equity and trading or research (including equities , electronic and program trading, ... and Volcker rule). + Knowledge of financial services operations, finance, liquidity, compliance , conduct, financial crime, technology, credit risk , market … more
- JPMorgan Chase (Houston, TX)
- …to strengthen risk posture and regulatory compliance + Oversee and monitor operational risk in line with the firm's Control and Operational Risk ... a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management....Fraud, you will be responsible for identifying, and mitigating compliance and operational risks in line with… more
- JPMorgan Chase (Jersey City, NJ)
- …be best-in class. As a Compliance Risk Management Director within the Compliance Conduct and Operational Risk (CCOR) organization, you will lead a ... various business lines and global/regional Compliance teams, including Internal Audit, Operational Risk , and other Control functions. You will need a… more
- US Bank (Charlotte, NC)
- … compliance . The ideal candidate will have a strong background in regulatory compliance , risk management and operational processes, along with excellent ... discover what you excel at-all from Day One. **Job Description** This team supports compliance risk for general lending and compliance , CBBO Performing… more