- TD Bank (New York, NY)
- …strategies, operating processes, controls and infrastructure. This position supports the trading / sales managers and business heads at the Dealer, providing ... supervision practices and escalates key issues arising from Global Markets sales , trading and origination business activities. Specifically, GMS supports… more
- JPMorgan Chase (New York, NY)
- …Economics, Business, or a related field + Minimum of 10 years of experience in equity trading , with a proven track record in a high touch environment and ... inform strategic planning. + Collaborate with senior leadership across sales , research, and trading teams to deliver...leadership roles. + Deep understanding of equity markets, trading strategies, and market microstructure.… more
- JPMorgan Chase (New York, NY)
- …quantitative strategies, in close collaboration with JPM's prime brokerage coverage and sales desks. Our electronic trading products are fully integrated with ... As a Vice President Electronic Trading Product Manager within JPM's Electronic Client Solutions... systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence… more
- JPMorgan Chase (New York, NY)
- …field; advanced degree (MBA, CFA) preferred. + Minimum of 5 years of experience in equity trading , with a proven track record in a high touch environment. + ... **Job Summary:** The Vice President, High Touch Trading will be responsible for executing equity...clients. + Monitor market conditions and trends to inform trading decisions. + Collaborate with sales , research,… more
- JPMorgan Chase (New York, NY)
- …+ Ability to partner and interact productively with multiple parties: internal ( sales , trading , technology, legal, compliance ) and external (clients, ... Work closely with various business partners across Prime Brokerage, Sales and Equities Trading to manage target...vendors) + Understanding of US equity liquidity landscape, including alternative trading venues,… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... decisions. + Manage trading inventories and generate trading revenues in compliance with limits and...Scotiabank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and… more
- JPMorgan Chase (New York, NY)
- …trade support life cycle, including stock splits and special dividends; assisting sales and trading with derivative trades, migrating positions across books, ... Office and technology to address issues that arise during trading hours. Ensure accuracy of the trader's risk systems...and stocks; Index futures; currency spots and forwards trades; equity and index over the counter forwards; prepaid variable… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Associate Director - FICC Index Trading , New York, NY **Requisition ID:** 229829 **Salary...to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but… more
- Citigroup (New York, NY)
- The Director, Equity Derivatives Sales - PEF & AM North America is a senior-level position responsible for selling equity derivatives to Real Money clients, ... Endowments, and Insurance companies. The Director Salesperson also serves as an intermediary in trading for clients. The overall objective of this role is to act as… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... senior compliance support for the Scotiabank US Sales and Trading businesses by acting as...and Compliance team leader supporting Scotiabank US sales and trading businesses and coordinating with… more
- Citigroup (New York, NY)
- …also work with the broader franchise across Global Markets, including: High Touch Cash Sales Trading , Program Trading , Prime Brokerage, Advisory and ... cash trading needs - working closely with Sales Trading and Execution Advisory Services team...client relationships and institutional client-specific knowledge + Knowledge of equity trading , trading strategies, the… more
- Citizens (New York, NY)
- …product knowledge, strong institutional relationships, and a proven track record in sales trading . Primary responsibilities include + Lead the convertible bond ... sales trading desk, overseeing execution and client...clients and internal stakeholders. + Collaborate with capital markets, equity research, equity trading , and… more
- Scotiabank (New York, NY)
- …Bank relationships, systems and knowledge. Communicate with clients on matters related to equity market volatility when requested by Sales . Manage all Greeks ... support groups on all matters related to the Global Equity Derivatives trading books. Partner with the...to meet obligations with respect to operational risk, regulatory compliance risk, Anti Money Laundering/Anti Terrorist Financing risk and… more
- JPMorgan Chase (New York, NY)
- …challenge function in the equities compliance team, focusing on the Electronic Sales and Trading businesses within the Corporate & Investment Bank line of ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...defense and challenge function to equities markets and electronic sales and trading businesses, raising issues for… more
- PrincePerelson & Associates (Salt Lake City, UT)
- …complex trades are accurately affirmed and documented by coordinating across teams like sales , trading , and legal, while also working directly with institutional ... ** Equity Analyst (Entry-Level)** Salt Lake City, Utah -...markets and financial products + Build cross-functional experience with trading , legal, and compliance teams + Join… more
- Wells Fargo (New York, NY)
- …strong relationships not only with Equity Research colleagues, but also with Equity Sales , Cash Trading , Derivatives, Wealth Management, and others. + ... **About this role:** Wells Fargo is seeking an Equity Research Associate in the Utilities sector. Learn...markets and advisory solutions, including a full complement of sales , trading and research capabilities, to corporate,… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Associate, Equity Research, Biotechnology **Requisition ID:** 228819 **Salary Range:**...as well as client and corporate events. + Assist sales and trading personnel with communications to… more
- Citigroup (New York, NY)
- …trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; ... where Citi is consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivs, FXPB) where Citi has a… more
- Wells Fargo (New York, NY)
- …+ Municipal Sales & Trading + Structured Products Sales & Trading + Equities **Research & Strategy** + Equity Research + Fixed Income Strategy + ... or other long-term incentive awards. **REQUIRED QUALIFICATIONS:** + 6+ months of Securities Sales Trading experience, or equivalent demonstrated through one or a… more
- TD Bank (New York, NY)
- …key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. Through due ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed to providing fair… more
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