- SBB Research Group (Northbrook, IL)
- … team; support the firm's core hedge-fund business (including corporate and investment fund matters); support the firm's compliance function; and provide ... Summary The Chief Compliance Officer will be a member of SBB...of experience either at a law firm and/or an investment management firm. Solid understanding of the asset management… more
- BWL (Lansing, MI)
- …decisions, a Financial Analyst performs supporting duties centered around cash & investment management, bond issuance & compliance , financial planning & analysis ... engaged in two or more areas below. Cash & Investment Management Bond Issuance & Compliance Financial Planning & Analysis (FP&A) Revenue Forecasting Rate Making… more
- Kennedy Capital Management (St. Louis, MO)
- …analysis. Compliance Management: Collaborate with Portfolio Managers and Compliance to resolve investment guidelines and restrictions. Support internal ... Kennedy Capital Management LLC (KCM) is a St. Louis-based boutique investment firm that has focused on a goal of generating superior returns in the small and mid-cap… more
- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our...business to implement appropriate systems and implement controls in compliance with global and divisional procedures to prevent financial… more
- BankPlus (Jackson, MS)
- …Position Requirements: Bachelor's Degree required. Minimum of 3 years of Trust Compliance and Trust Administration experience; desire Trust Investment experience ... to post for a position. General Position Scope: The Wealth & Fiduciary Compliance Manager is responsible for writing new policies and procedures, as necessary. This… more
- US Postal Service (Washington, DC)
- …seeking a hard-working honors attorney to fill a vacancy in the Ethics & Compliance group. Duties Help The successful applicant will work in a fast-paced environment ... be tasked with contributing to team projects designed to proactively encourage compliance with statutes and regulations. In addition, the successful applicant may be… more
- Eisai, Inc (Nutley, NJ)
- …cash flows and procedures, including domestic and international bank accounts, investment returns, interest expenses, long-and short-term debt and investment ... management. The incumbent will also forecast, analyze, and report on investment yields, cash position, source and use of funds, and economic trends. Additionally,… more
- Hercules Capital (New York, NY)
- …key performance indicators *Collaborate with multiple Hercules teams in tracking investment fundings, allocations, amendments, portfolio company compliance and ... commitment availability, and related investment funding & allocation documents. *Develop and enhance tracking and reporting materials for the expanding Hercules Adviser business. Qualifications *1-3 years in audit, finance, or accounting role with exposure… more
- Merck & Co. (Rahway, NJ)
- …includes deal sourcing, vetting, diligence, financial modeling, investing, as well as investment management and governance. The Director will work closely with our ... Health Enterprise Coverage and will be expected to lead investment activities across the GHI Fund management team with...applicants with arrest and conviction records for employment in compliance with the San Francisco Fair Chance Ordinance Los… more
- Merck & Co. (Rahway, NJ)
- …that directly impact our company's capital allocation, debt management, and investment portfolios and related forecasting and reporting. The position supports senior ... Liability Management (ALM) strategies, including utilization of interest rate swaps. Investment Portfolio OversightOversee our company's $6-$8 billion headquarters … more
- Development Capital Networks (Oklahoma City, OK)
- …of financial statements in accordance with US GAAP/GASB . Prepare reports in compliance with US Treasury guidelines . Manage investment waterfalls and carried ... Partner Engagement Communicate clearly and effectively with clients, funders, and investment partners about financial health, performance, and compliance . Serve… more
- Yorktown Search Partners (New York, NY)
- …Relations - Real Estate Our client is a distinguished real estate investment firm specializing in co-General Partner (co-GP) investments. They partner with top ... themselves as a key player in the real estate investment sector, known for their innovative approach and strong...as earnings calls, investor days, and property tours. Regulatory Compliance : Ensure all investor communications are in full … more
- DWS Group (New York, NY)
- …As investors on behalf of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our clients' financial future. And in ... Illiquid Asset Operations (IAO) division at RREEF Management, LLC, a Real Estate investment advisor, which is a wholly owned subsidiary of DWS. IAO is responsible… more
- Newlab Careers (Brooklyn, MD)
- …of startups, applied innovation programming, physical infrastructure, and direct investment , Newlab helps commercialize and scale the critical technologies needed ... programs, fraud controls, and mitigation of currency and credit exposures IR, Compliance & Governance Maintain investor relations materials, equity and cap table… more
- AbilityFirst (Pasadena, CA)
- …have a strong understanding of DDS/Regional Center funding, GAAP, regulatory compliance , and financial reporting, as well as demonstrated success managing ... with disabilities are essential. Experience overseeing facilities, capital projects, and investment portfolios is strongly preferred, along with the ability to… more
- City of Canby, OR (Canby, OR)
- …Ensure that the City's Budget, accounting systems and reports are in compliance with all appropriate legal and regulatory requirements and Generally Accepted ... as needed. Develop budgeting, accounting, and reporting systems in compliance with professional standards. Prepare initial department budget requests and… more
- DWS Group (New York, NY)
- …As investors on behalf of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our clients' financial future. And in ... Team at DWS is a key part of the investment process and has a primary goal of achieving...and efficiency. Successful relationship and interactions with Operations, Technology, Compliance , Risk and Audit. Your Skills & Experience: Proven… more
- Matador Realty Investments (Dallas, TX)
- Description Executive Assistant - CEO & Investment Division We are seeking a high-caliber Executive Assistant to directly support our CEO and investment division ... CEO's calendar, schedule, inbox, and travel logistics with precision *Prepare investment memos, CRM entries, deal trackers, and transaction files *Coordinate… more
- NorthMark Strategies (New York, NY)
- The Company: NorthMark Strategies is a leading investment firm, combining capital, innovation, and engineering to drive long-term value. From operating complex ... negotiation, and administration of OCIP insurance programs, ensuring optimal coverage, compliance , and cost control. Analyze and evaluate alternative risk transfer… more
- NorthMark Strategies (Dallas, TX)
- The Company NorthMark Strategies is a leading investment firm, combining capital, innovation, and engineering to drive long-term value. From operating complex ... procedures. Generate reports and analytics on vendor data quality and compliance for management review. Contribute to continuous improvement initiatives to enhance… more
Related Job Searches:
Compliance,
Investment,
Investment Compliance Analyst,
Investment Compliance Business Analyst,
Investment Compliance Director,
Investment Compliance Specialist,
Investment Officer Compliance,
Senior Analyst Investment Compliance,
Sr Analyst Investment Compliance,
Sr Manager Investment Compliance