- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: ... of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our...activities or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as… more
- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund business ... (including corporate and investment fund matters); support the firm's compliance function; and provide general legal support. Responsibilities Assist with the… more
- AbilityFirst (Pasadena, CA)
- …Job Location Fair Oaks - Pasadena, CA Position Type Full Time Chief Finance Officer (CFO) JOB TITLE: Chief Finance Officer (CFO) REPORTS TO: Chief Executive ... have a strong understanding of DDS/Regional Center funding, GAAP, regulatory compliance , and financial reporting, as well as demonstrated success managing… more
- Development Capital Networks (Oklahoma City, OK)
- …of financial statements in accordance with US GAAP/GASB . Prepare reports in compliance with US Treasury guidelines . Manage investment waterfalls and carried ... Join Us as Chief Financial Officer (CFO) We're seeking a strategic, hands-on financial...Engagement Communicate clearly and effectively with clients, funders, and investment partners about financial health, performance, and compliance… more
- Pipkin Construction (East Wenatchee, WA)
- …initially serve as Controller, with a path to grow into the Chief Financial Officer (CFO) role as the company scales. Experience in Construction or Cost Accounting ... project-based accounting, job costing, work-in-progress (WIP) reporting, and contract compliance . Familiarity with AIA billing, retention, and change order… more
- T. Rowe Price (Baltimore, MD)
- …about contributing to the growth of our operations. Role Summary The Investment Compliance Officer identifies, interprets, and programs restrictions ... client operations managers and other internal and external parties. The Investment Compliance Officer also proactively assesses the impacts of regulatory… more
- Manulife (New York, NY)
- …Description:** Based in New York City or Boston, the role of Chief Compliance Officer -Manulife Investment Management Private Markets Registered Funds and ... bonds), and equities. Addition to reporting to the Global Chief Compliance Officer -Manulife Investment Management Private Markets and Manulife General… more
- Manulife (New York, NY)
- …Description:** Based in New York City or Boston, the role of Chief Compliance Officer -Manulife Investment Management Private Markets Registered Funds and ... bonds), and equities. Addition to reporting to the Global Chief Compliance Officer -Manulife Investment Management Private Markets and Manulife General… more
- Berkshire Bank (Boston, MA)
- …business and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding and advising on the ... Management Department: Berkshire Wealth Management Reports to: Managing Director & Chief Investment Officer , Wealth Management Status: Exempt/ Officer Grade:… more
- City of New York (New York, NY)
- …steward of the resources of plan beneficiaries and the City of New York. The Investment Officer - Performance & Risk Reporting is responsible for the production, ... performance composites, and maintaining data integrity across reporting systems. The Investment Officer will also collaborate across departments to support… more
- City and County of San Francisco (San Francisco, CA)
- …For SFERS seeks an experienced investment professional for the position of Investment Officer ("IO") for its Real Assets portfolio, which includes real ... investment managers, service providers, and colleagues to ensure compliance with investment policies and accurate reporting... management experience at a position equivalent to an Investment Officer or higher with an … more
- City of New York (New York, NY)
- …steward of the resources of plan beneficiaries and the City of New York. The Investment Officer will assist in overseeing the investment activity for the ... for the five New York City pension systems. The Investment Officer will report to the DCIO...and other related contracts; Assist with manager risk and compliance review and assessment; - Monitoring the portfolio of… more
- First National Bank of Omaha (Minneapolis, MN)
- …based on business needs. **Summary of the Job:** We're seeking a visionary Chief Investment Officer (CIO) to lead FNBO's investment strategy across our ... communication, and trust. This executive will serve as a public-facing investment leader, guiding strategic thinking, mentoring advisors, and representing our point… more
- Bank OZK (Charlotte, NC)
- Job Purpose & Scope The VP, Trust Investment Officer constructs and manages individualized investment portfolios in conjunction with clients' financial needs ... help them achieve their financial goals. Essential Job Functions + Manage investment portfolios for trust accounts, individual investment agency accounts, IRAs,… more
- Huntington National Bank (Columbus, OH)
- Description The Senior Risk Officer - Investment Management colleague will operate within the Investment Management space, playing a key role in the delivery ... of risk strategy and execution for Huntington's Broker/Dealer, Registered Investment Advisor and Trust Investment Management businesses. Incumbents will be a key… more
- Citigroup (New York, NY)
- The Investment Assoc Intmd Analyst is a developing professional role. Deals with most problems independently and has some latitude to solve complex problems. ... Group and offers a wide range of products and solutions, including investment strategies, banking and lending, trust and specialized services.The Private Bank… more
- Bank of America (Austin, TX)
- Credit Officer II-Global Corporate & Investment Banking San Francisco, California;New York, New York; Atlanta, Georgia; Dallas, Texas; Austin, Texas **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/San-Francisco/Credit- Officer -II-Global-Corporate Investment -Banking\_25036924-2) **Job Description:** At Bank of… more
- Citigroup (Chicago, IL)
- The Investment Relationship Officer is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Los Angeles, CA)
- The Investment Relationship Officer is a developing professional role. Deals with most problems independently and has some latitude to solve complex problems. ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...& Research Compliance Advisory team which provides compliance advisory coverage for the Corporate & Investment… more
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