- Merck & Co. (Upper Gwynedd, PA)
- …(BLA), Electronic Common Technical Document (eCTD), Immunochemistry, International Regulatory Compliance , Microbiology, Molecular Microbiology, Pharmaceutical ... of the company to ensure the approval and launch market supply of our company's pharmaceutical products worldwide.- Conduct...Process Development, Regulatory Affairs Compliance , Regulatory Affairs Management, Regulatory … more
- Southern California Edison (SCE) (Rosemead, CA)
- …and transactional and operating rules and guidelines Advises business units on regulatory compliance reporting, monitors and conducts surveillance of ... market participants Performs reviews of contracts to ensure compliance with applicable regulations and solicitation requirements Formulates company strategies… more
- Central Garden & Pet (Dallas, TX)
- …Managers and other employees focusing on supporting our food safety initiatives and regulatory compliance . The position will also center on supporting the Sr. ... Description Central Garden & Pet is a market leader in the Garden and Pet industries....other federal, state, and local government and all applicable regulatory compliance for Central products. KEY RESPONSIBILITIES… more
- Interactive Brokers (Washington, DC)
- … inquiries Prepare written responses to regulatory inquiries as needed Conduct risk assessment of compliance reviews and regulatory inquiries ... introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of...needed to address items raised during the course of regulatory inquiries and compliance reviews Interface with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … Operations Analyst plays a key role in supporting the firm's compliance with non-financial regulatory reporting requirements. Leveraging advanced knowledge and ... deep knowledge and understanding of the organization's policies and procedures and of relevant regulatory codes and codes of conduct , and ensure own work adheres… more
- Tandem (San Diego, CA)
- …to premarket submissions/registrations, product launch and post market compliance , working closely with healthcare regulatory bodies globally. Interprets ... Affairs Specialist II is responsible for developing strategies for worldwide regulatory approval to introduce new products to market , maintaining existing… more
- JPMorgan Chase & Co. (Jersey City, NJ)
- …for diverse stakeholder audiences Should be subject matter expertise in Regulatory , Trade surveillance platforms and capital markets Should advocate and develop ... new methodologies for supporting information management security and compliance requirements Should have worked with front, middle, and back office teams to define… more
- Glencore (Houston, MN)
- …risk-related information and insights. Regulatory Compliance : Stay abreast of regulatory changes and their implications for market risk management in the ... to the Head of Market Risk. Key Responsibilities: Risk Assessment and Analysis: Conduct comprehensive market risk assessments for the US oil, gas and power… more
- Marex (New York, NY)
- …in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees on regulatory requirements, and implement ... within Marex and ensuring that all employees understand their responsibilities. Furthermore, Compliance is a bridge between Marex and regulatory authorities. … more
- Marex (New York, NY)
- …in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees on regulatory requirements, and implement ... agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements,… more
- Goldman Sachs, Inc. (New York, NY)
- Job Description Global Compliance Our division prevents, detects and mitigates compliance , regulatory and reputational risk across the firm and helps to ... and part of the firm's second line of defense, Compliance assesses the firm's compliance , regulatory...Public business by articulating and maintaining the standards of conduct required of the firm's businesses as well as… more
- The Symicor Group (Milwaukee, WI)
- …WI area. The position is responsible for the execution of the bank's regulatory compliance requirements related to our business lending products, including ... Lending Compliance Analyst - To $35/hr - Milwaukee, WI...very best banking and accounting talent available in the market . Whether you are a candidate seeking a new… more
- TechInsights (Washington, DC)
- …Counsel to maintain, update, and continuously evolve the Company's comprehensive regulatory compliance and corporate policies and procedures across global ... teams. You will collaborate closely with senior leadership to translate regulatory changes into actionable business practices, conduct risk assessments,… more
- AQR (Greenwich, CT)
- …complex presentations, including hypothetical and back-tested performance, reviewing for regulatory compliance . Provide proactive, clear, and solution-oriented ... superior, long-term results for our clients by looking past market noise to identify and isolate what matters most,...on a broad range of marketing materials to ensure compliance with regulatory requirements and internal standards.… more
- Chubb (Wilmington, DE)
- …Health and Personal Injury Protection (PIP) claims. RESPONSIBILITIES Assists with NA Claims market conduct examinations, audits, data calls and other state and ... as required by the State. Provide recommendations and strategies for resolutions. Conduct independent regulatory research in conjunction with legal resources,… more
- PIMCO (New York, NY)
- …requirements Maintain an understanding of investment company, broker-dealer, and investment advisory compliance regulatory focus areas, and their relevance to US ... team. Responsibilities Provide direct support to the US registered funds compliance program which generally includes maintaining regulatory risk assessments,… more
- BNP Paribas (Jersey City, NJ)
- …leaders. Demonstrates the ability to influence stakeholders at the team level. Compliance Culture and Conduct : Takes full responsibility for personal actions ... regulatory initiatives impacting KYC/CDD/CIP requirements; and Support KYC Compliance on internal and external examinations, projects, and other priorities, as… more
- BioSpace (Cambridge, MA)
- …as well as home office and field-based personnel on interpretation of Code of Conduct , Compliance Policies, and relevant SOPs, guidance documents, and other E&C ... Join Takeda as US Business Unit (USBU), Ethics & Compliance Business Partner, Dermatology at the director level, where...environment and business needs; it is close to the market and encourages ethical behavior in line with Takeda's… more
- Related (Corona, NY)
- …delivery and occupancy timelines. Train staff on annual recertification procedures and regulatory compliance across subsidy types. File Review & Quality ... Point, Corona, Queens-and we're looking for a detail-driven, mission-focused Compliance Manager to play a critical role in this...Assurance Conduct detailed initial reviews of up to 150 files… more
- Fairstead ESC LLC (New York, NY)
- …the preparation of responses to regulatory inquiries and audits. Support Compliance Training: Develop and conduct training programs for property management ... in maintaining the highest standards of ethical and operational integrity. RESPONSIBILITIES: Conduct Compliance Audits: Perform regular audits of property files,… more
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