- Raymond James Financial, Inc. (Memphis, TN)
- …party applications + Answer calls and questions on operational topics and account maintenance. + Contacts internal/external customers including fund companies to ... investment concepts, practices, procedures and industry regulations related to Mutual Funds + Basic mathematical skills including addition, subtraction,… more
- Bank of America (Addison, TX)
- Account Management Ops Analyst - Mutual Fund and Institutional Billing Pennington, New Jersey;Dallas, Texas; Addison, Texas **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Pennington/ Account -Management-Ops-Analyst Mutual - Fund -and-Institutional-Billing\_25039509-1) **Job Description:** **At… more
- Thrivent Financial (Minneapolis, MN)
- …with various project assignments. + Serve as a resource to internal stakeholders on mutual fund tax issues. + Basic knowledge of functions supported within the ... we are a membership-owned fraternal organization, as well as a holistic financial services organization, dedicated to serving the unique needs of our clients. We… more
- Equitable (Charlotte, NC)
- Entry Level Mutual Fund Internal Wholesaler (Strong Compensation Package) ( 250000HA ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : ... potential? This role is dedicated to the distribution of the 1290 retail mutual fund products issued by Equitable to professional financial intermediaries such… more
- T. Rowe Price (Colorado Springs, CO)
- …contact for inbound participant service requests + Respond to requests for investment, mutual fund , and account information. Resolve complex account ... our participants reach their long-term financial goals through exemplary service , education, and support. Join our team and you...T. Rowe Price offers unparalleled active management products and services . Come join our team and help our clients… more
- T. Rowe Price (Owings Mills, MD)
- …contact for inbound participant service requests. Respond to requests for investment, mutual fund , and account information. Resolve complex account ... to a Financial Consultant who will deliver enhanced personalized consultations or offer products/ services based on their needs. Join our team and you will receive… more
- KeyBank (Brooklyn, OH)
- …Private Bank and Investment Advisory services . This job includes: + **Receiving mutual fund assets:** Take action when new accounts are opened, making sure ... & Distributions Senior Specialist** helps manage the movement of mutual fund investments in, out, and between...Fund assets to contra firms and update the account records accordingly. + **Handling transfers between accounts:** Take… more
- Lincoln Financial (Greensboro, NC)
- …(eg "stickers"). * Leading the process for maintaining, updating, and organizing mutual fund registration documents and all exhibits, including complex ... Researching, evaluating and reporting on regulatory matters related to mutual fund registration documents and fund...Required) * 5 - 7+ Years of experience with mutual funds, investment advisers and/or service providers… more
- Raymond James Financial, Inc. (Southfield, MI)
- …+ Intermediate investment concepts, practices, procedures and industry regulations related to Mutual Fund trading activities. + Principles and practices of ... Provides trading support to financial advisors and responds to inquiries regarding fund suitability, products and services . + Establishes and maintains periodic… more
- Deloitte (Tampa, FL)
- Mutual funds-Are you a leader, passionate about financial products and understand regulated investment companies, Subchapter M, section 4982 excise calculations, and ... experience in accounting and taxation to provide tax compliance and consulting services to Investment Management clients. You will conduct day-to-day management of… more
- Lincoln Financial (Fort Wayne, IN)
- …vendor contracts for services supporting the advisor and the mutual fund complex. * Drafting, negotiating, and interpreting participation agreements, ... Providing legal advice on the ongoing operation of Lincoln Financial Group's proprietary mutual funds and the advisory and administrative services LFG affiliates… more
- CIBC (New York, NY)
- …**How You'll Succeed** + Complete annual 15C questionnaire for our Interval and 40 act mutual fund platforms + Assist in the management of all procedures and ... Business. + You bring 5 - 7 years of Mutual Fund , Private Fund Administration,...our employee's needs; including Medical, Dental, Vision, Health Savings Account , Life Insurance, Disability, and Other Insurance Plans, Paid… more
- Lincoln Financial (Fort Wayne, IN)
- …of financial operations for the insurance company separate accounts and LVIP Trust mutual fund complex. Specifically, this role will have oversight of pricing ... in:** + Operational and accounting functions related to variable separate accounts. + Mutual fund transfer agency functions, in both an operational and oversight… more
- Janus Henderson Investors (Boston, MA)
- …required. + Institutional and/or intermediary experience preferred + Multiple vehicle (Separate/Segregated Account , Mutual Fund , UCIT, OEIC, SICAV, VIT, ETF, ... superior financial outcomes through differentiated insights, disciplined investments, and world-class service . We will do this by protecting and growing our core… more
- Equitable (Charlotte, NC)
- …skills in large and small group settings - in person and virtually + Managed account , mutual fund , and brokerage experience + Financial planning experience ... Managed Accounts + Growth of the number of FPs participating in financial planning services and the use of planning tools for advice delivery + Increase the amount… more
- Janus Henderson Investors (Denver, CO)
- …+ Experience of graphics or creative design, and brand + Multiple vehicle (Separate/Segregated Account , Mutual Fund , UCIT, OEIC, SICAV, VIT, ETF, etc.) ... superior financial outcomes through differentiated insights, disciplined investments, and world-class service . We will do this by protecting and growing our core… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …gained through work experience to review and apply model portfolio overlays on Mutual Fund /ETF (MF/ETF) managed account platforms using exchange-traded ... evaluation and complex decision-making. This includes executing trades and resolving account issues. **Essential Duties and Responsibilities** + Overlay accounts to… more
- Boston University (Boston, MA)
- **DATA INTEGRITY COORDINATOR, GIFT ACCOUNT , Development & Alumni Relations, Gifts** **Job Description** **DATA INTEGRITY COORDINATOR, GIFT ACCOUNT , Development & ... department is to provide a high-quality information infrastructure, responsive data services , impactful data analysis and streamlined reporting to support increased… more
- Ace Hardware (Lewiston, ME)
- …and E-retailer customer segments. Our team is currently looking for an ** Account Manager (internally known as a Territory Manager)** who will be responsible ... customer needs, while meeting Emery Jensen Distribution objectives. The Account Manager manages the customer relationships and will be...help Children's Miracle Network Hospitals and the Ace Helpful Fund through the Ace Foundation + Ace invests in… more
- Edward Jones (Tempe, AZ)
- …Securities and Exchange Act of 1933, Securities Exchange Act of 1934, and Mutual Fund Compliance experience preferred. + Strong understanding of the sub-adviser ... guidelines and monitoring functions over the Bridge Builder Trust Mutual Funds and Edward Jones Money Market Fund...of federal securities laws and regulations for Edward Jones Fund complex, and Service Providers. As a… more