- Palo Alto Networks (Santa Clara, CA)
- …- just to name a few! Job Description Your Career The Principal Consultant, Cyber Risk Management Advisory for Proactive Services is focused on leading our ... Governance, Risk , and Compliance team across a comprehensive portfolio of clients. The...our client's security posture and maturity Lead and support Advisory engagements such as Tabletop Exercises, Cyber Risk… more
- The Baldwin Group (Lakeland, FL)
- …all licenses as required by the State Department of Insurance to provide service , consultation, and financial risk transfer solutions in states where the ... all licenses as required by the State Department of Insurance to provide service , consultation, and financial risk transfer solutions in states where the… more
- Crowe LLP (New York, NY)
- …to public and private entities while also helping clients reach their goals with tax, advisory , risk and performance services . Crowe is recognized by many ... growth and leadership. Over our 80-year history, delivering excellent service through innovation has been a core part of...and execution of the strategic vision for the transaction services advisory practice in collaboration with the… more
- TD Bank Group (New York, NY)
- …across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. Through due diligence, ... Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and...offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose… more
- ITC Worldwide (Houston, TX)
- …delivering high-impact advisory services across financial transformation, risk management, compliance , and digital finance. We support clients in ... About the job Project Accountant Advisory Services About ITC Worldwide ...projects. You will ensure accurate budgeting, forecasting, reporting, and compliance with financial controls. This role is critical in… more
- Crdit Agricole CIB (New York, NY)
- …of some LoD2 Compliance controls. Primary Responsibilities *Provide general advisory services in connection with activities performed by Coverage, GIB ... the Advisory function within Investment & Corporate Banking Regulatory Compliance ("ICBRC"), which comprises ICBA and the CMG ("Conflicts Management Group"). The… more
- BNY Mellon (New York, NY)
- Senior Vice President, Compliance and Control, Line of Business OFAC/Economic Sanctions Advisory At BNY, our culture empowers you to grow and succeed. As a ... as well as knowledge of non-U.S. sanctions regulations, and Financial Crimes Compliance specifically related to financial services sector. Prior experience… more
- Early Warning Services, LLC (New York, NY)
- …across all risk types, owns monitoring, execution and adherence to risk policies, procedures and/or program requirements, providing advisory to effectively ... with thousands of institutions to increase access to financial services and protect transactions for hundreds of millions of...out to senior management. Partners with other functions (ie Compliance , 2LOD) to ensure alignment with broader risk… more
- Capital One (Arlington, VA)
- …Bachelor's Degree or military experience At least 5 years of experience working in risk management, audit, or compliance At least 2 years of experience in ... working with data languages At least 1 year of experience using Governance, Risk , and Compliance software tools Preferred Qualifications: 7+ years of experience… more
- MUFG Bank, Ltd. (Tampa, FL)
- …trends or escalation items ORM SME reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, testing or ... Support deep dive reviews with the FLoD on significant risk events and operational losses Identify with the FLoD...monitoring) 3) Support advisory services for high-priority change initiatives. 4)… more
- Corebridge Financial (Houston, TX)
- …with business leaders to design and execute new strategies through IT and operations services and ensures the necessary IT risk management and security measures ... and assignments. Skills and Qualifications 4+ years in IT governance and compliance , risk assessment, controls assurance, or audit management. Expertise in… more
- Goldman Sachs, Inc. (Dallas, TX)
- … compliance . Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and ... Job Description Global Compliance Our division prevents, detects and mitigates compliance , regulatory and reputational risk across the firm and helps to… more
- Crdit Agricole CIB (New York, NY)
- …Regulatory Compliance ("ICBRC")- Americas is responsible for the regulatory Advisory function and the CMG function (dedicated to management of conflicts of ... large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking… more
- The CERES Group (Boston, MA)
- …its subsidiary companies. Address concerns, present solutions and identify ways to mitigate risk exposure. Train: Work with the Investment Compliance team's key ... have at least 7 years work experience in investment management, financial services or industry-related compliance experience. Working knowledge of investment… more
- Capstone (Washington, DC)
- …regulatory issues. Collaborate with department heads to ensure the effectiveness of compliance controls. Develop and deliver risk -based training programs to ... NDAs, and other commercial agreements. Requirements Over 5 years of experience in compliance , risk management, or related areas. Juris Doctor (JD) degree from… more
- BNP Paribas (Jersey City, NJ)
- …questions, waiver/exception requests, and escalations for decision; Review and render Compliance decisions on clients posing heightened AML/CFT risk , including ... as urgent reviews with tight deadlines) Preferred Qualifications CAMS certification Prior compliance experience in an advisory capacity Familiarity with EU AML… more
- Deutsche Bank (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... our reputation from those who may intend to use our products and services for money laundering, bribery, corruption, fraud and/or Terrorist Financing (CTF) purposes.… more
- My RIA Lawyer (Atlanta, GA)
- …investment adviser representatives (IAR), and third-party agreements. Regulatory Analysis & Advisory *Analyze and advise on complex compliance and regulatory ... compliance issues. *Guide clients on best practices for compliance and risk mitigation strategies. Legal Document...issues * 5-10 years of legal experience in financial services , preferably with an investment firm or a law… more
- DLA LLC (New York, NY)
- …approach. We're currently looking for a Senior IT Auditor to join our Internal Audit & Risk Advisory team in New York, NY . If you're ready to take on ... Description Looking for Your Next Opportunity in Consulting or Advisory ? At DLA, we help our clients tackle complex...thrive. Whether you're passionate about finance, audit, technology, or risk , you'll find meaningful work here with a team… more
- Cherry Bekaert (Waltham, MA)
- … advisory and non-attest services spanning the areas of transaction advisory , risk and accounting advisory , digital solutions, cybersecurity, tax, ... Great Place to Work , Cherry Bekaert delivers innovative advisory , assurance and tax services to our...market. The successful candidate will manage the client's tax compliance needs, anticipate tax and business issues, and recognize… more
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