- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of sanctions trends, emerging issues and necessary enhancements to the Sanctions Compliance Program. + Identifies and escalates material risks and instances ... of Sanctions regulatory requirements. + Financial markets, products, financial advisory function and investment process. + Sanctions -related controls +… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** Within the Financial Crimes Prevention Unit, ("FCPU"), the Sanctions Compliance Team ("SCT") manages sanctions risk from ... under their VP's remit. Reports to the VP or Director level. Complex transactions escalated to next level of...of department processes; and oversight, testing of upgrades to Compliance applications. May include governance, advisory , or… more
- Santander US (Boston, MA)
- …appropriately designed, implemented and effective in mitigating such risks. Reporting to the Director , AML Advisory and Oversight within the BSA/AML and OFAC ... AML Advisory Senior Associate - Hybrid Country: United States...+ Oversee the management of BSA / AML and Sanctions Risk within assigned business areas. + Function as… more
- TD Bank (New York, NY)
- …support on Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) matters. The Advisory team supports the AML compliance framework by providing guidance ... you more specific details for this role. **Job Description:** **Position:** Director , Global Markets Oversight, US FCRM TDS Business Oversight **Reports to:**… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how compliance ... platforms: DataBricks and Snowflake preferred- Deep understanding of financial services compliance requirements (AML, sanctions screening, KYC)- Strong project… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …reviewing and challenging work products related to AML, anti-fraud, and economic sanctions compliance . This role ensures that both preventive (QA) and ... The Director of Quality Assurance & Control covering Anti-Money...in place to uphold the integrity, accuracy, and regulatory compliance of the financial crimes-related activities performed by the… more
- Grant Thornton (Charlotte, NC)
- As the Anti-Money Laundering Managing Director , you'll offer tailored services to help clients identify and mitigate potential risks, address and resolve regulatory ... + Demonstrate understanding of leading practices in risk and compliance for banking and/or financial products and services. +...and providing advice on KYC / AML and OFAC Sanctions programs. + Solid knowledge of 3 lines of… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champions a customer focused ... Director , US Deputy CISO **Requisition ID:** 225315 **Salary...evolving business practices. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- American Express (Phoenix, AZ)
- … (GRC) and is responsible for leading the enterprise-wide Anti-Money Laundering, Sanctions , and Anti-Corruption compliance functions. This team has global ... make an impact in this role?** Global Financial Crimes Compliance (GFCC) is an organization within Global Risk &...The US AML Program Manager will report to the Director - US AML Program and serve as the… more
- Mizuho Corporate Bank (New York, NY)
- …partner systems and data platforms- Ensure screening platforms meet AML, KYC, and sanctions compliance requirements- Work with Legal, Risk, and Compliance ... Join Mizuho as a Screening Systems Modernization Engineer! Reporting to the Director of Compliance Technology Modernization, in this role you will serve as a… more
- Mizuho Corporate Bank (New York, NY)
- As Director of Financial Crimes Modelling and Analytics, you will act as a model owner for Mizuho America's Financial Crimes ("FCC") Models, which include ... communicated to relevant stakeholders to maintain model integrity and compliance . + Execute the model risk framework and standards...model risk framework and standards for the AML and Sanctions models in accordance with the Mizuho Model Risk… more
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