- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of sanctions trends, emerging issues and necessary enhancements to the Sanctions Compliance Program. + Identifies and escalates material risks and instances ... of Sanctions regulatory requirements. + Financial markets, products, financial advisory function and investment process. + Sanctions -related controls +… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** Within the Financial Crimes Prevention Unit, ("FCPU"), the Sanctions Compliance Team ("SCT") manages sanctions risk from ... under their VP's remit. Reports to the VP or Director level. Complex transactions escalated to next level of...of department processes; and oversight, testing of upgrades to Compliance applications. May include governance, advisory , or… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how compliance ... platforms: DataBricks and Snowflake preferred- Deep understanding of financial services compliance requirements (AML, sanctions screening, KYC)- Strong project… more
- Ankura (Houston, TX)
- …is a team of excellence founded on innovation and growth. The Model Validation Director is expected to lead and execute model validation testing processes on systems ... aid in the independent validation of financial crimes detection and sanctions screening models. Testing could include conceptual design review, control operating… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. Champion a high performance ... Associate Director , Head of Latin America Liability Management **Requisition...advise clients appropriately. Responsible for the structuring, documentation preparation advisory , marketing, and execution of originated transactions. Assist in… more
- TD Bank (New York, NY)
- …and functions on development, maintenance, and implementation of all aspects of AML/ATF/ Sanctions /ABAC compliance programs in line with the Bank's risk appetite ... 7+ years experience **Customer Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on AML/ATF/ Sanctions… more
- Mastercard (Harrison, NY)
- …being used to facilitate money laundering and terrorist financing. The Manager, Legal Compliance -Crypto, MTS will report to the Director of Digital Currency ... stablecoins, and money transfer systems. * Strong understanding of crypto compliance (AML, KYC, Sanctions , transaction monitoring, investigations), ideally… more
- MUFG (New York, NY)
- …including "one FLODCO team" attitude. + Partner with relevant teams to address risk/AML/ Sanctions compliance issues, while managing the progress of KYCs from an ... clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders + Adhere to policy requirements and timely… more
- Mizuho Corporate Bank (New York, NY)
- …partner systems and data platforms- Ensure screening platforms meet AML, KYC, and sanctions compliance requirements- Work with Legal, Risk, and Compliance ... Join Mizuho as a Screening Systems Modernization Engineer! Reporting to the Director of Compliance Technology Modernization, in this role you will serve as a… more
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